OMNOVA SOLUTIONS INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-11-18: Reporting owner ROTHWELL ALLAN R; Form 4; Security Phantom Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-11-18: Reporting owner DANTONI DAVID J; Form 4; Security Phantom Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-05-20: Reporting owner DANTONI DAVID J; Form 4; Security Phantom Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-05-20: Reporting owner ROTHWELL ALLAN R; Form 4; Security Phantom Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-11-18 | ROTHWELL ALLAN R Director | 4 | Phantom Stock Derivative · Indirect · By Plan | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,828 8,734 owned after | $4.29 | 2011-11-21 | |
| 2011-11-18 | DANTONI DAVID J Director | 4 | Phantom Stock Derivative · Indirect · By Plan | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,828 52,660 owned after | $4.29 | 2011-11-21 | |
| 2011-05-20 | DANTONI DAVID J Director | 4 | Phantom Stock Derivative · Indirect · By Plan | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,907 46,832 owned after | $8.60 | 2011-05-24 | |
| 2011-05-20 | ROTHWELL ALLAN R Director | 4 | Phantom Stock Derivative · Indirect · By Plan | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,907 2,907 owned after | $8.60 | 2011-05-24 |