MINDBODY, Inc. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 111 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-02-10: Reporting owner Lytikainen Kimberly Gail; Form 4; Security Class B Common Stock; Transaction C Conversion of derivative security.
- 2017-02-10: Reporting owner WHITE BRETT T; Form 4; Security Class B Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-02-10: Reporting owner WHITE BRETT T; Form 4; Security Class B Common Stock; Transaction C Conversion of derivative security.
- 2017-01-27: Reporting owner Wills Bradford Lee; Form 4; Security Class B Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-02-10 | Lytikainen Kimberly Gail Officer (Chief Legal Officer &Secretary) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −14,750 0 owned after | $0.00 | 2017-02-14 | |
| 2017-02-10 | WHITE BRETT T Officer (CFO & COO) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +20,000 20,000 owned after | $7.71 exercise price | 2017-02-14 | |
| 2017-02-10 | WHITE BRETT T Officer (CFO & COO) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −20,000 0 owned after | $0.00 | 2017-02-14 | |
| 2017-01-27 | Wills Bradford Lee Officer (Chief Strategy Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,043 1,043 owned after | $7.71 exercise price | 2017-01-31 | |
| 2017-01-27 | Wills Bradford Lee Officer (Chief Strategy Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −1,043 0 owned after | $0.00 | 2017-01-31 | |
| 2017-01-09 | Wills Bradford Lee Officer (Chief Strategy Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,220 10,220 owned after | $7.71 exercise price | 2017-01-11 | |
| 2017-01-09 | Wills Bradford Lee Officer (Chief Strategy Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −10,220 0 owned after | $0.00 | 2017-01-11 | |
| 2017-01-05 holding as of filing | Stollmeyer Richard Lee Director, Officer (President & CEO), 10% Owner | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See footnote | Holding | 23,750 owned after | no price filed | 2017-01-05 | |
| 2017-01-05 holding as of filing | Stollmeyer Richard Lee Director, Officer (President & CEO), 10% Owner | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See footnote | Holding | 1,250 owned after | no price filed | 2017-01-05 | |
| 2017-01-05 holding as of filing | Stollmeyer Richard Lee Director, Officer (President & CEO), 10% Owner | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See footnote | Holding | 1,250 owned after | no price filed | 2017-01-05 | |
| 2017-01-03 | Stollmeyer Richard Lee Director, Officer (President & CEO), 10% Owner | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Direct | C Conversion of derivative security | +21,760 925,678 owned after | $0.00 | 2017-01-05 |