MINDBODY, Inc. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 176 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-05-02: Reporting owner Brandenburg Chet Ian; Form 4; Security Class B Common Stock; Transaction C Conversion of derivative security.
- 2016-05-02: Reporting owner Stollmeyer Richard Lee; Form 4; Security Class B Common Stock (convertible into Class A Common Stock); Transaction C Conversion of derivative security.
- 2016-04-13: Reporting owner Stollmeyer Richard Lee; Form 4; Security Class B Common Stock (convertible into Class A Common Stock); Transaction C Conversion of derivative security.
- 2016-04-13: Reporting owner Stollmeyer Richard Lee; Form 4; Security Class B Common Stock (convertible into Class A Common Stock); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-05-02 | Brandenburg Chet Ian Officer (Chief Product Officer) | 4 | Class B Common Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −3,000 279,837 owned after | $0.00 | 2016-05-04 | |
| 2016-05-02 | Stollmeyer Richard Lee Director, Officer (President & CEO), 10% Owner | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Direct | C Conversion of derivative security | +10,880 1,119,590 owned after | $0.00 | 2016-05-04 | |
| 2016-04-13 | Stollmeyer Richard Lee Director, Officer (President & CEO), 10% Owner | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Direct | C Conversion of derivative security | +2,538 1,130,470 owned after | $0.00 | 2016-04-13 | |
| 2016-04-13 holding as of filing | Stollmeyer Richard Lee Director, Officer (President & CEO), 10% Owner | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See footnote | Holding | 23,750 owned after | no price filed | 2016-04-13 | |
| 2016-04-13 holding as of filing | Stollmeyer Richard Lee Director, Officer (President & CEO), 10% Owner | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See footnote | Holding | 1,250 owned after | no price filed | 2016-04-13 | |
| 2016-04-13 holding as of filing | Stollmeyer Richard Lee Director, Officer (President & CEO), 10% Owner | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See footnote | Holding | 1,250 owned after | no price filed | 2016-04-13 | |
| 2016-04-11 | Stollmeyer Richard Lee Director, Officer (President & CEO), 10% Owner | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Direct | C Conversion of derivative security | +2,902 1,133,008 owned after | $0.00 | 2016-04-13 | |
| 2016-04-11 | Brandenburg Chet Ian Officer (Chief Product Officer) | 4 | Class B Common Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −1,500 282,837 owned after | $0.00 | 2016-04-12 | |
| 2016-04-05 | Murphy Robert John Director, Officer (Chief Operating Officer), 10% Owner | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Direct · (m) | C Conversion of derivative security | −8,381 921,774 owned after | $0.00 | 2016-04-05 | |
| 2016-04-05 | Murphy Robert John Director, Officer (Chief Operating Officer), 10% Owner | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · (m) | C Conversion of derivative security | −1,619 159,500 owned after | $0.00 | 2016-04-05 | |
| 2016-04-05 holding as of filing | Murphy Robert John Director, Officer (Chief Operating Officer), 10% Owner | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See footnote | Holding | 13,750 owned after | no price filed | 2016-04-05 | |
| 2016-04-05 holding as of filing | Stollmeyer Richard Lee Director, Officer (President & CEO), 10% Owner | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See footnote | Holding | 23,750 owned after | no price filed | 2016-04-05 | |
| 2016-04-05 holding as of filing | Stollmeyer Richard Lee Director, Officer (President & CEO), 10% Owner | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See footnote | Holding | 1,250 owned after | no price filed | 2016-04-05 | |
| 2016-04-05 holding as of filing | Stollmeyer Richard Lee Director, Officer (President & CEO), 10% Owner | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See footnote | Holding | 1,250 owned after | no price filed | 2016-04-05 | |
| 2016-04-04 | Murphy Robert John Director, Officer (Chief Operating Officer), 10% Owner | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Direct · (m) | C Conversion of derivative security | −11,734 930,155 owned after | $0.00 | 2016-04-05 | |
| 2016-04-04 | Murphy Robert John Director, Officer (Chief Operating Officer), 10% Owner | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · (m) | C Conversion of derivative security | −2,266 161,119 owned after | $0.00 | 2016-04-05 | |
| 2016-04-01 | Murphy Robert John Director, Officer (Chief Operating Officer), 10% Owner | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Direct · (m) | C Conversion of derivative security | −8,885 941,889 owned after | $0.00 | 2016-04-05 | |
| 2016-04-01 | Murphy Robert John Director, Officer (Chief Operating Officer), 10% Owner | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · (m) | C Conversion of derivative security | −1,715 163,385 owned after | $0.00 | 2016-04-05 | |
| 2016-04-01 | Brandenburg Chet Ian Officer (Chief Product Officer) | 4 | Class B Common Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −3,000 284,337 owned after | $0.00 | 2016-04-05 | |
| 2016-04-01 | Stollmeyer Richard Lee Director, Officer (President & CEO), 10% Owner | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Direct | C Conversion of derivative security | +10,880 1,135,910 owned after | $0.00 | 2016-04-05 | |
| 2016-03-18 holding as of filing | Stollmeyer Richard Lee Director, Officer (President & CEO), 10% Owner | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See footnote | Holding | 23,750 owned after | no price filed | 2016-03-18 | |
| 2016-03-18 holding as of filing | Stollmeyer Richard Lee Director, Officer (President & CEO), 10% Owner | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See footnote | Holding | 1,250 owned after | no price filed | 2016-03-18 | |
| 2016-03-18 holding as of filing | Stollmeyer Richard Lee Director, Officer (President & CEO), 10% Owner | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See footnote | Holding | 1,250 owned after | no price filed | 2016-03-18 | |
| 2016-03-17 | Brandenburg Chet Ian Officer (Chief Product Officer) | 4 | Class B Common Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −1,500 287,337 owned after | $0.00 | 2016-03-18 | |
| 2016-03-17 | Stollmeyer Richard Lee Director, Officer (President & CEO), 10% Owner | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Direct | C Conversion of derivative security | +5,440 1,146,790 owned after | $0.00 | 2016-03-18 | |
| 2016-03-07 holding as of filing | Stollmeyer Richard Lee Director, Officer (President & CEO), 10% Owner | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See footnote | Holding | 23,750 owned after | no price filed | 2016-03-07 | |
| 2016-03-07 holding as of filing | Stollmeyer Richard Lee Director, Officer (President & CEO), 10% Owner | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See footnote | Holding | 1,250 owned after | no price filed | 2016-03-07 | |
| 2016-03-07 holding as of filing | Stollmeyer Richard Lee Director, Officer (President & CEO), 10% Owner | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See footnote | Holding | 1,250 owned after | no price filed | 2016-03-07 | |
| 2016-03-04 | Stollmeyer Richard Lee Director, Officer (President & CEO), 10% Owner | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Direct | C Conversion of derivative security | +5,440 1,152,230 owned after | $0.00 | 2016-03-07 | |
| 2016-03-03 | Murphy Robert John Director, Officer (Chief Operating Officer), 10% Owner | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Direct · (m) | C Conversion of derivative security | −3,300 950,774 owned after | $0.00 | 2016-03-03 | |
| 2016-03-03 holding as of filing | Murphy Robert John Director, Officer (Chief Operating Officer), 10% Owner | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See footnote | Holding | 13,750 owned after | no price filed | 2016-03-03 | |
| 2016-03-02 | Murphy Robert John Director, Officer (Chief Operating Officer), 10% Owner | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Direct · (m) | C Conversion of derivative security | −10,300 954,074 owned after | $0.00 | 2016-03-03 | |
| 2016-03-02 holding as of filing | Stollmeyer Richard Lee Director, Officer (President & CEO), 10% Owner | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See footnote | Holding | 23,750 owned after | no price filed | 2016-03-02 | |
| 2016-03-02 holding as of filing | Stollmeyer Richard Lee Director, Officer (President & CEO), 10% Owner | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See footnote | Holding | 1,250 owned after | no price filed | 2016-03-02 | |
| 2016-03-02 holding as of filing | Stollmeyer Richard Lee Director, Officer (President & CEO), 10% Owner | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See footnote | Holding | 1,250 owned after | no price filed | 2016-03-02 | |
| 2016-03-01 | Murphy Robert John Director, Officer (Chief Operating Officer), 10% Owner | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Direct · (m) | C Conversion of derivative security | −15,400 964,374 owned after | $0.00 | 2016-03-03 | |
| 2016-03-01 | Murphy Robert John Director, Officer (Chief Operating Officer), 10% Owner | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · (m) | C Conversion of derivative security | −5,600 165,100 owned after | $0.00 | 2016-03-03 | |
| 2016-03-01 | Stollmeyer Richard Lee Director, Officer (President & CEO), 10% Owner | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Direct | C Conversion of derivative security | +5,440 1,157,670 owned after | $0.00 | 2016-03-02 | |
| 2016-03-01 | Brandenburg Chet Ian Officer (Chief Product Officer) | 4 | Class B Common Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −3,000 288,837 owned after | $0.00 | 2016-03-02 | |
| 2016-02-25 holding as of filing | Stollmeyer Richard Lee Director, Officer (President & CEO), 10% Owner | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See footnote | Holding | 23,750 owned after | no price filed | 2016-02-25 | |
| 2016-02-25 holding as of filing | Stollmeyer Richard Lee Director, Officer (President & CEO), 10% Owner | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See footnote | Holding | 1,250 owned after | no price filed | 2016-02-25 | |
| 2016-02-25 holding as of filing | Stollmeyer Richard Lee Director, Officer (President & CEO), 10% Owner | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See footnote | Holding | 1,250 owned after | no price filed | 2016-02-25 | |
| 2016-02-23 | Stollmeyer Richard Lee Director, Officer (President & CEO), 10% Owner | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Direct | C Conversion of derivative security | +5,440 1,163,110 owned after | $0.00 | 2016-02-25 | |
| 2016-02-23 holding as of filing | Stollmeyer Richard Lee Director, Officer (President & CEO), 10% Owner | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See footnote | Holding | 23,750 owned after | no price filed | 2016-02-23 | |
| 2016-02-23 holding as of filing | Stollmeyer Richard Lee Director, Officer (President & CEO), 10% Owner | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See footnote | Holding | 1,250 owned after | no price filed | 2016-02-23 | |
| 2016-02-23 holding as of filing | Stollmeyer Richard Lee Director, Officer (President & CEO), 10% Owner | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See footnote | Holding | 1,250 owned after | no price filed | 2016-02-23 | |
| 2016-02-23 holding as of filing | Murphy Robert John Director, Officer (Chief Operating Officer) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See footnote | Holding | 170,700 owned after | no price filed | 2016-02-23 | |
| 2016-02-23 holding as of filing | Murphy Robert John Director, Officer (Chief Operating Officer) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See footnote | Holding | 13,750 owned after | no price filed | 2016-02-23 | |
| 2016-02-19 | Stollmeyer Richard Lee Director, Officer (President & CEO), 10% Owner | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Direct | C Conversion of derivative security | +5,440 1,168,550 owned after | $0.00 | 2016-02-23 | |
| 2016-02-19 | Murphy Robert John Director, Officer (Chief Operating Officer) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Direct | C Conversion of derivative security | −27,465 979,774 owned after | $0.00 | 2016-02-23 | |
| 2016-02-16 holding as of filing | Murphy Robert John Director, Officer (Chief Operating Officer) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See footnote | Holding | 170,700 owned after | no price filed | 2016-02-16 | |
| 2016-02-16 holding as of filing | Murphy Robert John Director, Officer (Chief Operating Officer) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See footnote | Holding | 13,750 owned after | no price filed | 2016-02-16 | |
| 2016-02-12 | Catalyst Investors Partners, L.L.C. | Catalyst Investors QP II LP | CATALYST INVESTORS PARTNERS II, L.P. | Catalyst Investors II LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · see footnote | C Conversion of derivative security | −494,310 4,448,789 owned after | $0.00 | 2016-02-17 | |
| 2016-02-11 | Brandenburg Chet Ian Officer (Chief Product Officer) | 4 | Class B Common Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −2,536 291,837 owned after | $0.00 | 2016-02-16 | |
| 2016-02-11 | Murphy Robert John Director, Officer (Chief Operating Officer) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Direct | C Conversion of derivative security | −1,335 1,007,239 owned after | $0.00 | 2016-02-16 | |
| 2016-02-10 holding as of filing | Murphy Robert John Director, Officer (Chief Operating Officer) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See footnote | Holding | 170,700 owned after | no price filed | 2016-02-10 | |
| 2016-02-10 holding as of filing | Murphy Robert John Director, Officer (Chief Operating Officer) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See footnote | Holding | 13,750 owned after | no price filed | 2016-02-10 | |
| 2016-02-08 | Brandenburg Chet Ian Officer (Chief Product Officer) | 4 | Class B Common Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −464 294,373 owned after | $0.00 | 2016-02-10 | |
| 2016-02-08 | Murphy Robert John Director, Officer (Chief Operating Officer) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Direct | C Conversion of derivative security | −200 1,008,574 owned after | $0.00 | 2016-02-10 | |
| 2016-02-03 holding as of filing | Murphy Robert John Director, Officer (Chief Operating Officer) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Direct · (m) | Holding | 1,008,774 owned after | no price filed | 2016-02-03 | |
| 2016-02-03 holding as of filing | Murphy Robert John Director, Officer (Chief Operating Officer) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · (m) | Holding | 13,750 owned after | no price filed | 2016-02-03 | |
| 2016-02-01 | Murphy Robert John Director, Officer (Chief Operating Officer) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See footnote | C Conversion of derivative security | −5,600 170,700 owned after | $0.00 | 2016-02-03 | |
| 2016-01-22 holding as of filing | Murphy Robert John Director, Officer (Chief Operating Officer) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See Footnote | Holding | 176,300 owned after | no price filed | 2016-01-22 | |
| 2016-01-22 holding as of filing | Murphy Robert John Director, Officer (Chief Operating Officer) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See Footnote | Holding | 13,750 owned after | no price filed | 2016-01-22 | |
| 2016-01-20 | Murphy Robert John Director, Officer (Chief Operating Officer) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +71,837 1,008,774 owned after | $1.39 exercise price | 2016-01-22 | |
| 2016-01-19 holding as of filing | Murphy Robert John Director, Officer (Chief Operating Officer) | 4/A | Class B Common Stock Derivative · Indirect · See footnote (6) | Holding | 13,750 owned after | no price filed | 2016-01-19 | |
| 2016-01-07 holding as of filing | Murphy Robert John Director, Officer (Chief Operating Officer), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See footnote | Holding | 13,750 owned after | no price filed | 2016-01-07 | |
| 2016-01-06 | Murphy Robert John Director, Officer (Chief Operating Officer) | 4/A | Class B Common Stock Derivative · Direct · (m) | C Conversion of derivative security | −16,400 936,937 owned after | $0.00 | 2016-01-19 | |
| 2016-01-06 | Murphy Robert John Director, Officer (Chief Operating Officer) | 4/A | Class B Common Stock Derivative · Indirect · (m) | C Conversion of derivative security | −3,200 176,300 owned after | $0.00 | 2016-01-19 | |
| 2016-01-06 | Murphy Robert John Director, Officer (Chief Operating Officer), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | C Conversion of derivative security | −16,400 936,937 owned after | $0.00 | 2016-01-07 | |
| 2016-01-06 | Murphy Robert John Director, Officer (Chief Operating Officer), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | C Conversion of derivative security | −3,200 176,300 owned after | $0.00 | 2016-01-07 | |
| 2016-01-05 | Murphy Robert John Director, Officer (Chief Operating Officer) | 4/A | Class B Common Stock Derivative · Direct · (m) | C Conversion of derivative security | −12,600 953,337 owned after | $0.00 | 2016-01-19 | |
| 2016-01-05 | Murphy Robert John Director, Officer (Chief Operating Officer) | 4/A | Class B Common Stock Derivative · Indirect · (m) | C Conversion of derivative security | −2,400 179,500 owned after | $0.00 | 2016-01-19 | |
| 2016-01-05 | Murphy Robert John Director, Officer (Chief Operating Officer), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | C Conversion of derivative security | −12,600 953,337 owned after | $0.00 | 2016-01-07 | |
| 2016-01-05 | Murphy Robert John Director, Officer (Chief Operating Officer), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | C Conversion of derivative security | −2,400 179,500 owned after | $0.00 | 2016-01-07 | |
| 2016-01-04 | Brandenburg Chet Ian Officer (Chief Product Officer) | 4 | Class B Common Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −4,500 294,837 owned after | $0.00 | 2016-01-05 |