MINDBODY, Inc. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 27 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-12-30: Reporting owner Stollmeyer Richard Lee; Form 4; Security Class B Common Stock; Transaction Holding.
- 2015-12-30: Reporting owner Stollmeyer Richard Lee; Form 4; Security Class B Common Stock; Transaction Holding.
- 2015-12-30: Reporting owner Stollmeyer Richard Lee; Form 4; Security Class B Common Stock; Transaction Holding.
- 2015-12-28: Reporting owner Stollmeyer Richard Lee; Form 4; Security Class B Common Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-12-30 holding as of filing | Stollmeyer Richard Lee Director, Officer (President & CEO), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See footnote | Holding | 23,750 owned after | no price filed | 2015-12-30 | |
| 2015-12-30 holding as of filing | Stollmeyer Richard Lee Director, Officer (President & CEO), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See footnote | Holding | 1,250 owned after | no price filed | 2015-12-30 | |
| 2015-12-30 holding as of filing | Stollmeyer Richard Lee Director, Officer (President & CEO), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See footnote | Holding | 1,250 owned after | no price filed | 2015-12-30 | |
| 2015-12-28 | Stollmeyer Richard Lee Director, Officer (President & CEO), 10% Owner | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −10,667 1,173,990 owned after | $0.00 | 2015-12-30 | |
| 2015-12-18 holding as of filing | Murphy Robert John Director, Officer (Chief Operating Officer), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See footnote | Holding | 13,750 owned after | no price filed | 2015-12-18 | |
| 2015-12-17 | WCP GP III, L.P. | WCP GP III, LLC | W Capital Partners III, L.P. 10% Owner | 10% Owner | 10% Owner | 5 | Class B Common Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −2,829,842 0 owned after | $0.00 | 2016-02-09 | |
| 2015-12-17 | Murphy Robert John Director, Officer (Chief Operating Officer), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | C Conversion of derivative security | −19,760 965,937 owned after | $0.00 | 2015-12-18 | |
| 2015-12-17 | Murphy Robert John Director, Officer (Chief Operating Officer), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | C Conversion of derivative security | −3,840 181,900 owned after | $0.00 | 2015-12-18 | |
| 2015-12-16 | Brandenburg Chet Ian Officer (Chief Product Officer) | 4/A | Class B Common Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −4,500 299,337 owned after | $0.00 | 2016-01-11 | |
| 2015-12-16 | Brandenburg Chet Ian Officer (Chief Product Officer) | 4 | Class B Common Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −4,500 299,337 owned after | $0.00 | 2015-12-18 | |
| 2015-12-16 | Murphy Robert John Director, Officer (Chief Operating Officer), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | C Conversion of derivative security | −9,240 985,697 owned after | $0.00 | 2015-12-18 | |
| 2015-12-16 | Murphy Robert John Director, Officer (Chief Operating Officer), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | C Conversion of derivative security | −1,760 185,740 owned after | $0.00 | 2015-12-18 | |
| 2015-06-24 | Deer VII & Co. L.P. | Bessemer Venture Partners VII Institutional L.P. | Bessemer Venture Partners VII L.P. | Deer VII & Co. Ltd. | BVP VII SPECIAL OPPORTUNITY FUND LP Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | +6,480,027 6,480,027 owned after | $0.00 | 2015-06-25 | |
| 2015-06-24 | Levine Jeremy S. Director | 4 | Class B Common Stock Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | +0 0 owned after | $0.00 | 2015-06-25 | |
| 2015-06-24 | Miller J Sanford | Chaffee Todd C | Institutional Venture Management XIII, LLC | FOGELSONG NORMAN A | Phelps Dennis B | Harrick Stephen J | Institutional Venture Partners XIII, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | +3,205,365 3,205,365 owned after | $0.00 | 2015-06-25 | |
| 2015-06-24 | Catalyst Investors Partners, L.L.C. | CATALYST INVESTORS PARTNERS II, L.P. | Catalyst Investors QP II LP | Catalyst Investors II LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | +4,943,099 4,943,099 owned after | $0.00 | 2015-06-25 | |
| 2015-06-24 | Brandenburg Chet Ian Officer (Chief Product Officer) | 4 | Class B Common Stock Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +303,837 303,837 owned after | $0.00 | 2015-06-24 | |
| 2015-06-24 | Murphy Robert John Director, Officer (Chief Operating Officer), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +994,937 994,937 owned after | $0.00 | 2015-06-24 | |
| 2015-06-24 | Murphy Robert John Director, Officer (Chief Operating Officer), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +13,750 13,750 owned after | $0.00 | 2015-06-24 | |
| 2015-06-24 | Murphy Robert John Director, Officer (Chief Operating Officer), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +187,500 187,500 owned after | $0.00 | 2015-06-24 | |
| 2015-06-24 | Stollmeyer Richard Lee Director, Officer (President & CEO), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +1,184,657 1,184,657 owned after | $0.00 | 2015-06-24 | |
| 2015-06-24 | Stollmeyer Richard Lee Director, Officer (President & CEO), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +23,750 23,750 owned after | $0.00 | 2015-06-24 | |
| 2015-06-24 | Stollmeyer Richard Lee Director, Officer (President & CEO), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +1,250 1,250 owned after | $0.00 | 2015-06-24 | |
| 2015-06-24 | Stollmeyer Richard Lee Director, Officer (President & CEO), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +1,250 1,250 owned after | $0.00 | 2015-06-24 | |
| 2015-06-24 | WCP GP III, L.P. | W Capital Partners III, L.P. | WCP GP III, LLC 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +2,829,842 2,829,842 owned after | $0.00 | 2015-06-24 | |
| 2015-06-24 | TURNER DANIEL K III | Montreux Equity Partners V, L.P. | Montreux Equity Partners V Associates I, LLC 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | +336,633 336,633 owned after | $0.00 | 2015-06-24 | |
| 2015-06-24 | TURNER DANIEL K III | Montreux Equity Partners V, L.P. | Montreux Equity Partners V Associates I, LLC 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | +594,349 594,349 owned after | $0.00 | 2015-06-24 |