MINDBODY, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 42 rows, 42 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-06-24: Reporting owner Deer VII & Co. L.P. | Bessemer Venture Partners VII Institutional L.P. | Bessemer Venture Partners VII L.P. | Deer VII & Co. Ltd. | BVP VII SPECIAL OPPORTUNITY FUND LP; Form 4; Security Series D Preferred Stock; Transaction C Conversion of derivative security.
- 2015-06-24: Reporting owner Deer VII & Co. L.P. | Bessemer Venture Partners VII Institutional L.P. | Bessemer Venture Partners VII L.P. | Deer VII & Co. Ltd. | BVP VII SPECIAL OPPORTUNITY FUND LP; Form 4; Security Series E Preferred Stock; Transaction C Conversion of derivative security.
- 2015-06-24: Reporting owner Deer VII & Co. L.P. | Bessemer Venture Partners VII Institutional L.P. | Bessemer Venture Partners VII L.P. | Deer VII & Co. Ltd. | BVP VII SPECIAL OPPORTUNITY FUND LP; Form 4; Security Series F Preferred Stock; Transaction C Conversion of derivative security.
- 2015-06-24: Reporting owner Deer VII & Co. L.P. | Bessemer Venture Partners VII Institutional L.P. | Bessemer Venture Partners VII L.P. | Deer VII & Co. Ltd. | BVP VII SPECIAL OPPORTUNITY FUND LP; Form 4; Security Series G Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-06-24 | Deer VII & Co. L.P. | Bessemer Venture Partners VII Institutional L.P. | Bessemer Venture Partners VII L.P. | Deer VII & Co. Ltd. | BVP VII SPECIAL OPPORTUNITY FUND LP Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −3,861,002 0 owned after | $0.00 | 2015-06-25 | |
| 2015-06-24 | Deer VII & Co. L.P. | Bessemer Venture Partners VII Institutional L.P. | Bessemer Venture Partners VII L.P. | Deer VII & Co. Ltd. | BVP VII SPECIAL OPPORTUNITY FUND LP Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −1,219,530 0 owned after | $0.00 | 2015-06-25 | |
| 2015-06-24 | Deer VII & Co. L.P. | Bessemer Venture Partners VII Institutional L.P. | Bessemer Venture Partners VII L.P. | Deer VII & Co. Ltd. | BVP VII SPECIAL OPPORTUNITY FUND LP Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series F Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −537,199 0 owned after | $0.00 | 2015-06-25 | |
| 2015-06-24 | Deer VII & Co. L.P. | Bessemer Venture Partners VII Institutional L.P. | Bessemer Venture Partners VII L.P. | Deer VII & Co. Ltd. | BVP VII SPECIAL OPPORTUNITY FUND LP Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series G Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −777,984 0 owned after | $0.00 | 2015-06-25 | |
| 2015-06-24 | Levine Jeremy S. Director | 4 | Series D Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −0 0 owned after | $0.00 | 2015-06-25 | |
| 2015-06-24 | Levine Jeremy S. Director | 4 | Series E Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −0 0 owned after | $0.00 | 2015-06-25 | |
| 2015-06-24 | Levine Jeremy S. Director | 4 | Series F Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −0 0 owned after | $0.00 | 2015-06-25 | |
| 2015-06-24 | Levine Jeremy S. Director | 4 | Series G Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −0 0 owned after | $0.00 | 2015-06-25 | |
| 2015-06-24 | Miller J Sanford | Chaffee Todd C | Institutional Venture Management XIII, LLC | FOGELSONG NORMAN A | Phelps Dennis B | Harrick Stephen J | Institutional Venture Partners XIII, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series F Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −1,762,015 0 owned after | $0.00 | 2015-06-25 | |
| 2015-06-24 | Miller J Sanford | Chaffee Todd C | Institutional Venture Management XIII, LLC | FOGELSONG NORMAN A | Phelps Dennis B | Harrick Stephen J | Institutional Venture Partners XIII, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series G Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −368,950 0 owned after | $0.00 | 2015-06-25 | |
| 2015-06-24 | Catalyst Investors Partners, L.L.C. | CATALYST INVESTORS PARTNERS II, L.P. | Catalyst Investors QP II LP | Catalyst Investors II LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −94,999 0 owned after | $0.00 | 2015-06-25 | |
| 2015-06-24 | Catalyst Investors Partners, L.L.C. | CATALYST INVESTORS PARTNERS II, L.P. | Catalyst Investors QP II LP | Catalyst Investors II LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −4,019,524 0 owned after | $0.00 | 2015-06-25 | |
| 2015-06-24 | Catalyst Investors Partners, L.L.C. | CATALYST INVESTORS PARTNERS II, L.P. | Catalyst Investors QP II LP | Catalyst Investors II LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −734,664 0 owned after | $0.00 | 2015-06-25 | |
| 2015-06-24 | WCP GP III, L.P. | W Capital Partners III, L.P. | WCP GP III, LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series A Redeemable Convertible Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −36,882 0 owned after | $0.00 | 2015-06-24 | |
| 2015-06-24 | WCP GP III, L.P. | W Capital Partners III, L.P. | WCP GP III, LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series B Redeemable Convertible Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −22,833 0 owned after | $0.00 | 2015-06-24 | |
| 2015-06-24 | WCP GP III, L.P. | W Capital Partners III, L.P. | WCP GP III, LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series G Redeemable Convertible Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −1,807,850 0 owned after | $0.00 | 2015-06-24 | |
| 2015-06-24 | TURNER DANIEL K III | Montreux Equity Partners V, L.P. | Montreux Equity Partners V Associates I, LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −12,042 0 owned after | $0.00 | 2015-06-24 | |
| 2015-06-24 | TURNER DANIEL K III | Montreux Equity Partners V, L.P. | Montreux Equity Partners V Associates I, LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −145 0 owned after | $0.00 | 2015-06-24 | |
| 2015-06-24 | TURNER DANIEL K III | Montreux Equity Partners V, L.P. | Montreux Equity Partners V Associates I, LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −7,412 0 owned after | $0.00 | 2015-06-24 | |
| 2015-06-24 | TURNER DANIEL K III | Montreux Equity Partners V, L.P. | Montreux Equity Partners V Associates I, LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −87 0 owned after | $0.00 | 2015-06-24 | |
| 2015-06-24 | TURNER DANIEL K III | Montreux Equity Partners V, L.P. | Montreux Equity Partners V Associates I, LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series G Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −590,320 0 owned after | $0.00 | 2015-06-24 | |
| 2015-06-18 holding as of filing | W Capital Partners III, L.P. | WCP GP III, L.P. | WCP GP III, LLC 10% Owner | 10% Owner | 10% Owner | 3 | Series A Redeemable Convertible Preferred Stock Derivative · Indirect · By W Capital Partners III, L.P. | Holding | no price filed | 2015-06-18 | ||
| 2015-06-18 holding as of filing | W Capital Partners III, L.P. | WCP GP III, L.P. | WCP GP III, LLC 10% Owner | 10% Owner | 10% Owner | 3 | Series B Redeemable Convertible Preferred Stock Derivative · Indirect · By W Capital Partners III, L.P. | Holding | no price filed | 2015-06-18 | ||
| 2015-06-18 holding as of filing | W Capital Partners III, L.P. | WCP GP III, L.P. | WCP GP III, LLC 10% Owner | 10% Owner | 10% Owner | 3 | Series G Redeemable Convertible Preferred Stock Derivative · Indirect · By W Capital Partners III, L.P. | Holding | no price filed | 2015-06-18 | ||
| 2015-06-18 holding as of filing | Catalyst Investors II LP | Catalyst Investors Partners, L.L.C. | Catalyst Investors QP II LP | CATALYST INVESTORS PARTNERS II, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-18 | ||
| 2015-06-18 holding as of filing | Catalyst Investors II LP | Catalyst Investors Partners, L.L.C. | Catalyst Investors QP II LP | CATALYST INVESTORS PARTNERS II, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-18 | ||
| 2015-06-18 holding as of filing | Catalyst Investors II LP | Catalyst Investors Partners, L.L.C. | Catalyst Investors QP II LP | CATALYST INVESTORS PARTNERS II, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-18 | ||
| 2015-06-18 holding as of filing | Institutional Venture Management XIII, LLC | Institutional Venture Partners XIII, L.P. | FOGELSONG NORMAN A | Miller J Sanford | Phelps Dennis B | Harrick Stephen J | Chaffee Todd C 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series F Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-18 | ||
| 2015-06-18 holding as of filing | Institutional Venture Management XIII, LLC | Institutional Venture Partners XIII, L.P. | FOGELSONG NORMAN A | Miller J Sanford | Phelps Dennis B | Harrick Stephen J | Chaffee Todd C 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series G Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-18 | ||
| 2015-06-18 holding as of filing | Bessemer Venture Partners VII L.P. | Deer VII & Co. L.P. | Deer VII & Co. Ltd. | Bessemer Venture Partners VII Institutional L.P. | BVP VII SPECIAL OPPORTUNITY FUND LP Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-18 | ||
| 2015-06-18 holding as of filing | Bessemer Venture Partners VII L.P. | Deer VII & Co. L.P. | Deer VII & Co. Ltd. | Bessemer Venture Partners VII Institutional L.P. | BVP VII SPECIAL OPPORTUNITY FUND LP Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-18 | ||
| 2015-06-18 holding as of filing | Bessemer Venture Partners VII L.P. | Deer VII & Co. L.P. | Deer VII & Co. Ltd. | Bessemer Venture Partners VII Institutional L.P. | BVP VII SPECIAL OPPORTUNITY FUND LP Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 3 | Series F Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-18 | ||
| 2015-06-18 holding as of filing | Bessemer Venture Partners VII L.P. | Deer VII & Co. L.P. | Deer VII & Co. Ltd. | Bessemer Venture Partners VII Institutional L.P. | BVP VII SPECIAL OPPORTUNITY FUND LP Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 3 | Series G Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-18 | ||
| 2015-06-18 holding as of filing | Levine Jeremy S. Director | 3 | Series D Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-18 | ||
| 2015-06-18 holding as of filing | Levine Jeremy S. Director | 3 | Series E Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-18 | ||
| 2015-06-18 holding as of filing | Levine Jeremy S. Director | 3 | Series F Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-18 | ||
| 2015-06-18 holding as of filing | Levine Jeremy S. Director | 3 | Series G Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-18 | ||
| 2015-06-18 holding as of filing | Montreux Equity Partners V Associates I, LLC | TURNER DANIEL K III | Montreux Equity Partners V, L.P. 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2015-06-18 | ||
| 2015-06-18 holding as of filing | Montreux Equity Partners V Associates I, LLC | TURNER DANIEL K III | Montreux Equity Partners V, L.P. 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2015-06-18 | ||
| 2015-06-18 holding as of filing | Montreux Equity Partners V Associates I, LLC | TURNER DANIEL K III | Montreux Equity Partners V, L.P. 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2015-06-18 | ||
| 2015-06-18 holding as of filing | Montreux Equity Partners V Associates I, LLC | TURNER DANIEL K III | Montreux Equity Partners V, L.P. 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2015-06-18 | ||
| 2015-06-18 holding as of filing | Montreux Equity Partners V Associates I, LLC | TURNER DANIEL K III | Montreux Equity Partners V, L.P. 10% Owner | 10% Owner | 10% Owner | 3 | Series G Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2015-06-18 |