MINDBODY, Inc. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 77 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-12-24: Reporting owner Lytikainen Kimberly Gail; Form 4; Security Class B Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-12-24: Reporting owner Lytikainen Kimberly Gail; Form 4; Security Class B Common Stock; Transaction C Conversion of derivative security.
- 2018-12-24: Reporting owner WHITE BRETT T; Form 4; Security Class B Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-12-24: Reporting owner WHITE BRETT T; Form 4; Security Class B Common Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-12-24 | Lytikainen Kimberly Gail Officer (Chief Legal Officer &Secretary) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,688 4,688 owned after | $13.91 exercise price | 2018-12-27 | |
| 2018-12-24 | Lytikainen Kimberly Gail Officer (Chief Legal Officer &Secretary) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −4,688 0 owned after | $0.00 | 2018-12-27 | |
| 2018-12-24 | WHITE BRETT T Officer (CFO & COO) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,000 10,000 owned after | $7.71 exercise price | 2018-12-27 | |
| 2018-12-24 | WHITE BRETT T Officer (CFO & COO) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −10,000 0 owned after | $0.00 | 2018-12-27 | |
| 2018-12-06 holding as of filing | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Class B Common Stock (Convertible into Class A Common Stock) Derivative · Indirect · See Footnote | Holding | 10,150 owned after | no price filed | 2018-12-06 | |
| 2018-12-06 holding as of filing | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Class B Common Stock (Convertible into Class A Common Stock) Derivative · Indirect · See Footnote | Holding | 1,250 owned after | no price filed | 2018-12-06 | |
| 2018-12-03 | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Class B Common Stock (Convertible into Class A Common Stock) Derivative · Direct | C Conversion of derivative security | −17,739 505,905 owned after | $0.00 | 2018-12-06 | |
| 2018-11-05 holding as of filing | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See Footnote | Holding | 10,150 owned after | no price filed | 2018-11-05 | |
| 2018-11-05 holding as of filing | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See Footnote | Holding | 1,250 owned after | no price filed | 2018-11-05 | |
| 2018-11-01 | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Direct | C Conversion of derivative security | −17,739 523,644 owned after | $0.00 | 2018-11-05 | |
| 2018-10-02 holding as of filing | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See Footnote | Holding | 10,150 owned after | no price filed | 2018-10-02 | |
| 2018-10-02 holding as of filing | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See Footnote | Holding | 1,250 owned after | no price filed | 2018-10-02 | |
| 2018-10-01 | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Direct | C Conversion of derivative security | −17,739 541,383 owned after | $0.00 | 2018-10-02 | |
| 2018-09-07 | Lytikainen Kimberly Gail Officer (Chief Legal Officer &Secretary) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +9,437 9,437 owned after | $14.50 exercise price | 2018-09-11 | |
| 2018-09-07 | Lytikainen Kimberly Gail Officer (Chief Legal Officer &Secretary) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −9,437 0 owned after | $0.00 | 2018-09-11 | |
| 2018-09-06 holding as of filing | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See Footnote | Holding | 10,150 owned after | no price filed | 2018-09-06 | |
| 2018-09-06 holding as of filing | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See Footnote | Holding | 1,250 owned after | no price filed | 2018-09-06 | |
| 2018-09-04 | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Direct | C Conversion of derivative security | −17,739 559,122 owned after | $0.00 | 2018-09-06 | |
| 2018-08-23 holding as of filing | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See Footnote | Holding | 10,150 owned after | no price filed | 2018-08-23 | |
| 2018-08-23 holding as of filing | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See Footnote | Holding | 1,250 owned after | no price filed | 2018-08-23 | |
| 2018-08-15 | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Direct | C Conversion of derivative security | −16,632 576,861 owned after | $0.00 | 2018-08-23 | |
| 2018-08-07 | Lytikainen Kimberly Gail Officer (Chief Legal Officer &Secretary) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +14,500 14,500 owned after | $10.62 exercise price | 2018-08-09 | |
| 2018-08-07 | Lytikainen Kimberly Gail Officer (Chief Legal Officer &Secretary) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −14,500 0 owned after | $0.00 | 2018-08-09 | |
| 2018-08-03 holding as of filing | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See Footnote | Holding | 10,150 owned after | no price filed | 2018-08-03 | |
| 2018-08-03 holding as of filing | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See Footnote | Holding | 1,250 owned after | no price filed | 2018-08-03 | |
| 2018-08-01 | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Direct | C Conversion of derivative security | −17,739 593,493 owned after | $0.00 | 2018-08-03 | |
| 2018-07-03 holding as of filing | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See Footnote | Holding | 10,150 owned after | no price filed | 2018-07-03 | |
| 2018-07-03 holding as of filing | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See Footnote | Holding | 1,250 owned after | no price filed | 2018-07-03 | |
| 2018-07-03 holding as of filing | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See Footnote | Holding | 1,250 owned after | no price filed | 2018-07-03 | |
| 2018-07-02 | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Direct | C Conversion of derivative security | −17,739 611,232 owned after | $0.00 | 2018-07-03 | |
| 2018-06-04 holding as of filing | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See Footnote | Holding | 10,150 owned after | no price filed | 2018-06-04 | |
| 2018-06-04 holding as of filing | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See Footnote | Holding | 1,250 owned after | no price filed | 2018-06-04 | |
| 2018-06-04 holding as of filing | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See Footnote | Holding | 1,250 owned after | no price filed | 2018-06-04 | |
| 2018-06-01 | WHITE BRETT T Officer (CFO & COO) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +20,000 20,000 owned after | $7.71 exercise price | 2018-06-04 | |
| 2018-06-01 | WHITE BRETT T Officer (CFO & COO) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −20,000 0 owned after | $0.00 | 2018-06-04 | |
| 2018-06-01 | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Direct | C Conversion of derivative security | −17,739 628,971 owned after | $0.00 | 2018-06-04 | |
| 2018-05-03 holding as of filing | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See Footnote | Holding | 10,150 owned after | no price filed | 2018-05-03 | |
| 2018-05-03 holding as of filing | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · Footnote | Holding | 1,250 owned after | no price filed | 2018-05-03 | |
| 2018-05-03 holding as of filing | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · Footnote | Holding | 1,250 owned after | no price filed | 2018-05-03 | |
| 2018-05-01 | WHITE BRETT T Officer (CFO & COO) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +20,000 20,000 owned after | $7.71 exercise price | 2018-05-03 | |
| 2018-05-01 | WHITE BRETT T Officer (CFO & COO) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −20,000 0 owned after | $0.00 | 2018-05-03 | |
| 2018-05-01 | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Direct | C Conversion of derivative security | −17,739 646,710 owned after | $0.00 | 2018-05-03 | |
| 2018-04-03 holding as of filing | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See Footnote | Holding | 10,150 owned after | no price filed | 2018-04-03 | |
| 2018-04-03 holding as of filing | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See Footnote | Holding | 1,250 owned after | no price filed | 2018-04-03 | |
| 2018-04-03 holding as of filing | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See Footnote | Holding | 1,250 owned after | no price filed | 2018-04-03 | |
| 2018-04-02 | WHITE BRETT T Officer (CFO & COO) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +20,000 20,000 owned after | $7.71 exercise price | 2018-04-04 | |
| 2018-04-02 | WHITE BRETT T Officer (CFO & COO) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −20,000 0 owned after | $0.00 | 2018-04-04 | |
| 2018-04-02 | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Direct | C Conversion of derivative security | −17,739 664,449 owned after | $0.00 | 2018-04-03 | |
| 2018-03-16 holding as of filing | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Direct · (m) | Holding | 682,188 owned after | no price filed | 2018-03-16 | |
| 2018-03-16 holding as of filing | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · (m) | Holding | 1,250 owned after | no price filed | 2018-03-16 | |
| 2018-03-16 holding as of filing | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · (m) | Holding | 1,250 owned after | no price filed | 2018-03-16 | |
| 2018-03-14 | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See Footnote | C Conversion of derivative security | −13,600 10,150 owned after | $0.00 | 2018-03-16 | |
| 2018-03-07 | Lytikainen Kimberly Gail Officer (Chief Legal Officer &Secretary) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,250 1,250 owned after | $10.62 exercise price | 2018-03-08 | |
| 2018-03-07 | Lytikainen Kimberly Gail Officer (Chief Legal Officer &Secretary) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −1,250 0 owned after | $0.00 | 2018-03-08 | |
| 2018-03-07 | Lytikainen Kimberly Gail Officer (Chief Legal Officer &Secretary) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +9,500 9,500 owned after | $10.62 exercise price | 2018-03-08 | |
| 2018-03-07 | Lytikainen Kimberly Gail Officer (Chief Legal Officer &Secretary) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | +9,500 0 owned after | $0.00 | 2018-03-08 | |
| 2018-03-07 | Lytikainen Kimberly Gail Officer (Chief Legal Officer &Secretary) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +11,000 11,000 owned after | $10.62 exercise price | 2018-03-08 | |
| 2018-03-07 | Lytikainen Kimberly Gail Officer (Chief Legal Officer &Secretary) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −11,000 0 owned after | $0.00 | 2018-03-08 | |
| 2018-03-02 holding as of filing | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See Footnote | Holding | 23,750 owned after | no price filed | 2018-03-02 | |
| 2018-03-02 holding as of filing | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See Footnote | Holding | 1,250 owned after | no price filed | 2018-03-02 | |
| 2018-03-02 holding as of filing | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See Footnote | Holding | 1,250 owned after | no price filed | 2018-03-02 | |
| 2018-03-01 | WHITE BRETT T Officer (CFO & COO) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +20,000 20,000 owned after | $7.71 exercise price | 2018-03-02 | |
| 2018-03-01 | WHITE BRETT T Officer (CFO & COO) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −20,000 0 owned after | $0.00 | 2018-03-02 | |
| 2018-03-01 | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Direct | C Conversion of derivative security | −17,739 682,188 owned after | $0.00 | 2018-03-02 | |
| 2018-02-27 holding as of filing | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See Footnote | Holding | 23,750 owned after | no price filed | 2018-02-27 | |
| 2018-02-27 holding as of filing | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See Footnote | Holding | 1,250 owned after | no price filed | 2018-02-27 | |
| 2018-02-27 holding as of filing | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See Footnote | Holding | 1,250 owned after | no price filed | 2018-02-27 | |
| 2018-02-23 | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Direct | C Conversion of derivative security | −17,739 699,927 owned after | $0.00 | 2018-02-27 | |
| 2018-02-23 | WHITE BRETT T Officer (CFO & COO) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +20,000 20,000 owned after | $7.71 exercise price | 2018-02-27 | |
| 2018-02-23 | WHITE BRETT T Officer (CFO & COO) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −20,000 0 owned after | $0.00 | 2018-02-27 | |
| 2018-02-22 holding as of filing | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See Footnote | Holding | 23,750 owned after | no price filed | 2018-02-22 | |
| 2018-02-22 holding as of filing | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Class B Common Stock (convertible into Class A common Stock) Derivative · Indirect · See Footnote | Holding | 1,250 owned after | no price filed | 2018-02-22 | |
| 2018-02-22 holding as of filing | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Class B Common Stock (convertible into Class A common Stock) Derivative · Indirect · See Footnote | Holding | 1,250 owned after | no price filed | 2018-02-22 | |
| 2018-01-04 holding as of filing | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See Footnote | Holding | 23,750 owned after | no price filed | 2018-01-04 | |
| 2018-01-04 holding as of filing | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See Footnote | Holding | 1,250 owned after | no price filed | 2018-01-04 | |
| 2018-01-04 holding as of filing | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Indirect · See Footnote | Holding | 1,250 owned after | no price filed | 2018-01-04 | |
| 2018-01-02 | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Class B Common Stock (convertible into Class A Common Stock) Derivative · Direct | C Conversion of derivative security | −17,741 717,666 owned after | $0.00 | 2018-01-04 |