MINDBODY, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 24 rows in 2019. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-02-15: Reporting owner Baker Mark Andrew; Form 4; Security Employee Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2019-02-15: Reporting owner WHITE BRETT T; Form 4; Security Employee Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2019-02-15: Reporting owner WHITE BRETT T; Form 4; Security Employee Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2019-02-15: Reporting owner WHITE BRETT T; Form 4; Security Employee Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-02-15 | Baker Mark Andrew Officer (Chief Revenue Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −34,298 0 owned after | $33.45 exercise price | 2019-02-20 | |
| 2019-02-15 | WHITE BRETT T Officer (CFO & COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −39,467 0 owned after | $7.71 exercise price | 2019-02-20 | |
| 2019-02-15 | WHITE BRETT T Officer (CFO & COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $11.52 exercise price | 2019-02-20 | |
| 2019-02-15 | WHITE BRETT T Officer (CFO & COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,470 0 owned after | $14.48 exercise price | 2019-02-20 | |
| 2019-02-15 | WHITE BRETT T Officer (CFO & COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −29,030 0 owned after | $14.48 exercise price | 2019-02-20 | |
| 2019-02-15 | WHITE BRETT T Officer (CFO & COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −57,500 0 owned after | $14.50 exercise price | 2019-02-20 | |
| 2019-02-15 | WHITE BRETT T Officer (CFO & COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −68,165 0 owned after | $13.91 exercise price | 2019-02-20 | |
| 2019-02-15 | WHITE BRETT T Officer (CFO & COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −80,374 0 owned after | $25.15 exercise price | 2019-02-20 | |
| 2019-02-15 | WHITE BRETT T Officer (CFO & COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,826 0 owned after | $33.45 exercise price | 2019-02-20 | |
| 2019-02-15 | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −358,252 0 owned after | $0.54 exercise price | 2019-02-20 | |
| 2019-02-15 | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −197,017 0 owned after | $1.39 exercise price | 2019-02-20 | |
| 2019-02-15 | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $7.71 exercise price | 2019-02-20 | |
| 2019-02-15 | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −125,000 0 owned after | $11.52 exercise price | 2019-02-20 | |
| 2019-02-15 | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −162,500 0 owned after | $14.48 exercise price | 2019-02-20 | |
| 2019-02-15 | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $14.50 exercise price | 2019-02-20 | |
| 2019-02-15 | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −97,379 0 owned after | $13.91 exercise price | 2019-02-20 | |
| 2019-02-15 | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −141,795 0 owned after | $25.15 exercise price | 2019-02-20 | |
| 2019-02-15 | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,397 0 owned after | $33.45 exercise price | 2019-02-20 | |
| 2019-02-15 | MANSBACH MICHAEL JOSEPH Officer (President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −102,224 0 owned after | $23.05 exercise price | 2019-02-20 | |
| 2019-02-15 | MANSBACH MICHAEL JOSEPH Officer (President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −31,240 0 owned after | $33.45 exercise price | 2019-02-20 | |
| 2019-02-15 | SMITH GRAHAM Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −70,000 0 owned after | $14.48 exercise price | 2019-02-20 | |
| 2019-02-15 | Christie Katherine Blair Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 0 owned after | $14.50 exercise price | 2019-02-20 | |
| 2019-02-01 | WHITE BRETT T Officer (CFO & COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 39,467 owned after | $7.71 exercise price | 2019-02-05 | |
| 2019-01-02 | WHITE BRETT T Officer (CFO & COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 49,467 owned after | $7.71 exercise price | 2019-01-03 |