MINDBODY, Inc. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 7 rows in 2019. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-02-15: Reporting owner Stollmeyer Richard Lee; Form 4; Security Class B Common Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2019-02-15: Reporting owner Stollmeyer Richard Lee; Form 4; Security Class B Common Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2019-02-15: Reporting owner Stollmeyer Richard Lee; Form 4; Security Class B Common Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2019-02-01: Reporting owner WHITE BRETT T; Form 4; Security Class B Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-02-15 | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Class B Common Stock Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −505,905 0 owned after | $36.50 | 2019-02-20 | |
| 2019-02-15 | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Class B Common Stock Derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,150 0 owned after | $36.50 | 2019-02-20 | |
| 2019-02-15 | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Class B Common Stock Derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,250 0 owned after | $36.50 | 2019-02-20 | |
| 2019-02-01 | WHITE BRETT T Officer (CFO & COO) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,000 10,000 owned after | $7.71 exercise price | 2019-02-05 | |
| 2019-02-01 | WHITE BRETT T Officer (CFO & COO) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −10,000 0 owned after | $0.00 | 2019-02-05 | |
| 2019-01-02 | WHITE BRETT T Officer (CFO & COO) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,000 10,000 owned after | $7.71 exercise price | 2019-01-03 | |
| 2019-01-02 | WHITE BRETT T Officer (CFO & COO) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −10,000 0 owned after | $0.00 | 2019-01-03 |