LiveOne, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2021-10-22: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2021-10-17; Total offering amount $250,000.
- 2021-03-12: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2020-07-01; Total offering amount $19,873,779.
- 2021-03-12: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2020-12-22; Total offering amount $8,521,537.
- 2020-07-14: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2020-07-01; Total offering amount $19,148,181.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2021-10-22 | Rule 506(b) | Equity | 2021-10-17 | $250,000 | $250,000 | $0 | 1 |
| 2021-03-12 D/A | Rule 506(b) | Equity | 2020-07-01 | $19,873,779 | $19,873,779 | $0 | 8 |
| 2021-03-12 | Rule 506(b) | Equity | 2020-12-22 | $8,521,537 | $8,521,537 | $0 | 3 |
| 2020-07-14 | Rule 506(b) | Equity | 2020-07-01 | $19,148,181 | $19,148,181 | $0 | 8 |
| 2018-01-12 | Rule 506(b) | Equity | 2017-12-29 | $31,210,684 | $31,210,684 | $0 | 10 |
| 2012-01-06 | Rule 506 | Equity | 2011-12-27 | $150,000 | $150,000 | $0 | 1 |
| 2011-11-15 | Rule 506 | Equity | 2011-11-08 | $250,000 | $250,000 | $0 | 1 |
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