LIBBEY INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 27 rows in 2019. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-12-06: Reporting owner JAFFEE JENNIFER M; Form 3; Security Restricted Stock Units; Transaction Holding.
- 2019-11-13: Reporting owner Huddleston J Klay; Form 4; Security Restricted Stock Units; Transaction F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
- 2019-11-01: Reporting owner Nave Steve; Form 4; Security Phantom Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-08-01: Reporting owner Nave Steve; Form 4; Security Phantom Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-12-06 holding as of filing | JAFFEE JENNIFER M Officer (SVP, GC & Secretary) | 3 | Restricted Stock Units Non-derivative · Direct | Holding | 7,983 owned after | no price filed | 2019-12-06 | |
| 2019-11-13 | Huddleston J Klay Officer (SVP, Chief Marketing Officer) | 4 | Restricted Stock Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −525 34,134 owned after | $1.71 | 2019-11-15 | |
| 2019-11-01 | Nave Steve Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,394 80,093 owned after | $0.00 | 2019-11-04 | |
| 2019-08-01 | Nave Steve Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,010 52,699 owned after | $0.00 | 2019-08-02 | |
| 2019-05-29 | Nave Steve Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +535 24,689 owned after | $0.00 | 2019-05-31 | |
| 2019-05-10 holding as of filing | Bauer Michael P. Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Non-derivative · Direct | Holding | 116,827 owned after | no price filed | 2019-05-10 | |
| 2019-05-01 | Nave Steve Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,386 24,154 owned after | $2.52 | 2019-05-02 | |
| 2019-04-05 | Zibbel Sarah Officer (SVP, Chief HR Officer) | 4 | Restricted Stock Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −1,040 39,652 owned after | $0.00 | 2019-04-08 | |
| 2019-03-30 | Burmeister James Charles Officer (SVP, Chief Financial Officer) | 4 | Restricted Stock Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −704 63,680 owned after | $2.84 | 2019-04-02 | |
| 2019-03-27 holding as of filing | Bauer Michael P. Director, Officer (Chief Executive Officer) | 3 | Restricted Stock Units Non-derivative · Direct | Holding | 116,827 owned after | no price filed | 2019-03-27 | |
| 2019-03-25 | Bauer Michael P. Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +116,827 116,827 owned after | $0.00 | 2019-03-27 | |
| 2019-03-20 holding as of filing | KOVACH SUSAN A Officer (SVP,General Counsel &Secretary) | 4/A | Phantom Stock Units Derivative · Direct | Holding | 1,193 owned after | no price filed | 2019-03-20 | |
| 2019-03-15 | Burmeister James Charles Officer (SVP, Chief Financial Officer) | 4/A | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,692 64,384 owned after | $0.00 | 2019-03-21 | |
| 2019-02-22 | FOLEY WILLIAM A Director, Officer (Chief Executive Officer) | 4/A | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +190,385 420,948 owned after | $0.00 | 2019-03-20 | |
| 2019-02-22 | Zibbel Sarah Officer (SVP, Chief HR Officer) | 4 | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,692 40,692 owned after | $0.00 | 2019-02-26 | |
| 2019-02-22 | Huddleston J Klay Officer (SVP, Chief Digital Officer) | 4 | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,692 34,659 owned after | $0.00 | 2019-02-26 | |
| 2019-02-22 | Mossing William C Officer (SVP, Chief Supply ChainOfficer) | 4 | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,154 50,714 owned after | $0.00 | 2019-02-26 | |
| 2019-02-22 | KOVACH SUSAN A Officer (SVP,General Counsel &Secretary) | 4 | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,611 58,947 owned after | $0.00 | 2019-02-26 | |
| 2019-02-22 | FOLEY WILLIAM A Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +190,385 425,918 owned after | $0.00 | 2019-02-26 | |
| 2019-02-22 | Burmeister James Charles Officer (SVP, Chief Financial Officer) | 4 | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 60,692 owned after | $0.00 | 2019-02-26 | |
| 2019-02-17 | FOLEY WILLIAM A Director, Officer (Chief Executive Officer) | 4/A | Restricted Stock Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −19,926 230,563 owned after | $5.56 | 2019-03-20 | |
| 2019-02-17 | KOVACH SUSAN A Officer (VP,General Counsel & Secretary) | 4 | Restricted Stock Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −3,421 32,336 owned after | $5.56 | 2019-02-21 | |
| 2019-02-17 | FOLEY WILLIAM A Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −19,926 235,533 owned after | $5.56 | 2019-02-21 | |
| 2019-02-17 | Burmeister James Charles Officer (VP, Chief Financial Officer) | 4 | Restricted Stock Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −2,142 30,692 owned after | $5.56 | 2019-02-21 | |
| 2019-02-17 | Huddleston J Klay Officer (VP, Chief Digital Officer) | 4 | Restricted Stock Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −1,120 17,967 owned after | $5.56 | 2019-02-21 | |
| 2019-02-17 | Mossing William C Officer (VP, Chief Supply Chain Officer) | 4 | Restricted Stock Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −1,216 34,560 owned after | $5.56 | 2019-02-21 | |
| 2019-02-01 | Nave Steve Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,407 15,768 owned after | $5.10 | 2019-02-05 |