LIBBEY INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 23 rows in 2020. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-09-02: Reporting owner Burmeister James Charles; Form 4; Security Restricted Stock Units; Transaction S Open market or private sale of non-derivative or derivative security.
- 2020-08-20: Reporting owner Bauer Michael P.; Form 4; Security Restricted Stock Units; Transaction S Open market or private sale of non-derivative or derivative security.
- 2020-07-02: Reporting owner FOLEY WILLIAM A; Form 4; Security Restricted Stock Units; Transaction S Open market or private sale of non-derivative or derivative security.
- 2020-07-01: Reporting owner FOLEY WILLIAM A; Form 4; Security Restricted Stock Units; Transaction S Open market or private sale of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-09-02 | Burmeister James Charles Officer (SVP, Chief Operating Officer) | 4 | Restricted Stock Units Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −20,030 174,128 owned after | $0.06 | 2020-09-04 | |
| 2020-08-20 | Bauer Michael P. Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −27,221 481,807 owned after | $0.06 | 2020-08-21 | |
| 2020-07-02 | FOLEY WILLIAM A Director | 4 | Restricted Stock Units Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −9,994 212,589 owned after | $0.11 | 2020-07-06 | |
| 2020-07-01 | FOLEY WILLIAM A Director | 4 | Restricted Stock Units Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −150,493 222,583 owned after | $0.12 | 2020-07-06 | |
| 2020-06-24 | Nave Steve Director | 4 | Phantom Stock Units Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −80,093 0 owned after | $0.10 | 2020-06-26 | |
| 2020-04-05 | Zibbel Sarah Officer (SVP, Chief HR Officer) | 4 | Restricted Stock Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −1,072 94,295 owned after | $0.49 | 2020-04-07 | |
| 2020-03-30 | Burmeister James Charles Officer (SVP, Chief Operating Officer) | 4 | Restricted Stock Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −704 194,158 owned after | $0.51 | 2020-03-31 | |
| 2020-03-25 | Bauer Michael P. Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −11,722 509,028 owned after | $0.61 | 2020-03-26 | |
| 2020-03-15 | Burmeister James Charles Officer (SVP, Chief Operating Officer) | 4 | Restricted Stock Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −371 194,862 owned after | $0.96 | 2020-03-17 | |
| 2020-02-29 | FOLEY WILLIAM A Director | 4 | Restricted Stock Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −5,116 373,077 owned after | $1.44 | 2020-03-03 | |
| 2020-02-27 | Bauer Michael P. Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +403,923 520,750 owned after | $1.53 | 2020-02-28 | |
| 2020-02-27 | AMEZQUITA JUAN Officer (SVP, CFO and Treasurer) | 4 | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +99,734 99,734 owned after | $1.53 | 2020-02-28 | |
| 2020-02-27 | Burmeister James Charles Officer (SVP, Chief Operating Officer) | 4 | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +137,235 195,233 owned after | $1.53 | 2020-02-28 | |
| 2020-02-27 | JAFFEE JENNIFER M Officer (SVP, GC & Secretary) | 4 | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +55,851 62,791 owned after | $1.53 | 2020-02-28 | |
| 2020-02-27 | Zibbel Sarah Officer (SVP, Chief HR Officer) | 4 | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +57,713 95,367 owned after | $1.53 | 2020-02-28 | |
| 2020-02-18 | FOLEY WILLIAM A Director | 4/A | Restricted Stock Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −19,452 378,192 owned after | $1.35 | 2020-03-19 | |
| 2020-02-18 | FOLEY WILLIAM A Director | 4 | Restricted Stock Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −19,451 378,193 owned after | $1.35 | 2020-02-20 | |
| 2020-02-18 | JAFFEE JENNIFER M Officer (SVP, GC & Secretary) | 4 | Restricted Stock Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −516 6,940 owned after | $1.35 | 2020-02-20 | |
| 2020-02-18 | Zibbel Sarah Officer (SVP, Chief HR Officer) | 4 | Restricted Stock Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −1,998 37,654 owned after | $1.35 | 2020-02-20 | |
| 2020-02-18 | Burmeister James Charles Officer (SVP, Chief Operating Officer) | 4 | Restricted Stock Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −3,540 57,998 owned after | $1.35 | 2020-02-20 | |
| 2020-02-17 | JAFFEE JENNIFER M Officer (SVP, GC & Secretary) | 4 | Restricted Stock Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −527 7,456 owned after | $1.35 | 2020-02-19 | |
| 2020-02-17 | Burmeister James Charles Officer (SVP, Chief Operating Officer) | 4 | Restricted Stock Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −2,142 61,538 owned after | $1.35 | 2020-02-19 | |
| 2020-02-17 | FOLEY WILLIAM A Director | 4 | Restricted Stock Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −23,304 397,644 owned after | $1.35 | 2020-02-19 |