LIBBEY INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 33 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-12-01: Reporting owner Mossing William C; Form 4; Security Restricted Stock Units; Transaction F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
- 2018-11-13: Reporting owner Huddleston J Klay; Form 4; Security Restricted Stock Units; Transaction F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
- 2018-11-01: Reporting owner Nave Steve; Form 4/A; Security Phantom Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-11-01: Reporting owner Nave Steve; Form 4; Security Phantom Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-12-01 | Mossing William C Officer (VP, Chief Supply Chain Officer) | 4 | Restricted Stock Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −682 35,776 owned after | $6.01 | 2018-12-03 | |
| 2018-11-13 | Huddleston J Klay Officer (VP, Chief Digital Officer) | 4 | Restricted Stock Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −525 19,087 owned after | $6.68 | 2018-11-15 | |
| 2018-11-01 | Nave Steve Director | 4/A | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,938 12,361 owned after | $7.72 | 2018-11-02 | |
| 2018-11-01 | Nave Steve Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,938 12,361 owned after | $7.72 | 2018-11-02 | |
| 2018-08-01 | Nave Steve Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,267 10,424 owned after | $10.85 | 2018-08-02 | |
| 2018-05-18 holding as of filing | MOERDYK CAROL B Director | 4 | Phantom Stock Units Derivative · Direct | Holding | 20,566 owned after | no price filed | 2018-05-18 | |
| 2018-05-18 holding as of filing | Nave Steve Director | 4 | Phantom Stock Units Derivative · Direct | Holding | 9,156 owned after | no price filed | 2018-05-18 | |
| 2018-05-18 holding as of filing | MILLER DEBORAH G Director | 4 | Phantom Stock Units Derivative · Direct | Holding | 2,443 owned after | no price filed | 2018-05-18 | |
| 2018-05-02 | Zibbel Sarah Officer (VP, Chief HR Officer) | 4 | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2018-05-04 | |
| 2018-05-02 | Zibbel Sarah Officer (VP, Chief HR Officer) | 4 | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,000 24,000 owned after | $0.00 | 2018-05-04 | |
| 2018-05-01 | Nave Steve Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,236 9,156 owned after | $6.15 | 2018-05-03 | |
| 2018-03-30 | Burmeister James Charles Officer (VP, Chief Financial Officer) | 4 | Restricted Stock Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −704 32,834 owned after | $4.89 | 2018-04-02 | |
| 2018-03-26 holding as of filing | FOLEY WILLIAM A Director, Officer (Chief Executive Officer) | 4/A | Phantom Stock Units Derivative · Direct | Holding | 12,915 owned after | no price filed | 2018-03-26 | |
| 2018-03-02 holding as of filing | FOLEY WILLIAM A Director, Officer (Chief Executive Officer) | 4 | Phantom Stock Units Derivative · Direct | Holding | 12,915 owned after | no price filed | 2018-03-02 | |
| 2018-03-02 holding as of filing | KOVACH SUSAN A Officer (VP,General Counsel & Secretary) | 4 | Phantom Stock Units Derivative · Direct | Holding | 1,193 owned after | no price filed | 2018-03-02 | |
| 2018-02-28 | KOVACH SUSAN A Officer (SVP,General Counsel &Secretary) | 4/A | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,669 35,727 owned after | $0.00 | 2019-03-20 | |
| 2018-02-28 | FOLEY WILLIAM A Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +159,677 250,488 owned after | $0.00 | 2018-03-02 | |
| 2018-02-28 | KOVACH SUSAN A Officer (VP,General Counsel & Secretary) | 4 | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,699 35,757 owned after | $0.00 | 2018-03-02 | |
| 2018-02-28 | Huddleston J Klay Officer (VP, Chief Digital Officer) | 4 | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,645 19,612 owned after | $0.00 | 2018-03-02 | |
| 2018-02-28 | Mossing William C Officer (VP, Chief Supply Chain Officer) | 4 | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,548 36,458 owned after | $0.00 | 2018-03-02 | |
| 2018-02-28 | Burmeister James Charles Officer (VP, Chief Financial Officer) | 4 | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,194 33,538 owned after | $0.00 | 2018-03-02 | |
| 2018-02-27 holding as of filing | KOVACH SUSAN A Officer (VP,General Counsel & Secretary) | 4 | Restricted Stock Units Non-derivative · Direct | Holding | 14,058 owned after | no price filed | 2018-02-27 | |
| 2018-02-27 holding as of filing | KOVACH SUSAN A Officer (VP,General Counsel & Secretary) | 4 | Phantom Stock Units Derivative · Direct | Holding | 1,193 owned after | no price filed | 2018-02-27 | |
| 2018-02-21 holding as of filing | KOVACH SUSAN A Officer (VP,General Counsel & Secretary) | 4 | Phantom Stock Units Derivative · Direct | Holding | 1,193 owned after | no price filed | 2018-02-21 | |
| 2018-02-21 holding as of filing | FOLEY WILLIAM A Director, Officer (Chief Executive Officer) | 4 | Phantom Stock Units Derivative · Direct | Holding | 12,915 owned after | no price filed | 2018-02-21 | |
| 2018-02-17 | FOLEY WILLIAM A Director, Officer (Chief Executive Officer) | 4/A | Restricted Stock Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −7,852 90,812 owned after | $6.07 | 2018-03-26 | |
| 2018-02-17 | Summersgill Carol Officer (Vice President-Human Resources) | 4/A | Restricted Stock Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −654 11,648 owned after | $6.07 | 2018-03-26 | |
| 2018-02-17 | KOVACH SUSAN A Officer (VP,General Counsel & Secretary) | 4 | Restricted Stock Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −1,503 14,058 owned after | $6.07 | 2018-02-21 | |
| 2018-02-17 | FOLEY WILLIAM A Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −7,853 90,811 owned after | $6.07 | 2018-02-21 | |
| 2018-02-17 | Summersgill Carol Officer (Vice President-Human Resources) | 4 | Restricted Stock Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −673 11,629 owned after | $6.07 | 2018-02-21 | |
| 2018-02-15 holding as of filing | Mossing William C Officer (VP, Chief Supply Chain Officer) | 3 | Restricted Stock Units Non-derivative · Direct | Holding | 22,910 owned after | no price filed | 2018-02-15 | |
| 2018-02-15 holding as of filing | Huddleston J Klay Officer (VP, Chief Digital Officer) | 3 | Restricted Stock Units Non-derivative · Direct | Holding | 6,967 owned after | no price filed | 2018-02-15 | |
| 2018-02-01 | Nave Steve Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,959 6,809 owned after | $7.02 | 2018-02-05 |