LIBBEY INC Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows, 3 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-08-17: Reporting owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | Merrill Lynch PCG, Inc. | BANK OF AMERICA CORP /DE/; Form 3; Security Series I Warrant; Transaction Holding.
- 2010-08-17: Reporting owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | Merrill Lynch PCG, Inc. | BANK OF AMERICA CORP /DE/; Form 3; Security 2006 Warrant; Transaction Holding.
- 2010-08-13: Reporting owner Merrill Lynch PCG, Inc. | BANK OF AMERICA CORP /DE/ | MERRILL LYNCH, PIERCE, FENNER & SMITH INC.; Form 4; Security Series I Warrant; Transaction X Exercise of in-the-money or at-the-money derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-08-17 holding as of filing | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | Merrill Lynch PCG, Inc. | BANK OF AMERICA CORP /DE/ 10% Owner | 10% Owner | 10% Owner | 3 | Series I Warrant Derivative · Indirect · See Footnote | Holding | $0.01 exercise price | 2010-08-17 | ||
| 2010-08-17 holding as of filing | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | Merrill Lynch PCG, Inc. | BANK OF AMERICA CORP /DE/ 10% Owner | 10% Owner | 10% Owner | 3 | 2006 Warrant Derivative · Indirect · See Footnote | Holding | $11.25 exercise price | 2010-08-17 | ||
| 2010-08-13 | Merrill Lynch PCG, Inc. | BANK OF AMERICA CORP /DE/ | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 10% Owner | 10% Owner | 10% Owner | 4 | Series I Warrant Derivative · Indirect · See Footnote | X Exercise of in-the-money or at-the-money derivative security | −2,168,362 1,298,494 owned after | $0.01 exercise price | 2010-08-17 |