LIBBEY INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 23 rows in 2019. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-12-06: Reporting owner JAFFEE JENNIFER M; Form 3; Security NQ - Stock Option (Right to Buy); Transaction Holding.
- 2019-12-06: Reporting owner JAFFEE JENNIFER M; Form 3; Security NQ - Stock Option (Right to Buy); Transaction Holding.
- 2019-11-15: Reporting owner Huddleston J Klay; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction Holding.
- 2019-05-10: Reporting owner Bauer Michael P.; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-12-06 holding as of filing | JAFFEE JENNIFER M Officer (SVP, GC & Secretary) | 3 | NQ - Stock Option (Right to Buy) Derivative · Direct | Holding | $19.02 exercise price | 2019-12-06 | ||
| 2019-12-06 holding as of filing | JAFFEE JENNIFER M Officer (SVP, GC & Secretary) | 3 | NQ - Stock Option (Right to Buy) Derivative · Direct | Holding | $23.02 exercise price | 2019-12-06 | ||
| 2019-11-15 holding as of filing | Huddleston J Klay Officer (SVP, Chief Marketing Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | 19,882 owned after | $7.22 exercise price | 2019-11-15 | |
| 2019-05-10 holding as of filing | Bauer Michael P. Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | 37,500 owned after | $11.50 exercise price | 2019-05-10 | |
| 2019-05-10 holding as of filing | Bauer Michael P. Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | 37,500 owned after | $7.00 exercise price | 2019-05-10 | |
| 2019-05-10 holding as of filing | Bauer Michael P. Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | 37,500 owned after | $10.00 exercise price | 2019-05-10 | |
| 2019-05-10 holding as of filing | Bauer Michael P. Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | 37,500 owned after | $8.50 exercise price | 2019-05-10 | |
| 2019-03-27 holding as of filing | Bauer Michael P. Director, Officer (Chief Executive Officer) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $11.50 exercise price | 2019-03-27 | ||
| 2019-03-27 holding as of filing | Bauer Michael P. Director, Officer (Chief Executive Officer) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $7.00 exercise price | 2019-03-27 | ||
| 2019-03-27 holding as of filing | Bauer Michael P. Director, Officer (Chief Executive Officer) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $10.00 exercise price | 2019-03-27 | ||
| 2019-03-27 holding as of filing | Bauer Michael P. Director, Officer (Chief Executive Officer) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $8.50 exercise price | 2019-03-27 | ||
| 2019-03-25 | Bauer Michael P. Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 37,500 owned after | $7.00 exercise price | 2019-03-27 | |
| 2019-03-25 | Bauer Michael P. Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 37,500 owned after | $8.50 exercise price | 2019-03-27 | |
| 2019-03-25 | Bauer Michael P. Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 37,500 owned after | $10.00 exercise price | 2019-03-27 | |
| 2019-03-25 | Bauer Michael P. Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 37,500 owned after | $11.50 exercise price | 2019-03-27 | |
| 2019-03-20 holding as of filing | KOVACH SUSAN A Officer (SVP,General Counsel &Secretary) | 4/A | NQ - Stock Option (Right to Buy) Derivative · Direct | Holding | 16,353 owned after | $17.13 exercise price | 2019-03-20 | |
| 2019-03-20 holding as of filing | KOVACH SUSAN A Officer (SVP,General Counsel &Secretary) | 4/A | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | 4,624 owned after | $13.95 exercise price | 2019-03-20 | |
| 2019-03-20 holding as of filing | KOVACH SUSAN A Officer (SVP,General Counsel &Secretary) | 4/A | NQ - Stock Option (Right to Buy) Derivative · Direct | Holding | 11,666 owned after | $13.60 exercise price | 2019-03-20 | |
| 2019-03-20 holding as of filing | KOVACH SUSAN A Officer (SVP,General Counsel &Secretary) | 4/A | NQ - Stock Option (Right to Buy) Derivative · Direct | Holding | 4,685 owned after | $38.06 exercise price | 2019-03-20 | |
| 2019-03-20 holding as of filing | KOVACH SUSAN A Officer (SVP,General Counsel &Secretary) | 4/A | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | 3,621 owned after | $15.35 exercise price | 2019-03-20 | |
| 2019-03-20 holding as of filing | KOVACH SUSAN A Officer (SVP,General Counsel &Secretary) | 4/A | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | 3,625 owned after | $17.00 exercise price | 2019-03-20 | |
| 2019-03-20 holding as of filing | KOVACH SUSAN A Officer (SVP,General Counsel &Secretary) | 4/A | NQ - Stock Option (Right to Buy) Derivative · Direct | Holding | 6,413 owned after | $23.02 exercise price | 2019-03-20 | |
| 2019-03-20 holding as of filing | KOVACH SUSAN A Officer (SVP,General Counsel &Secretary) | 4/A | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | 6,902 owned after | $19.02 exercise price | 2019-03-20 |