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LIBBEY INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights, 2016

LIBBEY INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 105 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2016-12-20: Reporting owner Minarro Salvador; Form 4; Security Restricted Stock Units; Transaction Holding.
  • 2016-12-20: Reporting owner Minarro Salvador; Form 4; Security Restricted Stock Units; Transaction Holding.
  • 2016-12-20: Reporting owner Minarro Salvador; Form 4; Security Restricted Stock Units; Transaction Holding.
  • 2016-12-20: Reporting owner Minarro Salvador; Form 4; Security Restricted Stock Units; Transaction Holding.
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2016-12-20
holding as of filing
Minarro Salvador
Officer (VP, General Mgr US & Canada)
4Restricted Stock Units
Non-derivative · Direct
Holding
823 owned after
no price filed2016-12-20
2016-12-20
holding as of filing
Minarro Salvador
Officer (VP, General Mgr US & Canada)
4Restricted Stock Units
Non-derivative · Direct
Holding
11,028 owned after
no price filed2016-12-20
2016-12-20
holding as of filing
Minarro Salvador
Officer (VP, General Mgr US & Canada)
4Restricted Stock Units
Non-derivative · Direct
Holding
4,737 owned after
no price filed2016-12-20
2016-12-20
holding as of filing
Minarro Salvador
Officer (VP, General Mgr US & Canada)
4Restricted Stock Units
Non-derivative · Direct
Holding
4,315 owned after
no price filed2016-12-20
2016-12-20
holding as of filing
Minarro Salvador
Officer (VP, General Mgr US & Canada)
4Restricted Stock Units
Non-derivative · Direct
Holding
10,158 owned after
no price filed2016-12-20
2016-12-20
holding as of filing
Minarro Salvador
Officer (VP, General Mgr US & Canada)
4Restricted Stock Units
Non-derivative · Direct
Holding
4,243 owned after
no price filed2016-12-20
2016-12-12Summersgill Carol
Officer (Vice President-Human Resources)
4Restricted Stock Units
Non-derivative · Direct
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3−210
8,871 owned after
$19.652016-12-13
2016-12-02
holding as of filing
Cerioli Annunciata
Officer (VP, Chief Supply Chain Officer)
4Restricted Stock Units
Non-derivative · Direct
Holding
17,427 owned after
no price filed2016-12-02
2016-11-23
holding as of filing
FOLEY WILLIAM A
Director, Officer (Chief Executive Officer)
4Restricted Stock Units
Non-derivative · Direct
Holding
59,855 owned after
no price filed2016-11-23
2016-11-23FOLEY WILLIAM A
Director, Officer (Chief Executive Officer)
4Phantom Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+73
12,241 owned after
$19.172016-11-23
2016-11-23MILLER DEBORAH G
Director
4Phantom Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+14
2,278 owned after
$19.172016-11-23
2016-11-23MOERDYK CAROL B
Director
4Phantom Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+114
19,178 owned after
$19.172016-11-23
2016-09-06
holding as of filing
Summersgill Carol
Officer (Vice President-Human Resources)
3Restricted Stock Units
Non-derivative · Direct
Holding
9,081 owned after
no price filed2016-09-06
2016-09-01Summersgill Carol
Officer (Vice President-Human Resources)
4Restricted Stock Units
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,500
9,081 owned after
$17.562016-09-06
2016-08-31PAIGE TIMOTHY T
Officer (Vice President-Human Resources)
4Restricted Stock Units
Non-derivative · Direct
J Other acquisition or disposition (describe transaction)−1,634
8,611 owned after
$17.732016-08-31
2016-08-31PAIGE TIMOTHY T
Officer (Vice President-Human Resources)
4Restricted Stock Units
Non-derivative · Direct
J Other acquisition or disposition (describe transaction)−5,466
3,145 owned after
$17.732016-08-31
2016-08-31PAIGE TIMOTHY T
Officer (Vice President-Human Resources)
4Restricted Stock Units
Non-derivative · Direct
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3−874
2,271 owned after
$17.732016-08-31
2016-08-31
holding as of filing
PAIGE TIMOTHY T
Officer (Vice President-Human Resources)
4Restricted Stock Units
Non-derivative · Direct · (m)
Holding
10,245 owned after
no price filed2016-08-31
2016-08-24
holding as of filing
FOLEY WILLIAM A
Director, Officer (Chief Executive Officer)
4Restricted Stock Units
Non-derivative · Direct
Holding
59,855 owned after
no price filed2016-08-24
2016-08-23FOLEY WILLIAM A
Director, Officer (Chief Executive Officer)
4Phantom Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+80
12,168 owned after
$17.472016-08-24
2016-08-23MILLER DEBORAH G
Director
4Phantom Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+15
2,264 owned after
$17.472016-08-24
2016-08-23MOERDYK CAROL B
Director
4Phantom Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+125
19,064 owned after
$17.472016-08-24
2016-08-10
holding as of filing
PAIGE TIMOTHY T
Officer (Vice President-Human Resources)
4Restricted Stock Units
Non-derivative · Direct · (m)
Holding
10,245 owned after
no price filed2016-08-10
2016-08-02
holding as of filing
Minarro Salvador
Officer (VP, General Mgr US & Canada)
4Restricted Stock Units
Non-derivative · Direct
Holding
11,028 owned after
no price filed2016-08-02
2016-08-02
holding as of filing
Minarro Salvador
Officer (VP, General Mgr US & Canada)
4Restricted Stock Units
Non-derivative · Direct
Holding
4,737 owned after
no price filed2016-08-02
2016-08-02
holding as of filing
Minarro Salvador
Officer (VP, General Mgr US & Canada)
4Restricted Stock Units
Non-derivative · Direct
Holding
4,315 owned after
no price filed2016-08-02
2016-08-02
holding as of filing
Minarro Salvador
Officer (VP, General Mgr US & Canada)
4Restricted Stock Units
Non-derivative · Direct
Holding
10,158 owned after
no price filed2016-08-02
2016-08-02
holding as of filing
Minarro Salvador
Officer (VP, General Mgr US & Canada)
4Restricted Stock Units
Non-derivative · Direct
Holding
4,243 owned after
no price filed2016-08-02
2016-08-02
holding as of filing
Buck Sherry
Officer (Vice President, CFO)
4Restricted Stock Units
Non-derivative · Direct
Holding
22,094 owned after
no price filed2016-08-02
2016-08-01Minarro Salvador
Officer (VP, General Mgr US & Canada)
4Restricted Stock Units
Non-derivative · Direct
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3−407
823 owned after
$18.802016-08-02
2016-08-01
holding as of filing
PAIGE TIMOTHY T
Officer (Vice President-Human Resources)
4Restricted Stock Units
Non-derivative · Direct · (m)
Holding
10,245 owned after
no price filed2016-08-01
2016-07-20
holding as of filing
PAIGE TIMOTHY T
Officer (Vice President-Human Resources)
4Restricted Stock Units
Non-derivative · Direct · (m)
Holding
10,245 owned after
no price filed2016-07-20
2016-06-12Cerioli Annunciata
Officer (VP, Chief Supply Chain Officer)
4Restricted Stock Units
Non-derivative · Direct
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3−211
17,427 owned after
$16.802016-06-14
2016-06-08
holding as of filing
FOLEY WILLIAM A
Director, Officer (Chief Executive Officer)
4Restricted Stock Units
Non-derivative · Direct
Holding
59,855 owned after
no price filed2016-06-08
2016-06-07FOLEY WILLIAM A
Director, Officer (Chief Executive Officer)
4Phantom Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+80
12,088 owned after
$17.192016-06-08
2016-06-07MOERDYK CAROL B
Director
4Phantom Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+126
18,939 owned after
$17.192016-06-08
2016-06-07MILLER DEBORAH G
Director
4Phantom Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+15
2,249 owned after
$17.192016-06-08
2016-06-03
holding as of filing
PAIGE TIMOTHY T
Officer (Vice President-Human Resources)
4Restricted Stock Units
Non-derivative · Direct · (m)
Holding
10,245 owned after
no price filed2016-06-03
2016-05-13
holding as of filing
PAIGE TIMOTHY T
Officer (Vice President-Human Resources)
4Restricted Stock Units
Non-derivative · Direct · (m)
Holding
10,245 owned after
no price filed2016-05-13
2016-05-12
holding as of filing
HOWELL PETER C
Director
4Phantom Stock Units
Derivative · Direct
Holding
5,896 owned after
no price filed2016-05-12
2016-05-12
holding as of filing
FOLEY WILLIAM A
Director, Officer (Chief Executive Officer)
4Restricted Stock Units
Non-derivative · Direct
Holding
59,855 owned after
no price filed2016-05-12
2016-05-12
holding as of filing
FOLEY WILLIAM A
Director, Officer (Chief Executive Officer)
4Phantom Stock Units
Derivative · Direct
Holding
12,008 owned after
no price filed2016-05-12
2016-05-12
holding as of filing
MILLER DEBORAH G
Director
4Phantom Stock Units
Derivative · Direct
Holding
2,234 owned after
no price filed2016-05-12
2016-05-12
holding as of filing
MOERDYK CAROL B
Director
4Phantom Stock Units
Derivative · Direct
Holding
18,813 owned after
no price filed2016-05-12
2016-05-04Minarro Salvador
Officer (VP, General Mgr US & Canada)
4Restricted Stock Units
Non-derivative · Direct
S Open market or private sale of non-derivative or derivative security−143
1,230 owned after
$17.502016-05-04
2016-05-04Minarro Salvador
Officer (VP, General Mgr US & Canada)
4Restricted Stock Units
Non-derivative · Direct
S Open market or private sale of non-derivative or derivative security−2,509
4,243 owned after
$17.502016-05-04
2016-05-04Minarro Salvador
Officer (VP, General Mgr US & Canada)
4Restricted Stock Units
Non-derivative · Direct
S Open market or private sale of non-derivative or derivative security−848
4,737 owned after
$17.502016-05-04
2016-05-04
holding as of filing
Minarro Salvador
Officer (VP, General Mgr US & Canada)
4Restricted Stock Units
Non-derivative · Direct
Holding
11,028 owned after
no price filed2016-05-04
2016-05-04
holding as of filing
Minarro Salvador
Officer (VP, General Mgr US & Canada)
4Restricted Stock Units
Non-derivative · Direct
Holding
4,315 owned after
no price filed2016-05-04
2016-05-04
holding as of filing
Minarro Salvador
Officer (VP, General Mgr US & Canada)
4Restricted Stock Units
Non-derivative · Direct
Holding
10,158 owned after
no price filed2016-05-04
2016-05-03Minarro Salvador
Officer (VP, General Mgr US & Canada)
4Restricted Stock Units
Non-derivative · Direct
S Open market or private sale of non-derivative or derivative security−100
4,773 owned after
$17.692016-05-04
2016-05-03Minarro Salvador
Officer (VP, General Mgr US & Canada)
4Restricted Stock Units
Non-derivative · Direct
S Open market or private sale of non-derivative or derivative security−3,400
1,373 owned after
$17.682016-05-04
2016-04-29
holding as of filing
KOVACH SUSAN A
Officer (VP,General Counsel & Secretary)
4Restricted Stock Units
Non-derivative · Direct
Holding
10,867 owned after
no price filed2016-04-29
2016-04-28
holding as of filing
KOVACH SUSAN A
Officer (VP,General Counsel & Secretary)
4Restricted Stock Units
Non-derivative · Direct
Holding
10,867 owned after
no price filed2016-04-28
2016-04-15
holding as of filing
PAIGE TIMOTHY T
Officer (Vice President-Human Resources)
4Restricted Stock Units
Non-derivative · Direct · (m)
Holding
10,245 owned after
no price filed2016-04-15
2016-04-15
holding as of filing
KOVACH SUSAN A
Officer (VP,General Counsel & Secretary)
4Restricted Stock Units
Non-derivative · Direct
Holding
10,867 owned after
no price filed2016-04-15
2016-03-31WHITE JAMES H
Officer (VP, Chief Operating Officer)
4Restricted Stock Units
Non-derivative · Direct
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3−5,151
57,101 owned after
$18.602016-04-04
2016-03-31WHITE JAMES H
Officer (VP, Chief Operating Officer)
4Restricted Stock Units
Non-derivative · Direct
J Other acquisition or disposition (describe transaction)−26,250
30,851 owned after
$18.602016-04-04
2016-03-31WHITE JAMES H
Officer (VP, Chief Operating Officer)
4Restricted Stock Units
Non-derivative · Direct
J Other acquisition or disposition (describe transaction)−6,155
24,696 owned after
$18.602016-04-04
2016-03-31WHITE JAMES H
Officer (VP, Chief Operating Officer)
4Restricted Stock Units
Non-derivative · Direct
J Other acquisition or disposition (describe transaction)−14,283
10,413 owned after
$18.602016-04-04
2016-03-16
holding as of filing
FOLEY WILLIAM A
Director, Officer (Chief Executive Officer)
4Restricted Stock Units
Non-derivative · Direct
Holding
59,855 owned after
no price filed2016-03-16
2016-03-15MOERDYK CAROL B
Director
4Phantom Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+115
18,813 owned after
$18.752016-03-16
2016-03-15HOWELL PETER C
Director
4Phantom Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+36
5,896 owned after
$18.752016-03-16
2016-03-15MILLER DEBORAH G
Director
4Phantom Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+14
2,234 owned after
$18.752016-03-16
2016-03-15FOLEY WILLIAM A
Director, Officer (Chief Executive Officer)
4Phantom Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+73
12,008 owned after
$18.752016-03-16
2016-03-10
holding as of filing
PAIGE TIMOTHY T
Officer (Vice President-Human Resources)
4Restricted Stock Units
Non-derivative · Direct · (m)
Holding
10,245 owned after
no price filed2016-03-10
2016-03-10
holding as of filing
PAIGE TIMOTHY T
Officer (Vice President-Human Resources)
4Restricted Stock Units
Non-derivative · Direct · (m)
Holding
10,245 owned after
no price filed2016-03-10
2016-03-04
holding as of filing
KOVACH SUSAN A
Officer (VP,General Counsel & Secretary)
4Restricted Stock Units
Non-derivative · Direct
Holding
10,867 owned after
no price filed2016-03-04
2016-02-29
holding as of filing
Minarro Salvador
Officer (VP, General Mgr US & Canada)
4Restricted Stock Units
Non-derivative · Direct
Holding
4,873 owned after
no price filed2016-02-29
2016-02-29
holding as of filing
Minarro Salvador
Officer (VP, General Mgr US & Canada)
4Restricted Stock Units
Non-derivative · Direct
Holding
11,028 owned after
no price filed2016-02-29
2016-02-29
holding as of filing
Minarro Salvador
Officer (VP, General Mgr US & Canada)
4Restricted Stock Units
Non-derivative · Direct
Holding
5,585 owned after
no price filed2016-02-29
2016-02-29
holding as of filing
Minarro Salvador
Officer (VP, General Mgr US & Canada)
4Restricted Stock Units
Non-derivative · Direct
Holding
4,315 owned after
no price filed2016-02-29
2016-02-29
holding as of filing
Minarro Salvador
Officer (VP, General Mgr US & Canada)
4Restricted Stock Units
Non-derivative · Direct
Holding
6,752 owned after
no price filed2016-02-29
2016-02-25KOVACH SUSAN A
Officer (VP,General Counsel & Secretary)
4Restricted Stock Units
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+7,731
10,867 owned after
$17.132016-02-29
2016-02-25FOLEY WILLIAM A
Director, Officer (Chief Executive Officer)
4Restricted Stock Units
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+59,855
59,855 owned after
$17.132016-02-29
2016-02-25WHITE JAMES H
Officer (VP, Chief Operating Officer)
4Restricted Stock Units
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+19,045
62,252 owned after
$17.132016-02-29
2016-02-25Minarro Salvador
Officer (VP, General Mgr US & Canada)
4Restricted Stock Units
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+10,158
10,158 owned after
$17.132016-02-29
2016-02-25PAIGE TIMOTHY T
Officer (Vice President-Human Resources)
4Restricted Stock Units
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+7,289
10,245 owned after
$17.132016-02-29
2016-02-25Buck Sherry
Officer (Vice President, CFO)
4Restricted Stock Units
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+16,082
22,094 owned after
$17.132016-02-29
2016-02-25Cerioli Annunciata
Officer (VP, Chief Supply Chain Officer)
4Restricted Stock Units
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+11,608
17,638 owned after
$17.132016-02-29
2016-02-25
holding as of filing
Minarro Salvador
Officer (VP, General Mgr US & Canada)
4Restricted Stock Units
Non-derivative · Direct
Holding
4,873 owned after
no price filed2016-02-25
2016-02-25
holding as of filing
Minarro Salvador
Officer (VP, General Mgr US & Canada)
4Restricted Stock Units
Non-derivative · Direct
Holding
11,028 owned after
no price filed2016-02-25
2016-02-25
holding as of filing
Minarro Salvador
Officer (VP, General Mgr US & Canada)
4Restricted Stock Units
Non-derivative · Direct
Holding
4,315 owned after
no price filed2016-02-25
2016-02-25
holding as of filing
Minarro Salvador
Officer (VP, General Mgr US & Canada)
4Restricted Stock Units
Non-derivative · Direct
Holding
6,752 owned after
no price filed2016-02-25
2016-02-25
holding as of filing
PAIGE TIMOTHY T
Officer (Vice President-Human Resources)
4Restricted Stock Units
Non-derivative · Direct · (m)
Holding
2,956 owned after
no price filed2016-02-25
2016-02-25
holding as of filing
KOVACH SUSAN A
Officer (VP,General Counsel & Secretary)
4Restricted Stock Units
Non-derivative · Direct
Holding
3,136 owned after
no price filed2016-02-25
2016-02-25
holding as of filing
Buck Sherry
Officer (Vice President, CFO)
4Restricted Stock Units
Non-derivative · Direct
Holding
6,012 owned after
no price filed2016-02-25
2016-02-24Minarro Salvador
Officer (VP, General Mgr US & Canada)
4Restricted Stock Units
Non-derivative · Direct
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3−196
5,585 owned after
$18.202016-02-25
2016-02-24
holding as of filing
PAIGE TIMOTHY T
Officer (Vice President-Human Resources)
4Restricted Stock Units
Non-derivative · Direct · (m)
Holding
2,956 owned after
no price filed2016-02-24
2016-02-24
holding as of filing
KOVACH SUSAN A
Officer (VP,General Counsel & Secretary)
4Restricted Stock Units
Non-derivative · Direct
Holding
3,136 owned after
no price filed2016-02-24
2016-02-24
holding as of filing
Minarro Salvador
Officer (VP, General Mgr US & Canada)
4Restricted Stock Units
Non-derivative · Direct
Holding
4,873 owned after
no price filed2016-02-24
2016-02-24
holding as of filing
Minarro Salvador
Officer (VP, General Mgr US & Canada)
4Restricted Stock Units
Non-derivative · Direct
Holding
11,028 owned after
no price filed2016-02-24
2016-02-24
holding as of filing
Minarro Salvador
Officer (VP, General Mgr US & Canada)
4Restricted Stock Units
Non-derivative · Direct
Holding
5,781 owned after
no price filed2016-02-24
2016-02-24
holding as of filing
Minarro Salvador
Officer (VP, General Mgr US & Canada)
4Restricted Stock Units
Non-derivative · Direct
Holding
4,315 owned after
no price filed2016-02-24
2016-02-24
holding as of filing
Buck Sherry
Officer (Vice President, CFO)
4Restricted Stock Units
Non-derivative · Direct
Holding
6,012 owned after
no price filed2016-02-24
2016-02-22Minarro Salvador
Officer (VP, General Mgr US & Canada)
4Restricted Stock Units
Non-derivative · Direct
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3−187
6,752 owned after
$17.562016-02-24
2016-02-18
holding as of filing
Minarro Salvador
Officer (VP, General Mgr US & Canada)
4Restricted Stock Units
Non-derivative · Direct
Holding
4,873 owned after
no price filed2016-02-18
2016-02-18
holding as of filing
Minarro Salvador
Officer (VP, General Mgr US & Canada)
4Restricted Stock Units
Non-derivative · Direct
Holding
5,781 owned after
no price filed2016-02-18
2016-02-18
holding as of filing
Minarro Salvador
Officer (VP, General Mgr US & Canada)
4Restricted Stock Units
Non-derivative · Direct
Holding
6,939 owned after
no price filed2016-02-18
2016-02-17KOVACH SUSAN A
Officer (VP,General Counsel & Secretary)
4Restricted Stock Units
Non-derivative · Direct
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3−333
3,136 owned after
$16.752016-02-18