LIBBEY INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 66 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-12-31: Reporting owner Gardner Anthony W Jr; Form 4; Security Restricted Stock Units; Transaction F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
- 2015-12-03: Reporting owner Cerioli Annunciata; Form 4; Security Restricted Stock Units; Transaction Holding.
- 2015-12-03: Reporting owner KOVACH SUSAN A; Form 4; Security Restricted Stock Units; Transaction Holding.
- 2015-11-24: Reporting owner KOVACH SUSAN A; Form 4; Security Restricted Stock Units; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-12-31 | Gardner Anthony W Jr Officer (VP, Chief Commercial Officer) | 4 | Restricted Stock Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −615 5,797 owned after | $21.32 | 2016-01-05 | |
| 2015-12-03 holding as of filing | Cerioli Annunciata Officer (VP, Chief Supply Chain Officer) | 4 | Restricted Stock Units Non-derivative · Direct | Holding | 6,412 owned after | no price filed | 2015-12-03 | |
| 2015-12-03 holding as of filing | KOVACH SUSAN A Officer (VP,General Counsel & Secretary) | 4 | Restricted Stock Units Non-derivative · Direct | Holding | 3,469 owned after | no price filed | 2015-12-03 | |
| 2015-11-24 holding as of filing | KOVACH SUSAN A Officer (VP,General Counsel & Secretary) | 4 | Restricted Stock Units Non-derivative · Direct | Holding | 3,469 owned after | no price filed | 2015-11-24 | |
| 2015-11-24 | MILLER DEBORAH G Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10 2,221 owned after | $24.74 | 2015-11-24 | |
| 2015-11-24 | HOWELL PETER C Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26 5,861 owned after | $24.74 | 2015-11-24 | |
| 2015-11-24 | MOERDYK CAROL B Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +83 18,699 owned after | $24.74 | 2015-11-24 | |
| 2015-11-24 | FOLEY WILLIAM A Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +53 11,935 owned after | $24.74 | 2015-11-24 | |
| 2015-11-20 holding as of filing | PAIGE TIMOTHY T Officer (Vice President-Human Resources) | 4 | Restricted Stock Units Non-derivative · Direct · (m) | Holding | 3,270 owned after | no price filed | 2015-11-20 | |
| 2015-11-19 holding as of filing | PAIGE TIMOTHY T Officer (Vice President-Human Resources) | 4 | Restricted Stock Units Non-derivative · Direct · (m) | Holding | 3,270 owned after | no price filed | 2015-11-19 | |
| 2015-11-18 holding as of filing | PAIGE TIMOTHY T Officer (Vice President-Human Resources) | 4 | Restricted Stock Units Non-derivative · Direct · (m) | Holding | 3,270 owned after | no price filed | 2015-11-18 | |
| 2015-11-17 holding as of filing | PAIGE TIMOTHY T Officer (Vice President-Human Resources) | 4 | Restricted Stock Units Non-derivative · Direct · (m) | Holding | 3,270 owned after | no price filed | 2015-11-17 | |
| 2015-11-12 holding as of filing | KOVACH SUSAN A Officer (VP,General Counsel & Secretary) | 4 | Restricted Stock Units Non-derivative · Direct | Holding | 3,469 owned after | no price filed | 2015-11-12 | |
| 2015-11-10 holding as of filing | STREETER STEPHANIE A Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Non-derivative · Direct | Holding | 25,985 owned after | no price filed | 2015-11-10 | |
| 2015-11-10 holding as of filing | STREETER STEPHANIE A Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 115,687 owned after | no price filed | 2015-11-10 | |
| 2015-09-02 holding as of filing | Gardner Anthony W Jr Officer (VP, Chief Commercial Officer) | 4 | Restricted Stock Units Non-derivative · Direct | Holding | 6,412 owned after | no price filed | 2015-09-02 | |
| 2015-08-25 | MILLER DEBORAH G Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7 2,211 owned after | $35.07 | 2015-08-26 | |
| 2015-08-25 | FOLEY WILLIAM A Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37 11,882 owned after | $35.07 | 2015-08-26 | |
| 2015-08-25 | MOERDYK CAROL B Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +58 18,616 owned after | $35.07 | 2015-08-26 | |
| 2015-08-25 | HOWELL PETER C Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18 5,835 owned after | $35.07 | 2015-08-26 | |
| 2015-08-25 holding as of filing | PAIGE TIMOTHY T Officer (Vice President-Human Resources) | 4 | Restricted Stock Units Non-derivative · Direct | Holding | 3,270 owned after | no price filed | 2015-08-25 | |
| 2015-08-05 holding as of filing | Buck Sherry Officer (Vice President, CFO) | 4 | Restricted Stock Units Non-derivative · Direct | Holding | 6,650 owned after | no price filed | 2015-08-05 | |
| 2015-08-05 holding as of filing | Minarro Salvador Officer (VP, General Mgr US & Canada) | 4 | Restricted Stock Units Non-derivative · Direct | Holding | 12,000 owned after | no price filed | 2015-08-05 | |
| 2015-08-05 holding as of filing | Minarro Salvador Officer (VP, General Mgr US & Canada) | 4 | Restricted Stock Units Non-derivative · Direct | Holding | 5,781 owned after | no price filed | 2015-08-05 | |
| 2015-08-05 holding as of filing | Minarro Salvador Officer (VP, General Mgr US & Canada) | 4 | Restricted Stock Units Non-derivative · Direct | Holding | 4,695 owned after | no price filed | 2015-08-05 | |
| 2015-08-05 holding as of filing | Minarro Salvador Officer (VP, General Mgr US & Canada) | 4 | Restricted Stock Units Non-derivative · Direct | Holding | 6,939 owned after | no price filed | 2015-08-05 | |
| 2015-08-03 | WHITE JAMES H Officer (VP, Chief Operating Officer) | 4 | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,207 8,207 owned after | $37.23 | 2015-08-05 | |
| 2015-08-03 | WHITE JAMES H Officer (VP, Chief Operating Officer) | 4 | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 43,207 owned after | $37.23 | 2015-08-05 | |
| 2015-08-03 | Minarro Salvador Officer (VP, General Mgr US & Canada) | 4 | Restricted Stock Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −45 4,873 owned after | $37.23 | 2015-08-05 | |
| 2015-06-12 | Gardner Anthony W Jr Officer (VP, Chief Commercial Officer) | 4 | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 6,412 owned after | $41.08 | 2015-06-16 | |
| 2015-06-12 | Cerioli Annunciata Officer (VP, Chief Supply Chain Officer) | 4 | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 6,412 owned after | $41.08 | 2015-06-16 | |
| 2015-06-09 | MILLER DEBORAH G Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6 2,204 owned after | $39.90 | 2015-06-10 | |
| 2015-06-09 | MOERDYK CAROL B Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +51 18,558 owned after | $39.90 | 2015-06-10 | |
| 2015-06-09 | HOWELL PETER C Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16 5,816 owned after | $39.90 | 2015-06-10 | |
| 2015-06-09 | FOLEY WILLIAM A Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33 11,845 owned after | $39.90 | 2015-06-10 | |
| 2015-05-14 holding as of filing | MILLER DEBORAH G Director | 4 | Phantom Stock Units Derivative · Direct | Holding | 2,198 owned after | no price filed | 2015-05-14 | |
| 2015-05-14 holding as of filing | HOWELL PETER C Director | 4 | Phantom Stock Units Derivative · Direct | Holding | 5,800 owned after | no price filed | 2015-05-14 | |
| 2015-05-14 holding as of filing | FOLEY WILLIAM A Director | 4 | Phantom Stock Units Derivative · Direct | Holding | 11,812 owned after | no price filed | 2015-05-14 | |
| 2015-05-14 holding as of filing | MOERDYK CAROL B Director | 4 | Phantom Stock Units Derivative · Direct | Holding | 18,507 owned after | no price filed | 2015-05-14 | |
| 2015-04-09 holding as of filing | Minarro Salvador Officer (VP, General Mgr US & Canada) | 3 | Restricted Stock Units Non-derivative · Direct | Holding | 4,695 owned after | no price filed | 2015-04-09 | |
| 2015-04-09 holding as of filing | Minarro Salvador Officer (VP, General Mgr US & Canada) | 3 | Restricted Stock Units Non-derivative · Direct | Holding | 4,918 owned after | no price filed | 2015-04-09 | |
| 2015-04-09 holding as of filing | Minarro Salvador Officer (VP, General Mgr US & Canada) | 3 | Restricted Stock Units Non-derivative · Direct | Holding | 5,781 owned after | no price filed | 2015-04-09 | |
| 2015-04-09 holding as of filing | Minarro Salvador Officer (VP, General Mgr US & Canada) | 3 | Restricted Stock Units Non-derivative · Direct | Holding | 12,000 owned after | no price filed | 2015-04-09 | |
| 2015-04-09 holding as of filing | Minarro Salvador Officer (VP, General Mgr US & Canada) | 3 | Restricted Stock Units Non-derivative · Direct | Holding | 6,939 owned after | no price filed | 2015-04-09 | |
| 2015-03-13 holding as of filing | KOVACH SUSAN A Officer (VP,General Counsel & Secretary) | 4 | Restricted Stock Units Non-derivative · Direct · (m) | Holding | 3,469 owned after | no price filed | 2015-03-13 | |
| 2015-03-12 holding as of filing | PAIGE TIMOTHY T Officer (Vice President-Human Resources) | 4 | Restricted Stock Units Non-derivative · Direct · (m) | Holding | 3,270 owned after | no price filed | 2015-03-12 | |
| 2015-03-11 holding as of filing | PAIGE TIMOTHY T Officer (Vice President-Human Resources) | 4 | Restricted Stock Units Non-derivative · Direct · (m) | Holding | 3,270 owned after | no price filed | 2015-03-11 | |
| 2015-03-10 holding as of filing | PAIGE TIMOTHY T Officer (Vice President-Human Resources) | 4 | Restricted Stock Units Non-derivative · Direct · (m) | Holding | 3,270 owned after | no price filed | 2015-03-10 | |
| 2015-03-06 holding as of filing | Cerioli Annunciata Officer (VP, Chief Supply Chain Officer) | 4 | Restricted Stock Units Non-derivative · Direct | Holding | 3,912 owned after | no price filed | 2015-03-06 | |
| 2015-03-03 | FOLEY WILLIAM A Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34 11,812 owned after | $38.06 | 2015-03-05 | |
| 2015-03-03 | HOWELL PETER C Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17 5,800 owned after | $38.06 | 2015-03-05 | |
| 2015-03-03 | MILLER DEBORAH G Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6 2,198 owned after | $38.06 | 2015-03-05 | |
| 2015-03-03 | MOERDYK CAROL B Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +53 18,507 owned after | $38.06 | 2015-03-05 | |
| 2015-03-02 | Buck Sherry Officer (Vice President, CFO) | 4/A | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,650 6,650 owned after | $38.06 | 2015-08-03 | |
| 2015-03-02 | STREETER STEPHANIE A Director, Officer (Chief Executive Officer) | 4/A | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,985 25,985 owned after | $38.06 | 2015-08-03 | |
| 2015-03-02 | Gardner Anthony W Jr Officer (VP, Chief Commercial Officer) | 4/A | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,912 3,912 owned after | $38.06 | 2015-08-03 | |
| 2015-03-02 | Cerioli Annunciata Officer (VP, Chief Supply Chain Officer) | 4/A | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,912 3,912 owned after | $38.06 | 2015-08-03 | |
| 2015-03-02 | KOVACH SUSAN A Officer (VP,General Counsel & Secretary) | 4/A | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,469 3,469 owned after | $38.06 | 2015-08-03 | |
| 2015-03-02 | PAIGE TIMOTHY T Officer (Vice President-Human Resources) | 4/A | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,270 3,270 owned after | $38.06 | 2015-08-03 | |
| 2015-03-02 | Gardner Anthony W Jr Officer (VP, Chief Commercial Officer) | 4 | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,912 3,912 owned after | $38.06 | 2015-03-04 | |
| 2015-03-02 | KOVACH SUSAN A Officer (VP,General Counsel & Secretary) | 4 | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,469 3,469 owned after | $38.06 | 2015-03-04 | |
| 2015-03-02 | PAIGE TIMOTHY T Officer (Vice President-Human Resources) | 4 | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,270 3,270 owned after | $38.06 | 2015-03-04 | |
| 2015-03-02 | Buck Sherry Officer (Vice President, CFO) | 4 | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,650 6,650 owned after | $38.06 | 2015-03-04 | |
| 2015-03-02 | Cerioli Annunciata Officer (VP, Chief Supply Chain Officer) | 4 | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,912 3,912 owned after | $38.06 | 2015-03-04 | |
| 2015-03-02 | STREETER STEPHANIE A Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,985 25,985 owned after | $38.06 | 2015-03-04 | |
| 2015-01-05 holding as of filing | HOWELL PETER C Director | 4 | Phantom Stock Units Derivative · Direct | Holding | 5,784 owned after | no price filed | 2015-01-05 |