L 3 COMMUNICATIONS HOLDINGS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 48 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-11-24: Reporting owner SIMON ARTHUR L; Form 4; Security 04/01/2008 Director Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-11-19: Reporting owner CANIZARES CLAUDE R; Form 4; Security 4/26/2005 Director Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-11-14: Reporting owner Rose Leslie; Form 4; Security 8/2/2006 Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-11-14: Reporting owner Rose Leslie; Form 4; Security 10/10/2005 Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-11-24 | SIMON ARTHUR L Director | 4 | 04/01/2008 Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,981 0 owned after | $107.40 exercise price | 2014-11-25 | |
| 2014-11-19 | CANIZARES CLAUDE R Director | 4 | 4/26/2005 Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,618 991 owned after | $67.32 exercise price | 2014-11-20 | |
| 2014-11-14 | Rose Leslie Officer (See Remarks) | 4 | 8/2/2006 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,653 0 owned after | $69.18 exercise price | 2014-11-17 | |
| 2014-11-14 | Rose Leslie Officer (See Remarks) | 4 | 10/10/2005 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,480 0 owned after | $75.32 exercise price | 2014-11-17 | |
| 2014-11-03 | WASHKOWITZ ALAN H Director | 4 | 04/26/2005 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,609 0 owned after | $67.32 exercise price | 2014-11-04 | |
| 2014-11-03 | WASHKOWITZ ALAN H Director | 4 | 04/25/2006 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,609 0 owned after | $81.73 exercise price | 2014-11-04 | |
| 2014-11-03 | WASHKOWITZ ALAN H Director | 4 | 04/02/2007 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,332 0 owned after | $84.14 exercise price | 2014-11-04 | |
| 2014-11-03 | WASHKOWITZ ALAN H Director | 4 | 04/01/2008 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,981 0 owned after | $107.40 exercise price | 2014-11-04 | |
| 2014-06-04 | Mega John S Officer (See Remarks) | 4 | 07/29/2008 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,150 0 owned after | $92.31 exercise price | 2014-06-05 | |
| 2014-06-04 | Mega John S Officer (See Remarks) | 4 | 02/24/2011 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,417 0 owned after | $76.82 exercise price | 2014-06-05 | |
| 2014-06-02 | Kantor Steven Officer (See Remarks) | 4 | 4/27/2010 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,512 0 owned after | $89.90 exercise price | 2014-06-03 | |
| 2014-06-02 | Kantor Steven Officer (See Remarks) | 4 | 2/24/2011 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,000 12,856 owned after | $76.82 exercise price | 2014-06-03 | |
| 2014-05-14 | STRIANESE MICHAEL T Director, Officer (See Remarks) | 4 | 7/28/2009 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,000 187,484 owned after | $70.53 exercise price | 2014-05-15 | |
| 2014-05-06 | Cody Richard A. Officer (SVP of Washington Operations) | 4 | 02/24/2011 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,470 0 owned after | $76.82 exercise price | 2014-05-07 | |
| 2014-05-06 | Cody Richard A. Officer (SVP of Washington Operations) | 4 | 02/22/2012 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,622 0 owned after | $67.49 exercise price | 2014-05-07 | |
| 2014-05-06 | Cody Richard A. Officer (SVP of Washington Operations) | 4 | 02/20/2013 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,760 0 owned after | $77.00 exercise price | 2014-05-07 | |
| 2014-04-25 | MILLARD ROBERT B Director | 4 | 4/27/2004 Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,609 0 owned after | $58.30 exercise price | 2014-04-28 | |
| 2014-03-03 | Kantor Steven Officer (See Remarks) | 4 | 02/23/2010 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,201 0 owned after | $86.41 exercise price | 2014-03-04 | |
| 2014-03-03 | Kantor Steven Officer (See Remarks) | 4 | 08/01/2007 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,815 0 owned after | $95.42 exercise price | 2014-03-04 | |
| 2014-02-26 | McNellis John Officer (See Remarks) | 4 | 02/22/2012 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,696 12,943 owned after | $67.49 exercise price | 2014-02-27 | |
| 2014-02-26 | McNellis John Officer (See Remarks) | 4 | 02/20/2013 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,417 0 owned after | $77.00 exercise price | 2014-02-27 | |
| 2014-02-25 | McNellis John Officer (See Remarks) | 4 | 02/24/2011 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,619 0 owned after | $76.82 exercise price | 2014-02-26 | |
| 2014-02-25 | McNellis John Officer (See Remarks) | 4 | 02/22/2012 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,245 17,639 owned after | $67.49 exercise price | 2014-02-26 | |
| 2014-02-24 | WASHKOWITZ ALAN H Director | 4 | 04/27/2004 Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,609 0 owned after | $58.30 exercise price | 2014-02-25 | |
| 2014-02-19 | STRIANESE MICHAEL T Director, Officer (See Remarks) | 4 | 02/20/13 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +248,344 248,344 owned after | $77.00 exercise price | 2014-02-21 | |
| 2014-02-19 | Dambrosio Ralph Officer (See Remarks) | 4 | 02/19/14 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,850 37,850 owned after | $113.67 exercise price | 2014-02-21 | |
| 2014-02-19 | McNellis John Officer (See Remarks) | 4 | 02/19/14 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,533 24,533 owned after | $113.67 exercise price | 2014-02-21 | |
| 2014-02-19 | Kantor Steven Officer (See Remarks) | 4 | 02/19/14 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,131 23,131 owned after | $113.67 exercise price | 2014-02-21 | |
| 2014-02-19 | Post Steven M Officer (See Remarks) | 4 | 02/19/14 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,617 12,617 owned after | $113.67 exercise price | 2014-02-21 | |
| 2014-02-19 | Rose Leslie Officer (See Remarks) | 4 | 02/19/14 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,009 7,009 owned after | $113.67 exercise price | 2014-02-21 | |
| 2014-02-19 | Cody Richard A. Officer (See Remarks) | 4 | 02/19/14 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,112 9,112 owned after | $113.67 exercise price | 2014-02-21 | |
| 2014-02-19 | Brunson Curtis Officer (See Remarks) | 4 | 02/19/14 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,850 37,850 owned after | $113.67 exercise price | 2014-02-21 | |
| 2014-02-19 | Mega John S Officer (See Remarks) | 4 | 02/19/14 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,617 12,617 owned after | $113.67 exercise price | 2014-02-21 | |
| 2014-02-18 | CORCORAN THOMAS A Director | 4 | 04/27/2004 Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,609 0 owned after | $58.30 exercise price | 2014-02-19 | |
| 2014-02-12 | Dambrosio Ralph Officer (SVP & Chief Financial Officer) | 4 | 07/28/2009 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,513 33,255 owned after | $70.53 exercise price | 2014-02-13 | |
| 2014-02-12 | Dambrosio Ralph Officer (SVP & Chief Financial Officer) | 4 | 02/22/2012 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,487 0 owned after | $67.49 exercise price | 2014-02-13 | |
| 2014-02-11 | Azmon Dan Officer (See Remarks) | 4 | 07/29/2008 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,495 0 owned after | $92.31 exercise price | 2014-02-12 | |
| 2014-02-11 | Azmon Dan Officer (See Remarks) | 4 | 08/01/2007 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,826 0 owned after | $95.42 exercise price | 2014-02-12 | |
| 2014-02-07 | Brunson Curtis Officer (See Remarks) | 4 | 02/23/2010 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,886 0 owned after | $86.41 exercise price | 2014-02-10 | |
| 2014-02-07 | Brunson Curtis Officer (See Remarks) | 4 | 08/01/2007 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,155 0 owned after | $95.42 exercise price | 2014-02-10 | |
| 2014-02-05 | CANIZARES CLAUDE R Director | 4 | 04/27/2004 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,609 0 owned after | $58.30 exercise price | 2014-02-06 | |
| 2014-02-04 | STRIANESE MICHAEL T Director, Officer (Chairman, President and CEO) | 4 | 11/6/2006 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −104,367 0 owned after | $77.03 exercise price | 2014-02-05 | |
| 2014-02-03 | Cody Richard A. Officer (See Remarks) | 4 | 02/23/2010 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,165 0 owned after | $86.41 exercise price | 2014-02-04 | |
| 2014-02-03 | Cody Richard A. Officer (See Remarks) | 4 | 02/24/2011 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −936 0 owned after | $76.82 exercise price | 2014-02-04 | |
| 2014-02-03 | Post Steven M Officer (See Remarks) | 4 | 02/23/2010 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,331 0 owned after | $86.41 exercise price | 2014-02-04 | |
| 2014-02-03 | Post Steven M Officer (See Remarks) | 4 | 02/24/2011 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,086 0 owned after | $76.82 exercise price | 2014-02-04 | |
| 2014-02-03 | Post Steven M Officer (See Remarks) | 4 | 02/22/2012 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,319 0 owned after | $67.49 exercise price | 2014-02-04 | |
| 2014-02-03 | STRIANESE MICHAEL T Director, Officer (See Remarks) | 4 | 8/2/2006 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −54,367 0 owned after | $69.18 exercise price | 2014-02-04 |