L 3 COMMUNICATIONS HOLDINGS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 38 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-11-02: Reporting owner Kantor Steven; Form 4; Security 2/20/2013 Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-11-02: Reporting owner Brunson Curtis; Form 4; Security 2/22/2012 Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-10-30: Reporting owner KUBASIK CHRISTOPHER E; Form 4; Security 10/30/15 Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-06-09: Reporting owner Von Schwarz Mark; Form 3; Security 2/20/2013 Employee Stock Option (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-11-02 | Kantor Steven Officer (See Remarks) | 4 | 2/20/2013 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,678 16,090 owned after | $77.00 exercise price | 2015-11-03 | |
| 2015-11-02 | Brunson Curtis Officer (See Remarks) | 4 | 2/22/2012 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −55,465 0 owned after | $67.49 exercise price | 2015-11-03 | |
| 2015-10-30 | KUBASIK CHRISTOPHER E Officer (President and COO) | 4 | 10/30/15 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,968 50,968 owned after | $126.40 exercise price | 2015-11-02 | |
| 2015-06-09 holding as of filing | Von Schwarz Mark Officer (See Remarks) | 3 | 2/20/2013 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $77.00 exercise price | 2015-06-09 | ||
| 2015-06-09 holding as of filing | Von Schwarz Mark Officer (See Remarks) | 3 | 2/19/2014 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $113.67 exercise price | 2015-06-09 | ||
| 2015-06-09 holding as of filing | Von Schwarz Mark Officer (See Remarks) | 3 | 2/17/2015 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $129.31 exercise price | 2015-06-09 | ||
| 2015-06-09 holding as of filing | Von Schwarz Mark Officer (See Remarks) | 3 | 6/2/2015 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $117.59 exercise price | 2015-06-09 | ||
| 2015-03-02 | Dambrosio Ralph Officer (See Remarks) | 4 | 07/28/2009 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,655 0 owned after | $70.53 exercise price | 2015-03-03 | |
| 2015-03-02 | Dambrosio Ralph Officer (See Remarks) | 4 | 8/01/2007 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 6,392 owned after | $95.42 exercise price | 2015-03-03 | |
| 2015-03-02 | Rose Leslie Officer (See Remarks) | 4 | 7/29/2008 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,614 0 owned after | $92.31 exercise price | 2015-03-03 | |
| 2015-03-02 | Rose Leslie Officer (See Remarks) | 4 | 7/28/2009 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,992 0 owned after | $70.53 exercise price | 2015-03-03 | |
| 2015-03-02 | Rose Leslie Officer (See Remarks) | 4 | 2/22/2012 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,812 0 owned after | $67.49 exercise price | 2015-03-03 | |
| 2015-02-27 | Dambrosio Ralph Officer (See Remarks) | 4 | 07/28/2009 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,600 27,655 owned after | $70.53 exercise price | 2015-03-03 | |
| 2015-02-27 | Rose Leslie Officer (See Remarks) | 4 | 8/1/2007 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,262 0 owned after | $95.42 exercise price | 2015-03-03 | |
| 2015-02-26 | STRIANESE MICHAEL T Director, Officer (Chairman, President and CEO) | 4 | 2/22/2012 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −80,000 176,528 owned after | $67.49 exercise price | 2015-02-27 | |
| 2015-02-24 | Cody Richard A. Officer (See Remarks) | 4 | 2/22/2012 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,623 0 owned after | $67.49 exercise price | 2015-02-25 | |
| 2015-02-24 | Cody Richard A. Officer (See Remarks) | 4 | 2/20/2013 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,760 4,760 owned after | $77.00 exercise price | 2015-02-25 | |
| 2015-02-24 | Post Steven M Officer (See Remarks) | 4 | 7/29/2008 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,725 0 owned after | $92.31 exercise price | 2015-02-25 | |
| 2015-02-24 | Post Steven M Officer (See Remarks) | 4 | 8/1/2007 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,176 0 owned after | $95.42 exercise price | 2015-02-25 | |
| 2015-02-23 | McNellis John Officer (See Remarks) | 4 | 2/22/2012 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,943 0 owned after | $67.49 exercise price | 2015-02-24 | |
| 2015-02-23 | Kantor Steven Officer (See Remarks) | 4 | 2/22/2012 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,019 0 owned after | $67.49 exercise price | 2015-02-24 | |
| 2015-02-23 | MILLARD ROBERT B Director | 4 | 4/26/2005 Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,609 0 owned after | $67.32 exercise price | 2015-02-24 | |
| 2015-02-23 | Mega John S Officer (See Remarks) | 4 | 2/22/2012 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,639 0 owned after | $67.49 exercise price | 2015-02-24 | |
| 2015-02-23 | Mega John S Officer (See Remarks) | 4 | 08/01/2007 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,946 0 owned after | $95.42 exercise price | 2015-02-24 | |
| 2015-02-20 | McNellis John Officer (See Remarks) | 4 | 2/20/2013 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,417 12,418 owned after | $77.00 exercise price | 2015-02-23 | |
| 2015-02-19 | Kantor Steven Officer (See Remarks) | 4 | 2/24/2011 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,856 0 owned after | $76.82 exercise price | 2015-02-20 | |
| 2015-02-19 | Kantor Steven Officer (See Remarks) | 4 | 2/22/2012 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,033 0 owned after | $67.49 exercise price | 2015-02-20 | |
| 2015-02-18 | CORCORAN THOMAS A Director | 4 | 4/26/2005 Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,609 0 owned after | $67.32 exercise price | 2015-02-20 | |
| 2015-02-18 | Brunson Curtis Officer (See Remarks) | 4 | 2/24/2011 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,944 0 owned after | $76.82 exercise price | 2015-02-20 | |
| 2015-02-17 | STRIANESE MICHAEL T Director, Officer (Chairman, President and CEO) | 4 | 02/19/14 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +140,187 140,187 owned after | $113.67 exercise price | 2015-02-19 | |
| 2015-02-17 | Post Steven M Officer (See Remarks) | 4 | 02/17/15 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,222 13,222 owned after | $129.31 exercise price | 2015-02-19 | |
| 2015-02-17 | Mega John S Officer (See Remarks) | 4 | 02/17/15 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,222 13,222 owned after | $129.31 exercise price | 2015-02-19 | |
| 2015-02-17 | Rose Leslie Officer (See Remarks) | 4 | 02/17/15 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,346 7,346 owned after | $129.31 exercise price | 2015-02-19 | |
| 2015-02-17 | Kantor Steven Officer (See Remarks) | 4 | 02/17/15 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,241 24,241 owned after | $129.31 exercise price | 2015-02-19 | |
| 2015-02-17 | McNellis John Officer (See Remarks) | 4 | 02/17/15 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,288 18,288 owned after | $129.31 exercise price | 2015-02-19 | |
| 2015-02-17 | Cody Richard A. Officer (See Remarks) | 4 | 02/17/15 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,549 9,549 owned after | $129.31 exercise price | 2015-02-19 | |
| 2015-02-17 | Dambrosio Ralph Officer (See Remarks) | 4 | 02/17/15 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,729 36,729 owned after | $129.31 exercise price | 2015-02-19 | |
| 2015-02-17 | Brunson Curtis Officer (See Remarks) | 4 | 02/17/15 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +39,667 39,667 owned after | $129.31 exercise price | 2015-02-19 |