L 3 COMMUNICATIONS HOLDINGS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 30 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-11-29: Reporting owner CORCORAN THOMAS A; Form 4; Security 4/18/2003 Director Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-11-28: Reporting owner SIMON ARTHUR L; Form 4; Security 4/18/2003 Director Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-08-01: Reporting owner Rose Leslie; Form 3; Security 10/10/2005 Employee Stock Option (Right to Buy); Transaction Holding.
- 2012-08-01: Reporting owner Rose Leslie; Form 3; Security 08/02/2006 Employee Stock Option (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-11-29 | CORCORAN THOMAS A Director | 4 | 4/18/2003 Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 109 owned after | $37.55 exercise price | 2012-11-30 | |
| 2012-11-28 | SIMON ARTHUR L Director | 4 | 4/18/2003 Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,609 0 owned after | $37.55 exercise price | 2012-11-30 | |
| 2012-08-01 holding as of filing | Rose Leslie Officer (See Remarks) | 3 | 10/10/2005 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $75.32 exercise price | 2012-08-01 | ||
| 2012-08-01 holding as of filing | Rose Leslie Officer (See Remarks) | 3 | 08/02/2006 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $69.18 exercise price | 2012-08-01 | ||
| 2012-08-01 holding as of filing | Rose Leslie Officer (See Remarks) | 3 | 08/01/2007 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $95.42 exercise price | 2012-08-01 | ||
| 2012-08-01 holding as of filing | Rose Leslie Officer (See Remarks) | 3 | 07/29/2008 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $92.31 exercise price | 2012-08-01 | ||
| 2012-08-01 holding as of filing | Rose Leslie Officer (See Remarks) | 3 | 07/28/2009 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $70.53 exercise price | 2012-08-01 | ||
| 2012-08-01 holding as of filing | Rose Leslie Officer (See Remarks) | 3 | 02/23/2010 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $86.41 exercise price | 2012-08-01 | ||
| 2012-08-01 holding as of filing | Rose Leslie Officer (See Remarks) | 3 | 02/24/2011 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $76.82 exercise price | 2012-08-01 | ||
| 2012-08-01 holding as of filing | Rose Leslie Officer (See Remarks) | 3 | 02/22/2012 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $67.49 exercise price | 2012-08-01 | ||
| 2012-05-23 | Opp Susan Officer (SEE REMARKS) | 4 | 8/20/2002 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −667 0 owned after | $49.00 exercise price | 2012-05-24 | |
| 2012-05-23 | Opp Susan Officer (SEE REMARKS) | 4 | 8/20/2002 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −333 0 owned after | $54.91 exercise price | 2012-05-24 | |
| 2012-05-23 | Opp Susan Officer (SEE REMARKS) | 4 | 4/20/2004 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $59.73 exercise price | 2012-05-24 | |
| 2012-04-20 | MILLARD ROBERT B Director | 4 | 4/22/2002 Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $60.83 exercise price | 2012-04-23 | |
| 2012-03-02 | WASHKOWITZ ALAN H Director | 4 | 04/22/2002 Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $60.83 exercise price | 2012-03-05 | |
| 2012-03-02 | SIMON ARTHUR L Director | 4 | 4/22/2002 Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $60.83 exercise price | 2012-03-05 | |
| 2012-02-24 | CORCORAN THOMAS A Director | 4 | 4/22/2002 Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $60.83 exercise price | 2012-02-27 | |
| 2012-02-23 | STRIANESE MICHAEL T Director, Officer (SEE REMARKS) | 4 | 03/04/03 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −31,000 0 owned after | $35.95 exercise price | 2012-02-24 | |
| 2012-02-22 | Mega John S Officer (SEE REMARKS) | 4 | 02/22/12 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,943 15,943 owned after | $70.43 exercise price | 2012-02-24 | |
| 2012-02-22 | Opp Susan Officer (SEE REMARKS) | 4 | 02/22/12 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,929 19,929 owned after | $70.43 exercise price | 2012-02-24 | |
| 2012-02-22 | Leskow Robert E. Officer (SEE REMARKS) | 4 | 02/22/12 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,615 14,615 owned after | $70.43 exercise price | 2012-02-24 | |
| 2012-02-22 | Cody Richard A. Officer (Sr VP of Washington Operations) | 4 | 02/22/2012 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,286 13,286 owned after | $70.43 exercise price | 2012-02-24 | |
| 2012-02-22 | McNellis John Officer (SEE REMARKS) | 4 | 02/22/12 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,201 37,201 owned after | $70.43 exercise price | 2012-02-24 | |
| 2012-02-22 | Kantor Steven Officer (SEE REMARKS) | 4 | 02/22/12 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,544 34,544 owned after | $70.43 exercise price | 2012-02-24 | |
| 2012-02-22 | DUNN JAMES W Officer (SEE REMARKS) | 4 | 02/22/12 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +39,858 39,858 owned after | $70.43 exercise price | 2012-02-24 | |
| 2012-02-22 | Brunson Curtis Officer (See Remarks) | 4 | 02/22/12 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +53,144 53,144 owned after | $70.43 exercise price | 2012-02-24 | |
| 2012-02-22 | Dambrosio Ralph Officer (SVP and CFO) | 4 | 02/22/2012 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +53,144 53,144 owned after | $70.43 exercise price | 2012-02-24 | |
| 2012-02-22 | Post Steven M Officer (SEE REMARKS) | 4 | 02/22/12 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,915 23,915 owned after | $70.43 exercise price | 2012-02-24 | |
| 2012-02-10 | Brunson Curtis Officer (See Remarks) | 4 | 8/20/2002 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $54.91 exercise price | 2012-02-13 | |
| 2012-02-10 | Brunson Curtis Officer (See Remarks) | 4 | 8/20/2002 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $49.00 exercise price | 2012-02-13 |