L 3 COMMUNICATIONS HOLDINGS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 34 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-11-10: Reporting owner Dambrosio Ralph; Form 4; Security 7/29/2008 Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-11-10: Reporting owner Dambrosio Ralph; Form 4; Security 2/24/2011 Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-08-15: Reporting owner Davidson Ann D; Form 4; Security 8/15/2016 Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-08-10: Reporting owner CANIZARES CLAUDE R; Form 4; Security 04/02/2007 Director Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-11-10 | Dambrosio Ralph Officer (See Remarks) | 4 | 7/29/2008 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 9,000 owned after | $92.31 exercise price | 2016-11-14 | |
| 2016-11-10 | Dambrosio Ralph Officer (See Remarks) | 4 | 2/24/2011 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 39,262 owned after | $76.82 exercise price | 2016-11-14 | |
| 2016-08-15 | Davidson Ann D Officer (See Remarks) | 4 | 8/15/2016 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,715 8,715 owned after | $150.37 exercise price | 2016-08-16 | |
| 2016-08-10 | CANIZARES CLAUDE R Director | 4 | 04/02/2007 Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,332 863 owned after | $84.14 exercise price | 2016-08-11 | |
| 2016-08-05 | Post Steven M Officer (See Remarks) | 4 | 2/24/2011 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,044 0 owned after | $76.82 exercise price | 2016-08-08 | |
| 2016-08-05 | Post Steven M Officer (See Remarks) | 4 | 2/20/2013 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,351 0 owned after | $77.00 exercise price | 2016-08-08 | |
| 2016-08-03 | STRIANESE MICHAEL T Director, Officer (Chairman and CEO) | 4 | 2/22/2012 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 26,528 owned after | $67.49 exercise price | 2016-08-04 | |
| 2016-08-03 | Dambrosio Ralph Officer (See Remarks) | 4 | 7/29/2008 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,760 14,000 owned after | $92.31 exercise price | 2016-08-04 | |
| 2016-08-03 | Dambrosio Ralph Officer (See Remarks) | 4 | 2/24/2011 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 43,262 owned after | $76.82 exercise price | 2016-08-04 | |
| 2016-05-09 | Dambrosio Ralph Officer (SVP and CFO) | 4 | 7/29/2008 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 21,760 owned after | $92.31 exercise price | 2016-05-11 | |
| 2016-05-09 | Dambrosio Ralph Officer (SVP and CFO) | 4 | 2/22/2012 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 20,978 owned after | $67.49 exercise price | 2016-05-11 | |
| 2016-05-06 | Mega John S Officer (See Remarks) | 4 | 2/20/2013 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,142 0 owned after | $77.00 exercise price | 2016-05-09 | |
| 2016-05-06 | Mega John S Officer (See Remarks) | 4 | 2/19/2014 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,411 4,206 owned after | $113.67 exercise price | 2016-05-09 | |
| 2016-05-06 | Mega John S Officer (See Remarks) | 4 | 2/17/2015 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,407 8,815 owned after | $129.31 exercise price | 2016-05-09 | |
| 2016-05-04 | Post Steven M Officer (See Remarks) | 4 | 02/22/2012 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,640 0 owned after | $67.49 exercise price | 2016-05-05 | |
| 2016-05-03 | Kantor Steven Officer (See Remarks) | 4 | 2/20/2013 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,090 0 owned after | $77.00 exercise price | 2016-05-04 | |
| 2016-05-02 | STRIANESE MICHAEL T Director, Officer (Chairman and CEO) | 4 | 8/01/2007 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −45,511 0 owned after | $95.42 exercise price | 2016-05-03 | |
| 2016-04-25 | CORCORAN THOMAS A Director | 4 | 4/25/2006 Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,609 0 owned after | $81.73 exercise price | 2016-04-26 | |
| 2016-04-25 | MILLARD ROBERT B Director | 4 | 4/25/2006 Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,609 0 owned after | $81.73 exercise price | 2016-04-26 | |
| 2016-03-01 | STRIANESE MICHAEL T Director, Officer (Chairman and CEO) | 4 | 2/22/2012 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 126,528 owned after | $67.49 exercise price | 2016-03-02 | |
| 2016-03-01 | Dambrosio Ralph Officer (SVP & Chief Financial Officer) | 4 | 2/22/2012 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,000 25,978 owned after | $67.49 exercise price | 2016-03-02 | |
| 2016-02-29 | STRIANESE MICHAEL T Director, Officer (Chairman and CEO) | 4 | 8/01/2007 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 45,511 owned after | $95.42 exercise price | 2016-03-02 | |
| 2016-02-26 | Dambrosio Ralph Officer (Senior Vice President and CFO) | 4 | 08/01/2007 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,392 0 owned after | $95.42 exercise price | 2016-02-29 | |
| 2016-02-22 | Cody Richard A. Officer (SVP of Washington Operations) | 4 | 02/20/2013 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,760 0 owned after | $77.00 exercise price | 2016-02-23 | |
| 2016-02-16 | STRIANESE MICHAEL T Director, Officer (Chairman and CEO) | 4 | 02/17/15 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +146,915 146,915 owned after | $129.31 exercise price | 2016-02-17 | |
| 2016-02-16 | Post Steven M Officer (See Remarks) | 4 | 02/16/16 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,736 13,736 owned after | $116.20 exercise price | 2016-02-17 | |
| 2016-02-16 | Mega John S Officer (See Remarks) | 4 | 02/16/16 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,315 18,315 owned after | $116.20 exercise price | 2016-02-17 | |
| 2016-02-16 | Cody Richard A. Officer (See Remarks) | 4 | 02/16/16 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,821 12,821 owned after | $116.20 exercise price | 2016-02-17 | |
| 2016-02-16 | Von Schwarz Mark Officer (See Remarks) | 4 | 02/16/16 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,641 25,641 owned after | $116.20 exercise price | 2016-02-17 | |
| 2016-02-16 | Dambrosio Ralph Officer (SVP and CFO) | 4 | 02/16/16 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +48,077 48,077 owned after | $116.20 exercise price | 2016-02-17 | |
| 2016-02-16 | KUBASIK CHRISTOPHER E Officer (President and COO) | 4 | 02/16/16 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +58,608 58,608 owned after | $116.20 exercise price | 2016-02-17 | |
| 2016-02-16 | Brunson Curtis Officer (See Remarks) | 4 | 02/16/16 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +49,451 49,451 owned after | $116.20 exercise price | 2016-02-17 | |
| 2016-02-16 | Kantor Steven Officer (See Remarks) | 4 | 02/16/16 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,220 30,220 owned after | $116.20 exercise price | 2016-02-17 | |
| 2016-02-01 | CANIZARES CLAUDE R Director | 4 | 04/25/2006 Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,609 415 owned after | $81.73 exercise price | 2016-02-02 |