L 3 COMMUNICATIONS HOLDINGS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 31 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-05-12: Reporting owner WASHKOWITZ ALAN H; Form 4; Security 07/10/01 Director Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-05-10: Reporting owner MILLARD ROBERT B; Form 4; Security 07/10/01 Director Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-05-04: Reporting owner CORCORAN THOMAS A; Form 4; Security 07/10/01 Director Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-04-28: Reporting owner Mega John S; Form 3; Security 07/21/2003 Employee Stock Option (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-05-12 | WASHKOWITZ ALAN H Director | 4 | 07/10/01 Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $35.00 exercise price | 2011-05-13 | |
| 2011-05-10 | MILLARD ROBERT B Director | 4 | 07/10/01 Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $35.00 exercise price | 2011-05-13 | |
| 2011-05-04 | CORCORAN THOMAS A Director | 4 | 07/10/01 Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $35.00 exercise price | 2011-05-05 | |
| 2011-04-28 holding as of filing | Mega John S Officer (See General Remarks) | 3 | 07/21/2003 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $49.10 exercise price | 2011-04-28 | ||
| 2011-04-28 holding as of filing | Mega John S Officer (See General Remarks) | 3 | 03/15/2005 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $75.23 exercise price | 2011-04-28 | ||
| 2011-04-28 holding as of filing | Mega John S Officer (See General Remarks) | 3 | 10/10/2005 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $78.60 exercise price | 2011-04-28 | ||
| 2011-04-28 holding as of filing | Mega John S Officer (See General Remarks) | 3 | 08/02/2006 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $72.20 exercise price | 2011-04-28 | ||
| 2011-04-28 holding as of filing | Mega John S Officer (See General Remarks) | 3 | 08/01/2007 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $99.58 exercise price | 2011-04-28 | ||
| 2011-04-28 holding as of filing | Mega John S Officer (See General Remarks) | 3 | 07/29/2008 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $96.34 exercise price | 2011-04-28 | ||
| 2011-04-28 holding as of filing | Mega John S Officer (See General Remarks) | 3 | 07/28/2009 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $73.61 exercise price | 2011-04-28 | ||
| 2011-04-28 holding as of filing | Mega John S Officer (See General Remarks) | 3 | 02/23/2010 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $90.18 exercise price | 2011-04-28 | ||
| 2011-04-28 holding as of filing | Mega John S Officer (See General Remarks) | 3 | 02/24/2011 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $80.17 exercise price | 2011-04-28 | ||
| 2011-04-28 holding as of filing | Opp Susan Officer (See General Remarks) | 3 | 08/20/2002 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $54.91 exercise price | 2011-04-28 | ||
| 2011-04-28 holding as of filing | Opp Susan Officer (See General Remarks) | 3 | 08/20/2002 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $49.00 exercise price | 2011-04-28 | ||
| 2011-04-28 holding as of filing | Opp Susan Officer (See General Remarks) | 3 | 04/20/2004 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $59.73 exercise price | 2011-04-28 | ||
| 2011-04-28 holding as of filing | Opp Susan Officer (See General Remarks) | 3 | 10/10/2005 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $78.60 exercise price | 2011-04-28 | ||
| 2011-04-28 holding as of filing | Opp Susan Officer (See General Remarks) | 3 | 08/02/2006 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $72.20 exercise price | 2011-04-28 | ||
| 2011-04-28 holding as of filing | Opp Susan Officer (See General Remarks) | 3 | 08/01/2007 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $99.58 exercise price | 2011-04-28 | ||
| 2011-04-28 holding as of filing | Opp Susan Officer (See General Remarks) | 3 | 07/29/2008 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $96.34 exercise price | 2011-04-28 | ||
| 2011-04-28 holding as of filing | Opp Susan Officer (See General Remarks) | 3 | 07/28/2009 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $73.61 exercise price | 2011-04-28 | ||
| 2011-04-28 holding as of filing | Opp Susan Officer (See General Remarks) | 3 | 02/23/2010 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $90.18 exercise price | 2011-04-28 | ||
| 2011-04-28 holding as of filing | Opp Susan Officer (See General Remarks) | 3 | 02/24/2011 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $80.17 exercise price | 2011-04-28 | ||
| 2011-02-24 | DUNN JAMES W Officer (See General Remarks) | 4 | 02/24/11 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,398 33,398 owned after | $80.17 exercise price | 2011-02-28 | |
| 2011-02-24 | Kantor Steven Officer (See General Remarks) | 4 | 02/24/11 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,398 33,398 owned after | $80.17 exercise price | 2011-02-28 | |
| 2011-02-24 | Brunson Curtis Officer (See General Remarks) | 4 | 02/24/11 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −48,812 48,812 owned after | $80.17 exercise price | 2011-02-28 | |
| 2011-02-24 | Leskow Robert E. Officer (See General Remarks) | 4 | 02/24/11 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,130 14,130 owned after | $80.17 exercise price | 2011-02-28 | |
| 2011-02-24 | Post Steven M Officer (See Remarks) | 4 | 2/24/11 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,121 23,121 owned after | $80.17 exercise price | 2011-02-28 | |
| 2011-02-24 | Cody Richard A. Officer (See General Remarks) | 4 | 02/24/11 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,845 12,845 owned after | $80.17 exercise price | 2011-02-28 | |
| 2011-02-24 | McNellis John Officer (See General Remarks) | 4 | 2/24/11 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −33,398 33,398 owned after | $80.17 exercise price | 2011-02-28 | |
| 2011-02-24 | STRIANESE MICHAEL T Director, Officer (Chairman, President and CEO) | 4 | 2/24/11 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +237,636 237,636 owned after | $80.17 exercise price | 2011-02-28 | |
| 2011-02-24 | Dambrosio Ralph Officer (See General Remarks) | 4 | 2/24/11 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46,243 46,243 owned after | $80.17 exercise price | 2011-02-28 |