L 3 COMMUNICATIONS HOLDINGS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-08-20: Reporting owner Adams Jimmie V; Form 4; Security 08/02/06 Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-07-28: Reporting owner STRIANESE MICHAEL T; Form 4; Security 07/28/09 Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-07-28: Reporting owner McNellis John; Form 4; Security 07/28/09 Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-07-28: Reporting owner Kantor Steven; Form 4; Security 07/28/09 Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-08-20 | Adams Jimmie V Officer (SEE REMARKS) | 4 | 08/02/06 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $72.20 exercise price | 2009-08-24 | |
| 2009-07-28 | STRIANESE MICHAEL T Director, Officer (President and CEO) | 4 | 07/28/09 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +237,127 237,127 owned after | $73.61 exercise price | 2009-07-30 | |
| 2009-07-28 | McNellis John Officer (SEE REMARK) | 4 | 07/28/09 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,100 27,100 owned after | $73.61 exercise price | 2009-07-30 | |
| 2009-07-28 | Kantor Steven Officer (SEE REMARK) | 4 | 07/28/09 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,325 20,325 owned after | $73.61 exercise price | 2009-07-30 | |
| 2009-07-28 | DUNN JAMES W Officer (SEE REMARKS) | 4 | 07/28/09 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,520 32,520 owned after | $73.61 exercise price | 2009-07-30 | |
| 2009-07-28 | SCHAFER CHARLES J Officer (See Remarks) | 4 | 07/28/09 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,970 18,970 owned after | $73.61 exercise price | 2009-07-30 | |
| 2009-07-28 | Butler David T III Officer (See Remarks) | 4 | 07/28/09 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,905 14,905 owned after | $73.61 exercise price | 2009-07-30 | |
| 2009-07-28 | Brunson Curtis Officer (SEE REMARKS) | 4 | 07/28/09 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,940 37,940 owned after | $73.61 exercise price | 2009-07-30 | |
| 2009-07-28 | Vuono Carl E Officer (SEE REMARKS) | 4 | 07/28/09 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,100 27,100 owned after | $73.61 exercise price | 2009-07-30 | |
| 2009-07-28 | Post Steven M Officer (SEE REMARKS) | 4 | 07/28/09 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,035 23,035 owned after | $73.61 exercise price | 2009-07-30 | |
| 2009-07-28 | Dambrosio Ralph Officer (VP and CFO) | 4 | 07/28/09 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,230 35,230 owned after | $73.61 exercise price | 2009-07-30 |