L 3 COMMUNICATIONS HOLDINGS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 65 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-11-19: Reporting owner Kantor Steven; Form 4; Security 7/29/2008 Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-11-19: Reporting owner Kantor Steven; Form 4; Security 10/10/2005 Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-10-31: Reporting owner Opp Susan; Form 4; Security 2/24/11 Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-10-31: Reporting owner Opp Susan; Form 4; Security 10/10/05 Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-11-19 | Kantor Steven Officer (See Remarks) | 4 | 7/29/2008 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,610 0 owned after | $92.31 exercise price | 2013-11-20 | |
| 2013-11-19 | Kantor Steven Officer (See Remarks) | 4 | 10/10/2005 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,218 0 owned after | $75.32 exercise price | 2013-11-20 | |
| 2013-10-31 | Opp Susan Officer (See Remarks) | 4 | 2/24/11 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,510 0 owned after | $76.82 exercise price | 2013-11-01 | |
| 2013-10-31 | Opp Susan Officer (See Remarks) | 4 | 10/10/05 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,304 0 owned after | $75.32 exercise price | 2013-11-01 | |
| 2013-10-31 | Opp Susan Officer (See Remarks) | 4 | 08/02/06 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −652 0 owned after | $69.18 exercise price | 2013-11-01 | |
| 2013-10-31 | Opp Susan Officer (See Remarks) | 4 | 2/22/2012 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,933 0 owned after | $67.49 exercise price | 2013-11-01 | |
| 2013-10-31 | Opp Susan Officer (See Remarks) | 4 | 7/29/08 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,805 0 owned after | $92.31 exercise price | 2013-11-01 | |
| 2013-10-31 | Opp Susan Officer (See Remarks) | 4 | 2/23/10 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,683 0 owned after | $86.41 exercise price | 2013-11-01 | |
| 2013-10-31 | Opp Susan Officer (See Remarks) | 4 | 08/01/07 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,210 0 owned after | $95.42 exercise price | 2013-11-01 | |
| 2013-10-31 | McNellis John Officer (See Remarks) | 4 | 7/29/2008 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,515 0 owned after | $92.31 exercise price | 2013-11-01 | |
| 2013-10-31 | McNellis John Officer (See Remarks) | 4 | 02/23/2010 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,979 0 owned after | $86.41 exercise price | 2013-11-01 | |
| 2013-10-31 | McNellis John Officer (See Remarks) | 4 | 08/1/2007 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,453 0 owned after | $95.42 exercise price | 2013-11-01 | |
| 2013-10-31 | Post Steven M Officer (See Remarks) | 4 | 07/28/2009 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,041 0 owned after | $70.53 exercise price | 2013-11-01 | |
| 2013-08-23 | White John P Director | 4 | 04/26/2005 Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 109 owned after | $67.32 exercise price | 2013-08-26 | |
| 2013-08-12 | Post Steven M Officer (See Remarks) | 4 | 10/10/2005 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,087 0 owned after | $75.32 exercise price | 2013-08-13 | |
| 2013-08-12 | Post Steven M Officer (See Remarks) | 4 | 8/02/2006 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,043 0 owned after | $69.18 exercise price | 2013-08-13 | |
| 2013-08-06 | Mega John S Officer (See remarks) | 4 | 07/28/2009 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,849 0 owned after | $70.53 exercise price | 2013-08-07 | |
| 2013-08-06 | Mega John S Officer (See remarks) | 4 | 02/23/2010 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,424 0 owned after | $86.41 exercise price | 2013-08-07 | |
| 2013-08-06 | Mega John S Officer (See remarks) | 4 | 08/02/2006 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,524 0 owned after | $69.18 exercise price | 2013-08-07 | |
| 2013-08-06 | Mega John S Officer (See remarks) | 4 | 03/15/2005 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,349 0 owned after | $72.09 exercise price | 2013-08-07 | |
| 2013-08-06 | Mega John S Officer (See remarks) | 4 | 10/10/2005 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,305 0 owned after | $75.32 exercise price | 2013-08-07 | |
| 2013-08-05 | Kantor Steven Officer (See Remarks) | 4 | 7/28/2009 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,212 0 owned after | $70.53 exercise price | 2013-08-06 | |
| 2013-08-05 | Kantor Steven Officer (See Remarks) | 4 | 8/02/2006 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,655 0 owned after | $69.18 exercise price | 2013-08-06 | |
| 2013-08-05 | Brunson Curtis Officer (See Remarks) | 4 | 7/29/2008 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −26,760 0 owned after | $92.31 exercise price | 2013-08-06 | |
| 2013-08-05 | Brunson Curtis Officer (See Remarks) | 4 | 7/28/2009 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −39,597 0 owned after | $70.53 exercise price | 2013-08-06 | |
| 2013-08-05 | Brunson Curtis Officer (See Remarks) | 4 | 03/15/2005 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,655 0 owned after | $72.09 exercise price | 2013-08-06 | |
| 2013-08-05 | Brunson Curtis Officer (See Remarks) | 4 | 08/02/2006 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,873 0 owned after | $69.18 exercise price | 2013-08-06 | |
| 2013-08-02 | Dambrosio Ralph Officer (SVP and CFO) | 4 | 3/15/2005 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +12,524 0 owned after | $72.09 exercise price | 2013-08-05 | |
| 2013-08-02 | Dambrosio Ralph Officer (SVP and CFO) | 4 | 8/02/2006 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,088 0 owned after | $69.18 exercise price | 2013-08-05 | |
| 2013-08-02 | SIMON ARTHUR L Director | 4 | 04/26/2005 Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,609 0 owned after | $67.32 exercise price | 2013-08-05 | |
| 2013-08-02 | SIMON ARTHUR L Director | 4 | 04/25/2006 Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,609 0 owned after | $81.73 exercise price | 2013-08-05 | |
| 2013-08-02 | SIMON ARTHUR L Director | 4 | 04/02/2007 Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,332 0 owned after | $84.14 exercise price | 2013-08-05 | |
| 2013-08-01 | Cody Richard A. Officer (Sr VP of Washington Operations) | 4 | 02/24/2011 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 936 owned after | $76.82 exercise price | 2013-08-05 | |
| 2013-07-31 | Opp Susan Officer (See Remarks) | 4 | 07/28/09 Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | +15,556 0 owned after | $70.53 exercise price | 2013-08-01 | |
| 2013-07-30 | STRIANESE MICHAEL T Director, Officer (Chairman, President and CEO) | 4 | 8/2/2006 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −31,700 54,367 owned after | $69.18 exercise price | 2013-07-31 | |
| 2013-07-29 | STRIANESE MICHAEL T Director, Officer (Chairman, President and CEO) | 4 | 8/2/2006 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,300 86,067 owned after | $69.18 exercise price | 2013-07-31 | |
| 2013-07-29 | STRIANESE MICHAEL T Director, Officer (Chairman, President and CEO) | 4 | 7/12/2005 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,873 0 owned after | $71.81 exercise price | 2013-07-31 | |
| 2013-07-29 | McNellis John Officer (See Remarks) | 4 | 7/28/2009 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,283 0 owned after | $70.53 exercise price | 2013-07-30 | |
| 2013-07-29 | McNellis John Officer (See Remarks) | 4 | 02/24/2011 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,237 0 owned after | $76.82 exercise price | 2013-07-30 | |
| 2013-07-29 | McNellis John Officer (See Remarks) | 4 | 02/22/2012 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,941 0 owned after | $67.49 exercise price | 2013-07-30 | |
| 2013-07-29 | McNellis John Officer (See Remarks) | 4 | 7/12/2005 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,914 0 owned after | $71.81 exercise price | 2013-07-30 | |
| 2013-07-29 | McNellis John Officer (See Remarks) | 4 | 8/02/2006 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,957 0 owned after | $69.18 exercise price | 2013-07-30 | |
| 2013-05-16 | SIMON ARTHUR L Director | 4 | 04/27/2004 Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,609 0 owned after | $58.30 exercise price | 2013-05-17 | |
| 2013-05-02 | Kantor Steven Officer (See Remarks) | 4 | 11/10/2004 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,436 0 owned after | $65.31 exercise price | 2013-05-03 | |
| 2013-04-29 | Mega John S Officer (See remarks) | 4 | 07/21/2003 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,478 0 owned after | $47.05 exercise price | 2013-04-30 | |
| 2013-04-29 | Cody Richard A. Officer (Sr VP of Washington Operations) | 4 | 02/22/2012 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,621 0 owned after | $67.49 exercise price | 2013-04-30 | |
| 2013-04-18 | CORCORAN THOMAS A Director | 4 | 4/18/2003 Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −109 109 owned after | $37.55 exercise price | 2013-04-19 | |
| 2013-04-18 | WASHKOWITZ ALAN H Director | 4 | 4/18/2003 Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,609 2,609 owned after | $37.55 exercise price | 2013-04-19 | |
| 2013-04-18 | MILLARD ROBERT B Director | 4 | 4/18/2003 Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,609 0 owned after | $37.55 exercise price | 2013-04-19 | |
| 2013-02-20 | STRIANESE MICHAEL T Director, Officer (Chairman, President and CEO) | 4 | 02/24/11 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +248,015 248,015 owned after | $76.82 exercise price | 2013-02-22 | |
| 2013-02-20 | STRIANESE MICHAEL T Director, Officer (Chairman, President and CEO) | 4 | 02/22/12 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +256,528 256,528 owned after | $67.49 exercise price | 2013-02-22 | |
| 2013-02-20 | Opp Susan Officer (See Remarks) | 4 | 02/20/13 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,351 22,351 owned after | $77.00 exercise price | 2013-02-22 | |
| 2013-02-20 | Mega John S Officer (See Remarks) | 4 | 02/20/13 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,142 16,142 owned after | $77.00 exercise price | 2013-02-22 | |
| 2013-02-20 | Post Steven M Officer (See Remarks) | 4 | 02/20/13 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,351 22,351 owned after | $77.00 exercise price | 2013-02-22 | |
| 2013-02-20 | Leskow Robert E. Officer (SEE REMARKS) | 4 | 02/20/13 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,659 13,659 owned after | $77.00 exercise price | 2013-02-22 | |
| 2013-02-20 | Rose Leslie Officer (See Remarks) | 4 | 02/20/13 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,934 9,934 owned after | $77.00 exercise price | 2013-02-22 | |
| 2013-02-20 | Kantor Steven Officer (See Remarks) | 4 | 02/20/13 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,768 34,768 owned after | $77.00 exercise price | 2013-02-22 | |
| 2013-02-20 | Cody Richard A. Officer (Sr VP of Washington Operations) | 4 | 02/20/13 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,280 14,280 owned after | $77.00 exercise price | 2013-02-22 | |
| 2013-02-20 | Brunson Curtis Officer (See Remarks) | 4 | 02/20/13 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +62,086 62,086 owned after | $77.00 exercise price | 2013-02-22 | |
| 2013-02-20 | McNellis John Officer (SEE REMARKS) | 4 | 02/20/13 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,252 37,252 owned after | $77.00 exercise price | 2013-02-22 | |
| 2013-02-20 | Dambrosio Ralph Officer (SVP and CFO) | 4 | 02/20/13 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +62,086 62,086 owned after | $77.00 exercise price | 2013-02-22 | |
| 2013-02-14 | Brunson Curtis Officer (See Remarks) | 4 | 7/21/2003 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,958 0 owned after | $43.23 exercise price | 2013-02-15 | |
| 2013-02-14 | Brunson Curtis Officer (See Remarks) | 4 | 7/21/2003 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,915 0 owned after | $47.05 exercise price | 2013-02-15 | |
| 2013-02-13 | Post Steven M Officer (See Remarks) | 4 | 4/20/2004 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,218 0 owned after | $57.24 exercise price | 2013-02-14 | |
| 2013-02-07 | STRIANESE MICHAEL T Director, Officer (Chairman, President and CEO) | 4 | 11/10/2004 Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −41,747 0 owned after | $65.31 exercise price | 2013-02-11 |