L 3 COMMUNICATIONS HOLDINGS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 36 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-11-03: Reporting owner Brunson Curtis; Form 4; Security 01/08/01 Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-06-02: Reporting owner Leskow Robert E.; Form 3; Security 7/12/2005 Employee Stock Option (Right to Buy); Transaction Holding.
- 2010-06-02: Reporting owner Leskow Robert E.; Form 3; Security 08/02/2006 Employee Stock Option (Right to Buy); Transaction Holding.
- 2010-06-02: Reporting owner Leskow Robert E.; Form 3; Security 08/01/2007 Employee Stock Option (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-11-03 | Brunson Curtis Officer (See Remarks) | 4 | 01/08/01 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $32.50 exercise price | 2010-11-04 | |
| 2010-06-02 holding as of filing | Leskow Robert E. Officer (See General Remarks) | 3 | 7/12/2005 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $74.94 exercise price | 2010-06-02 | ||
| 2010-06-02 holding as of filing | Leskow Robert E. Officer (See General Remarks) | 3 | 08/02/2006 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $72.20 exercise price | 2010-06-02 | ||
| 2010-06-02 holding as of filing | Leskow Robert E. Officer (See General Remarks) | 3 | 08/01/2007 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $99.58 exercise price | 2010-06-02 | ||
| 2010-06-02 holding as of filing | Leskow Robert E. Officer (See General Remarks) | 3 | 07/29/2008 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $96.34 exercise price | 2010-06-02 | ||
| 2010-06-02 holding as of filing | Leskow Robert E. Officer (See General Remarks) | 3 | 07/28/2009 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $73.61 exercise price | 2010-06-02 | ||
| 2010-06-02 holding as of filing | Leskow Robert E. Officer (See General Remarks) | 3 | 02/23/2010 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $90.18 exercise price | 2010-06-02 | ||
| 2010-04-27 | Kantor Steven Officer (See Remarks) | 4 | 04/27/10 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,198 7,198 owned after | $93.82 exercise price | 2010-04-29 | |
| 2010-04-26 | SIMON ARTHUR L Director | 4 | 07/10/01 Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $35.00 exercise price | 2010-04-28 | |
| 2010-04-26 | SCHAFER CHARLES J Officer (See Remarks) | 4 | 11/10/04 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,081 0 owned after | $68.16 exercise price | 2010-04-28 | |
| 2010-04-26 | SCHAFER CHARLES J Officer (See Remarks) | 4 | 08/02/06 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $72.20 exercise price | 2010-04-28 | |
| 2010-03-03 | Azmon Dan Officer (See General Remarks) | 4 | 10/10/05 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,167 0 owned after | $78.60 exercise price | 2010-03-04 | |
| 2010-03-03 | Azmon Dan Officer (See General Remarks) | 4 | 08/02/06 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,166 0 owned after | $72.20 exercise price | 2010-03-04 | |
| 2010-03-03 | Vuono Carl E Officer (SEE REMARKS) | 4 | 07/12/05 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,250 0 owned after | $74.94 exercise price | 2010-03-04 | |
| 2010-03-02 | Vuono Carl E Officer (SEE REMARKS) | 4 | 11/14/03 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $45.80 exercise price | 2010-03-03 | |
| 2010-03-02 | Vuono Carl E Officer (SEE REMARKS) | 4 | 08/02/06 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $72.20 exercise price | 2010-03-03 | |
| 2010-03-01 | Dambrosio Ralph Officer (VP and CFO) | 4 | 08/02/06 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 2,000 owned after | $72.20 exercise price | 2010-03-02 | |
| 2010-03-01 | Vuono Carl E Officer (SEE REMARKS) | 4 | 07/31/00 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $29.00 exercise price | 2010-03-02 | |
| 2010-03-01 | Vuono Carl E Officer (SEE REMARKS) | 4 | 07/12/01 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 0 owned after | $34.00 exercise price | 2010-03-02 | |
| 2010-03-01 | Vuono Carl E Officer (SEE REMARKS) | 4 | 03/25/02 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $53.75 exercise price | 2010-03-02 | |
| 2010-03-01 | Vuono Carl E Officer (SEE REMARKS) | 4 | 03/25/02 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $62.91 exercise price | 2010-03-02 | |
| 2010-02-23 | STRIANESE MICHAEL T Director, Officer (Chairman, President and CEO) | 4 | 11/15/01 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −31,000 0 owned after | $39.70 exercise price | 2010-02-25 | |
| 2010-02-23 | STRIANESE MICHAEL T Director, Officer (Chairman, President and CEO) | 4 | 03/04/03 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,000 31,000 owned after | $35.95 exercise price | 2010-02-25 | |
| 2010-02-23 | STRIANESE MICHAEL T Director, Officer (Chairman, President and CEO) | 4 | 03/04/03 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $35.60 exercise price | 2010-02-25 | |
| 2010-02-23 | Brunson Curtis Officer (SEE REMARKS) | 4 | 07/28/09 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,468 32,468 owned after | $90.18 exercise price | 2010-02-25 | |
| 2010-02-23 | Cody Richard A. Officer (VP of Washington Operations) | 4 | 02/23/10 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,740 9,740 owned after | $90.18 exercise price | 2010-02-25 | |
| 2010-02-23 | STRIANESE MICHAEL T Director, Officer (Chairman, President and CEO) | 4 | 02/23/10 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,216 200,216 owned after | $90.18 exercise price | 2010-02-25 | |
| 2010-02-23 | Dambrosio Ralph Officer (VP and CFO) | 4 | 02/23/10 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,632 34,632 owned after | $90.18 exercise price | 2010-02-25 | |
| 2010-02-23 | DUNN JAMES W Officer (SEE REMARKS) | 4 | 02/23/10 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,056 27,056 owned after | $90.18 exercise price | 2010-02-25 | |
| 2010-02-23 | Kantor Steven Officer (SEE REMARK) | 4 | 02/23/10 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −18,398 18,398 owned after | $90.18 exercise price | 2010-02-25 | |
| 2010-02-23 | SCHAFER CHARLES J Officer (See Remarks) | 4 | 02/23/10 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,987 12,987 owned after | $90.18 exercise price | 2010-02-25 | |
| 2010-02-23 | Post Steven M Officer (SEE REMARKS) | 4 | 02/23/10 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,481 19,481 owned after | $90.18 exercise price | 2010-02-25 | |
| 2010-02-23 | McNellis John Officer (SEE REMARK) | 4 | 02/23/10 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,892 24,892 owned after | $90.18 exercise price | 2010-02-25 | |
| 2010-02-02 | Butler David T III Officer (SVP of Business Operations) | 4 | 11/10/04 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $68.16 exercise price | 2010-02-04 | |
| 2010-02-02 | Butler David T III Officer (SVP of Business Operations) | 4 | 08/02/06 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,250 0 owned after | $72.20 exercise price | 2010-02-04 | |
| 2010-02-02 | CORCORAN THOMAS A Director | 4 | 04/03/00 Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $23.13 exercise price | 2010-02-04 |