L 3 COMMUNICATIONS HOLDINGS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 46 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-11-17: Reporting owner McNellis John; Form 3; Security 7/12/2005 Employee Stock Option (Right to Buy); Transaction Holding.
- 2008-11-17: Reporting owner McNellis John; Form 3; Security 08/02/2006 Employee Stock Option (Right to Buy); Transaction Holding.
- 2008-11-17: Reporting owner McNellis John; Form 3; Security 08/01/2007 Employee Stock Option (Right to Buy); Transaction Holding.
- 2008-11-17: Reporting owner McNellis John; Form 3; Security 07/29/2008 Employee Stock Option (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-11-17 holding as of filing | McNellis John Officer (Sr VP & Pres of Integrated Sys) | 3 | 7/12/2005 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $74.94 exercise price | 2008-11-17 | ||
| 2008-11-17 holding as of filing | McNellis John Officer (Sr VP & Pres of Integrated Sys) | 3 | 08/02/2006 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $72.20 exercise price | 2008-11-17 | ||
| 2008-11-17 holding as of filing | McNellis John Officer (Sr VP & Pres of Integrated Sys) | 3 | 08/01/2007 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $99.58 exercise price | 2008-11-17 | ||
| 2008-11-17 holding as of filing | McNellis John Officer (Sr VP & Pres of Integrated Sys) | 3 | 07/29/2008 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $96.34 exercise price | 2008-11-17 | ||
| 2008-08-22 | DUNN JAMES W Officer (SVP & Pres. of S.&S. Group) | 4 | 07/21/03 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,667 0 owned after | $49.10 exercise price | 2008-08-26 | |
| 2008-08-22 | DUNN JAMES W Officer (SVP & Pres. of S.&S. Group) | 4 | 11/14/03 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,000 3,333 owned after | $45.80 exercise price | 2008-08-26 | |
| 2008-07-29 | Kantor Steven Officer (SVP & Pres.of Marine & Power) | 4 | 7/29/08 Empllyee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,957 14,957 owned after | $96.34 exercise price | 2008-07-31 | |
| 2008-07-29 | DUNN JAMES W Officer (SVP & Pres. of S. & S. Group) | 4 | 07/29/08 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,504 23,504 owned after | $96.34 exercise price | 2008-07-31 | |
| 2008-07-29 | Post Steven M Officer (SVP, Gen.Counsel & Corp. Sec.) | 4 | 07/29/08 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,026 16,026 owned after | $96.34 exercise price | 2008-07-31 | |
| 2008-07-29 | Dambrosio Ralph Officer (VP & CFO) | 4 | 07/29/08 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,641 25,641 owned after | $96.34 exercise price | 2008-07-31 | |
| 2008-07-29 | Butler David T III Officer (SVP of Business Operations) | 4 | 07/29/08 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,752 11,752 owned after | $96.34 exercise price | 2008-07-31 | |
| 2008-07-29 | Brunson Curtis Officer (SVP of Corp. Strategy & Dev.) | 4 | 07/29/08 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,641 25,641 owned after | $96.34 exercise price | 2008-07-31 | |
| 2008-07-29 | SCHAFER CHARLES J Officer (SVP & President of Prod. Grp.) | 4 | 07/29/08 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,957 14,957 owned after | $96.34 exercise price | 2008-07-31 | |
| 2008-07-29 | Azmon Dan Officer (Controller & PAO) | 4 | 07/29/08 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,307 4,307 owned after | $96.34 exercise price | 2008-07-31 | |
| 2008-07-29 | STRIANESE MICHAEL T Director, Officer (President & CEO) | 4 | 7/29/08 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +176,282 176,282 owned after | $96.34 exercise price | 2008-07-31 | |
| 2008-07-29 | Vuono Carl E Officer (SVP & President - L-3 Serv Grp) | 4 | 07/29/08 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,504 23,504 owned after | $96.34 exercise price | 2008-07-31 | |
| 2008-06-04 holding as of filing | Post Steven M Officer (S.V.P., Gen. Counsel, Corp Sec) | 3 | 04/20/2004 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $59.73 exercise price | 2008-06-04 | ||
| 2008-06-04 holding as of filing | Post Steven M Officer (S.V.P., Gen. Counsel, Corp Sec) | 3 | 10/10/2005 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $78.60 exercise price | 2008-06-04 | ||
| 2008-06-04 holding as of filing | Post Steven M Officer (S.V.P., Gen. Counsel, Corp Sec) | 3 | 08/02/2006 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $72.20 exercise price | 2008-06-04 | ||
| 2008-06-04 holding as of filing | Post Steven M Officer (S.V.P., Gen. Counsel, Corp Sec) | 3 | 08/01/2007 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $99.58 exercise price | 2008-06-04 | ||
| 2008-05-05 holding as of filing | Azmon Dan Officer (Cntrollr & Prncpl Accntng Off) | 3 | 10/10/2005 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $78.60 exercise price | 2008-05-05 | ||
| 2008-05-05 holding as of filing | Azmon Dan Officer (Cntrollr & Prncpl Accntng Off) | 3 | 08/02/2006 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $72.20 exercise price | 2008-05-05 | ||
| 2008-05-05 holding as of filing | Azmon Dan Officer (Cntrollr & Prncpl Accntng Off) | 3 | 08/01/2007 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $99.58 exercise price | 2008-05-05 | ||
| 2008-05-02 | SCHAFER CHARLES J Officer (Pres. & COO of Products Grp) | 4 | 11/10/04 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,619 24,081 owned after | $68.16 exercise price | 2008-05-05 | |
| 2008-05-01 | Dambrosio Ralph Officer (VP and Chief Financial Officer) | 4 | 07/21/03 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,667 0 owned after | $45.11 exercise price | 2008-05-05 | |
| 2008-05-01 | Dambrosio Ralph Officer (VP and Chief Financial Officer) | 4 | 07/21/03 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,333 0 owned after | $49.10 exercise price | 2008-05-05 | |
| 2008-05-01 | Dambrosio Ralph Officer (VP and Chief Financial Officer) | 4 | 03/25/02 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,667 0 owned after | $53.75 exercise price | 2008-05-05 | |
| 2008-05-01 | Dambrosio Ralph Officer (VP and Chief Financial Officer) | 4 | 03/25/02 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,333 0 owned after | $62.91 exercise price | 2008-05-05 | |
| 2008-05-01 | SCHAFER CHARLES J Officer (Pres. & COO of Products Grp) | 4 | 11/10/04 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,300 27,700 owned after | $68.16 exercise price | 2008-05-05 | |
| 2008-04-04 holding as of filing | Kantor Steven Officer (SVP & Pres, Marine & Power) | 3 | 11/10/2004 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $68.16 exercise price | 2008-04-04 | ||
| 2008-04-04 holding as of filing | Kantor Steven Officer (SVP & Pres, Marine & Power) | 3 | 10/10/2005 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $78.60 exercise price | 2008-04-04 | ||
| 2008-04-04 holding as of filing | Kantor Steven Officer (SVP & Pres, Marine & Power) | 3 | 08/02/2006 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $72.20 exercise price | 2008-04-04 | ||
| 2008-04-04 holding as of filing | Kantor Steven Officer (SVP & Pres, Marine & Power) | 3 | 08/01/2007 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $99.58 exercise price | 2008-04-04 | ||
| 2008-04-01 | WASHKOWITZ ALAN H Director | 4 | 4/1/08 Director Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,857 2,857 owned after | $112.09 exercise price | 2008-04-03 | |
| 2008-04-01 | White John P Director | 4 | 4/1/08 Director Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,857 2,857 owned after | $112.09 exercise price | 2008-04-03 | |
| 2008-04-01 | SIMON ARTHUR L Director | 4 | 4/1/08 Director Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,857 2,857 owned after | $112.09 exercise price | 2008-04-03 | |
| 2008-04-01 | SHALIKASHVILI JOHN M Director | 4 | 4/1/08 Director Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,857 2,857 owned after | $112.09 exercise price | 2008-04-03 | |
| 2008-04-01 | MILLARD ROBERT B Director | 4 | 4/1/08 Director Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,857 2,857 owned after | $112.09 exercise price | 2008-04-03 | |
| 2008-04-01 | CORCORAN THOMAS A Director | 4 | 4/1/08 Director Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,857 2,857 owned after | $112.09 exercise price | 2008-04-03 | |
| 2008-04-01 | COHEN PETER A Director | 4 | 4/1/08 Director Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,857 2,857 owned after | $112.09 exercise price | 2008-04-03 | |
| 2008-04-01 | CANIZARES CLAUDE R Director | 4 | 4/1/08 Director Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,857 2,857 owned after | $112.09 exercise price | 2008-04-03 | |
| 2008-02-25 | STRIANESE MICHAEL T Director, Officer (President and CEO) | 4 | 1/19/99 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $20.25 exercise price | 2008-02-27 | |
| 2008-02-25 | STRIANESE MICHAEL T Director, Officer (President and CEO) | 4 | 10/25/99 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $18.75 exercise price | 2008-02-27 | |
| 2008-02-25 | STRIANESE MICHAEL T Director, Officer (President and CEO) | 4 | 11/15/2001 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,000 31,000 owned after | $39.70 exercise price | 2008-02-27 | |
| 2008-02-13 | SIMON ARTHUR L Director | 4 | 4/3/2000 Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $23.13 exercise price | 2008-02-15 | |
| 2008-02-13 | SIMON ARTHUR L Director | 4 | 7/10/2001 Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 4,000 owned after | $35.00 exercise price | 2008-02-15 |