L 3 COMMUNICATIONS HOLDINGS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 45 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-11-13: Reporting owner Adams Jimmie V; Form 4; Security 11/10/04 Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-11-13: Reporting owner Adams Jimmie V; Form 4; Security 08/02/06 Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-11-12: Reporting owner RISCASSI ROBERT W; Form 4; Security 11/10/04 Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-11-12: Reporting owner RISCASSI ROBERT W; Form 4; Security 8/2/06 Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-11-13 | Adams Jimmie V Officer (Senior Vice President) | 4 | 11/10/04 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,333 0 owned after | $68.16 exercise price | 2007-11-15 | |
| 2007-11-13 | Adams Jimmie V Officer (Senior Vice President) | 4 | 08/02/06 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 10,000 owned after | $72.20 exercise price | 2007-11-15 | |
| 2007-11-12 | RISCASSI ROBERT W Officer (Senior Vice President) | 4 | 11/10/04 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,333 0 owned after | $68.16 exercise price | 2007-11-14 | |
| 2007-11-12 | RISCASSI ROBERT W Officer (Senior Vice President) | 4 | 8/2/06 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 10,000 owned after | $72.20 exercise price | 2007-11-14 | |
| 2007-11-02 | DUNN JAMES W Officer (Pres/COO Sens & Sim Grp) | 4 | 11/14/03 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 20,333 owned after | $45.80 exercise price | 2007-11-06 | |
| 2007-11-01 | Butler David T III Officer (Sr. VP & Bus. Operations) | 4 | 03/04/03 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,400 0 owned after | $35.95 exercise price | 2007-11-02 | |
| 2007-08-27 | Butler David T III Officer (Senior Vice President) | 4 | 03/04/03 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +600 0 owned after | $35.95 exercise price | 2007-08-28 | |
| 2007-08-24 | Drewes Robert W Officer (Pres/COO of Integrated Sys Grp) | 4 | 04/20/04 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,333 0 owned after | $59.73 exercise price | 2007-08-28 | |
| 2007-08-07 | SCHAFER CHARLES J Officer (Pres./COO Prod. Grp) | 4 | 03/04/2003 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +16,667 0 owned after | $35.95 exercise price | 2007-08-08 | |
| 2007-08-01 | Butler David T III Officer (SVP of Business Operations) | 4 | 08/01/07 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,319 8,319 owned after | $8,319.00 | 2007-08-03 | |
| 2007-08-01 | RISCASSI ROBERT W Officer (Senior Vice President) | 4 | 08/01/07 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,983 9,983 owned after | $99.58 exercise price | 2007-08-03 | |
| 2007-08-01 | SCHAFER CHARLES J Officer (Pres./COO of Prod. Grp) | 4 | 08/01/07 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,983 9,983 owned after | $99.58 exercise price | 2007-08-03 | |
| 2007-08-01 | STRIANESE MICHAEL T Director, Officer (President & CEO) | 4 | 08/01/07 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +91,514 91,514 owned after | $99.58 exercise price | 2007-08-03 | |
| 2007-08-01 | Vuono Carl E Officer (President/COO of L-3 Svcs Grp) | 4 | 08/01/07 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,975 14,975 owned after | $99.58 exercise price | 2007-08-03 | |
| 2007-08-01 | Adams Jimmie V Officer (SVP of Washington Operations) | 4 | 08/01/07 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,983 9,983 owned after | $99.58 exercise price | 2007-08-03 | |
| 2007-08-01 | Brunson Curtis Officer (SVP of Corp Strat & Dev) | 4 | 08/01/07 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,647 11,647 owned after | $99.58 exercise price | 2007-08-03 | |
| 2007-08-01 | Dambrosio Ralph Officer (VP & CFO) | 4 | 08/01/07 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,311 13,311 owned after | $99.58 exercise price | 2007-08-03 | |
| 2007-08-01 | Drewes Robert W Officer (Pres/COO of Integrated Sys Grp) | 4 | 08/01/07 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,975 14,975 owned after | $99.58 exercise price | 2007-08-03 | |
| 2007-08-01 | DUNN JAMES W Officer (Pres/COO Sens & Sim Grp) | 4 | 08/01/07 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,311 13,311 owned after | $99.58 exercise price | 2007-08-03 | |
| 2007-08-01 | Karelis Kathleen E Officer (SVP, GC & Sec.) | 4 | 08/01/07 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,311 13,311 owned after | $99.58 exercise price | 2007-08-03 | |
| 2007-05-07 | Dambrosio Ralph Officer (VP and CFO) | 4 | 11/15/2001 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $39.70 exercise price | 2007-05-08 | |
| 2007-05-07 | Dambrosio Ralph Officer (VP and CFO) | 4 | 7/21/2003 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 1,667 owned after | $45.11 exercise price | 2007-05-08 | |
| 2007-05-04 | Vuono Carl E Officer (Sr VP) | 4 | 7/31/2000 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,000 5,000 owned after | $29.00 exercise price | 2007-05-08 | |
| 2007-04-30 | CORCORAN THOMAS A Director | 4 | 4/1/1999 Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $22.38 exercise price | 2007-05-01 | |
| 2007-04-26 | Adams Jimmie V Officer (Senior Vice President) | 4 | 11/15/01 Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $39.70 exercise price | 2007-04-30 | |
| 2007-04-26 | Adams Jimmie V Officer (Senior Vice President) | 4 | 03/04/03 Employee Stock Option (Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $35.95 exercise price | 2007-04-30 | |
| 2007-04-02 | COHEN PETER A Director | 4 | 4/2/07 Director Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,193 3,193 owned after | $87.81 exercise price | 2007-04-04 | |
| 2007-04-02 | CANIZARES CLAUDE R Director | 4 | 4/2/07 Director Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,193 3,193 owned after | $87.81 exercise price | 2007-04-04 | |
| 2007-04-02 | MILLARD ROBERT B Director | 4 | 4/2/07 Director Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,193 3,193 owned after | $87.81 exercise price | 2007-04-04 | |
| 2007-04-02 | CORCORAN THOMAS A Director | 4 | 4/2/07 Director Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,193 3,193 owned after | $87.81 exercise price | 2007-04-04 | |
| 2007-04-02 | SHALIKASHVILI JOHN M Director | 4 | 4/2/07 Director Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,193 3,193 owned after | $87.81 exercise price | 2007-04-04 | |
| 2007-04-02 | White John P Director | 4 | 4/2/07 Director Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,193 3,193 owned after | $87.81 exercise price | 2007-04-04 | |
| 2007-04-02 | WASHKOWITZ ALAN H Director | 4 | 4/2/07 Director Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,193 3,193 owned after | $87.81 exercise price | 2007-04-04 | |
| 2007-04-02 | SIMON ARTHUR L Director | 4 | 4/2/07 Director Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,193 3,193 owned after | $87.81 exercise price | 2007-04-04 | |
| 2007-02-08 holding as of filing | Brunson Curtis Officer (Senior Vice President) | 3 | 1/08/2001 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $32.50 exercise price | 2007-02-08 | ||
| 2007-02-08 holding as of filing | Brunson Curtis Officer (Senior Vice President) | 3 | 8/20/2002 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $49.00 exercise price | 2007-02-08 | ||
| 2007-02-08 holding as of filing | Brunson Curtis Officer (Senior Vice President) | 3 | 8/20/2002 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $54.91 exercise price | 2007-02-08 | ||
| 2007-02-08 holding as of filing | Brunson Curtis Officer (Senior Vice President) | 3 | 7/21/2003 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $45.11 exercise price | 2007-02-08 | ||
| 2007-02-08 holding as of filing | Brunson Curtis Officer (Senior Vice President) | 3 | 7/21/2003 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $49.10 exercise price | 2007-02-08 | ||
| 2007-02-08 holding as of filing | Brunson Curtis Officer (Senior Vice President) | 3 | 3/15/2005 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $75.23 exercise price | 2007-02-08 | ||
| 2007-02-08 holding as of filing | Brunson Curtis Officer (Senior Vice President) | 3 | 8/02/2006 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $72.20 exercise price | 2007-02-08 | ||
| 2007-02-08 holding as of filing | Butler David T III Officer (Senior Vice President) | 3 | 3/04/2003 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $35.95 exercise price | 2007-02-08 | ||
| 2007-02-08 holding as of filing | Butler David T III Officer (Senior Vice President) | 3 | 11/10/2004 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $68.16 exercise price | 2007-02-08 | ||
| 2007-02-08 holding as of filing | Butler David T III Officer (Senior Vice President) | 3 | 8/02/2006 Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $72.20 exercise price | 2007-02-08 | ||
| 2007-02-02 | RISCASSI ROBERT W Officer (Senior Vice President) | 4 | 3/04/03 Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $35.95 exercise price | 2007-02-05 |