L 3 COMMUNICATIONS HOLDINGS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 48 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-12-19: Reporting owner Dambrosio Ralph; Form 4; Security 3/25/02 Employee Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2006-12-19: Reporting owner Dambrosio Ralph; Form 4; Security 3/25/02 Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-12-19: Reporting owner Dambrosio Ralph; Form 4; Security 7/21/03 Employee Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2006-12-19: Reporting owner Dambrosio Ralph; Form 4; Security 7/21/03 Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-12-19 | Dambrosio Ralph Officer (VP of Fin. and Prin. Acct. Off) | 4 | 3/25/02 Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,333 6,667 owned after | $9.16 | 2006-12-19 | |
| 2006-12-19 | Dambrosio Ralph Officer (VP of Fin. and Prin. Acct. Off) | 4 | 3/25/02 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,333 3,333 owned after | $62.91 exercise price | 2006-12-19 | |
| 2006-12-19 | Dambrosio Ralph Officer (VP of Fin. and Prin. Acct. Off) | 4 | 7/21/03 Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,333 6,667 owned after | $3.99 | 2006-12-19 | |
| 2006-12-19 | Dambrosio Ralph Officer (VP of Fin. and Prin. Acct. Off) | 4 | 7/21/03 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,333 13,333 owned after | $49.10 exercise price | 2006-12-19 | |
| 2006-12-19 | SCHAFER CHARLES J Officer (Sr. VP & Pres./COO Prod. Grp) | 4 | 3/04/03 Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,667 0 owned after | $0.35 | 2006-12-19 | |
| 2006-12-19 | SCHAFER CHARLES J Officer (Sr. VP & Pres./COO Prod. Grp) | 4 | 3/04/03 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,667 16,667 owned after | $35.95 exercise price | 2006-12-19 | |
| 2006-12-19 | STRIANESE MICHAEL T Director, Officer (CEO, President & CFO) | 4 | 3/04/03 Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 25,000 owned after | $0.35 | 2006-12-19 | |
| 2006-12-19 | STRIANESE MICHAEL T Director, Officer (CEO, President & CFO) | 4 | 3/04/03 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $35.95 exercise price | 2006-12-19 | |
| 2006-12-05 | Karelis Kathleen E Officer (SVP, GC & Sec.) | 4 | 12/05/06 Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $83.30 exercise price | 2006-12-06 | |
| 2006-11-07 | SHALIKASHVILI JOHN M Director | 4 | 04/03/2000 Director Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,000 0 owned after | $23.13 exercise price | 2006-11-08 | |
| 2006-11-07 | SHALIKASHVILI JOHN M Director | 4 | 07/10/2001 Director Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,000 0 owned after | $35.00 exercise price | 2006-11-08 | |
| 2006-11-07 | SHALIKASHVILI JOHN M Director | 4 | 04/22/2002 Director Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,500 1,500 owned after | $60.83 exercise price | 2006-11-08 | |
| 2006-11-07 | SHALIKASHVILI JOHN M Director | 4 | 04/18/2003 Director Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,500 0 owned after | $39.19 exercise price | 2006-11-08 | |
| 2006-11-06 | STRIANESE MICHAEL T Director, Officer (CEO, President and CFO) | 4 | 11/06/06 Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $80.39 exercise price | 2006-11-07 | |
| 2006-08-17 holding as of filing | RISCASSI ROBERT W Officer (Senior Vice President) | 3 | 3/4/2003 Stock Option Derivative · Direct | Holding | $35.60 exercise price | 2006-08-17 | ||
| 2006-08-17 holding as of filing | RISCASSI ROBERT W Officer (Senior Vice President) | 3 | 11/10/2004 Stock Option Derivative · Direct | Holding | $68.16 exercise price | 2006-08-17 | ||
| 2006-08-17 holding as of filing | RISCASSI ROBERT W Officer (Senior Vice President) | 3 | 8/2/2006 Stock Option Derivative · Direct | Holding | $72.20 exercise price | 2006-08-17 | ||
| 2006-08-17 holding as of filing | Vuono Carl E Officer (Sr VP, Grp Pres/COO) | 3 | 7/31/00 Stock Option Derivative · Direct | Holding | $29.00 exercise price | 2006-08-17 | ||
| 2006-08-17 holding as of filing | Vuono Carl E Officer (Sr VP, Grp Pres/COO) | 3 | 7/12/01 Stock Option Derivative · Direct | Holding | $34.00 exercise price | 2006-08-17 | ||
| 2006-08-17 holding as of filing | Vuono Carl E Officer (Sr VP, Grp Pres/COO) | 3 | 3/25/02 Stock Option Derivative · Direct | Holding | $53.75 exercise price | 2006-08-17 | ||
| 2006-08-17 holding as of filing | Vuono Carl E Officer (Sr VP, Grp Pres/COO) | 3 | 11/14/2003 Stock Option Derivative · Direct | Holding | $45.80 exercise price | 2006-08-17 | ||
| 2006-08-17 holding as of filing | Vuono Carl E Officer (Sr VP, Grp Pres/COO) | 3 | 7/12/2005 Stock Option Derivative · Direct | Holding | $74.94 exercise price | 2006-08-17 | ||
| 2006-08-17 holding as of filing | Vuono Carl E Officer (Sr VP, Grp Pres/COO) | 3 | 8/2/2006 Stock Option Derivative · Direct | Holding | $72.20 exercise price | 2006-08-17 | ||
| 2006-08-17 holding as of filing | Adams Jimmie V Officer (Senior VP - Washington OPS) | 3 | 11/15/2001 Stock Option Derivative · Direct | Holding | $39.70 exercise price | 2006-08-17 | ||
| 2006-08-17 holding as of filing | Adams Jimmie V Officer (Senior VP - Washington OPS) | 3 | 3/4/2003 Stock Option Derivative · Direct | Holding | $35.60 exercise price | 2006-08-17 | ||
| 2006-08-17 holding as of filing | Adams Jimmie V Officer (Senior VP - Washington OPS) | 3 | 11/10/2004 Stock Option Derivative · Direct | Holding | $68.16 exercise price | 2006-08-17 | ||
| 2006-08-17 holding as of filing | Adams Jimmie V Officer (Senior VP - Washington OPS) | 3 | 8/2/2006 Stock Option Derivative · Direct | Holding | $72.20 exercise price | 2006-08-17 | ||
| 2006-08-02 | Dambrosio Ralph Officer (VP of Fin. and Prin. Acct. Off) | 4 | 08/02/06 Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $72.20 exercise price | 2006-08-04 | |
| 2006-08-02 | SCHAFER CHARLES J Officer (Sr. VP & Pres./COO Prod. Grp) | 4 | 08/02/06 Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $72.20 exercise price | 2006-08-04 | |
| 2006-08-02 | CAMBRIA CHRISTOPHER C Officer (Sr. VP, Sec. and Gen. Counsel) | 4 | 08/02/06 Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $72.20 exercise price | 2006-08-04 | |
| 2006-08-02 | STRIANESE MICHAEL T Officer (Interim CEO and CFO) | 4 | 08/02/06 Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $72.20 exercise price | 2006-08-04 | |
| 2006-08-02 | DUNN JAMES W Officer (SVP & Pres/COO Sens & Sim Grp) | 4 | 08/02/06 Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $72.20 exercise price | 2006-08-04 | |
| 2006-08-02 | Drewes Robert W Officer (SVP & Pres./COO L3 Int Sys Grp) | 4 | 08/02/06 Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $72.20 exercise price | 2006-08-04 | |
| 2006-05-15 | LANZA FRANK C Director, Officer (Chairman and CEO) | 4 | 4/30/97 Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +110,000 1,088,572 owned after | $3.24 exercise price | 2006-05-17 | |
| 2006-04-25 | MILLARD ROBERT B Director | 4 | 4/25/06 Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $85.29 exercise price | 2006-04-25 | |
| 2006-04-25 | CORCORAN THOMAS A Director | 4 | 4/25/06 Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $85.29 exercise price | 2006-04-25 | |
| 2006-04-25 | COHEN PETER A Director | 4 | 4/25/06 Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $85.29 exercise price | 2006-04-25 | |
| 2006-04-25 | CANIZARES CLAUDE R Director | 4 | 4/25/06 Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $85.29 exercise price | 2006-04-25 | |
| 2006-04-25 | White John P Director | 4 | 4/25/06 Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $85.29 exercise price | 2006-04-25 | |
| 2006-04-25 | WASHKOWITZ ALAN H Director | 4 | 4/25/06 Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $85.29 exercise price | 2006-04-25 | |
| 2006-04-25 | SIMON ARTHUR L Director | 4 | 4/25/06 Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $85.29 exercise price | 2006-04-25 | |
| 2006-04-25 | SHALIKASHVILI JOHN M Director | 4 | 4/25/06 Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $85.29 exercise price | 2006-04-25 | |
| 2006-04-17 | LANZA FRANK C Director, Officer (Chairman and CEO) | 4 | 4/30/97 Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −110,000 1,198,572 owned after | $3.24 exercise price | 2006-04-19 | |
| 2006-03-15 | LANZA FRANK C Director, Officer (Chairman and CEO) | 4 | 4/30/97 Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −110,000 1,308,572 owned after | $3.24 exercise price | 2006-03-17 | |
| 2006-02-22 | SCHAFER CHARLES J Officer (Sr. VP - Business Operations) | 4 | 11/15/01 Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +25,167 0 owned after | $39.70 exercise price | 2006-02-28 | |
| 2006-02-22 | SCHAFER CHARLES J Officer (Sr. VP - Business Operations) | 4 | 3/4/03 Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +33,333 16,667 owned after | $35.60 exercise price | 2006-02-28 | |
| 2006-02-17 | SCHAFER CHARLES J Officer (Sr. VP - Business Operations) | 4 | 11/15/01 Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,833 25,167 owned after | $39.70 exercise price | 2006-02-28 | |
| 2006-02-15 | LANZA FRANK C Director, Officer (Chairman and CEO) | 4 | 4/30/97 Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −110,000 1,418,572 owned after | $3.24 exercise price | 2006-02-24 |