GLOBE SPECIALTY METALS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-08-20: Reporting owner Ragan Joseph Douglas III; Form 4; Security Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-08-20: Reporting owner Schriber Alan Richard; Form 4; Security Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-07-18: Reporting owner Schriber Alan Richard; Form 4; Security Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-07-18: Reporting owner Lavin Franklin; Form 4; Security Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-08-20 | Ragan Joseph Douglas III Officer (Chief Financial Officer) | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +191,761 191,761 owned after | $12.54 exercise price | 2013-09-16 | |
| 2013-08-20 | Schriber Alan Richard Director | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $12.54 exercise price | 2013-09-09 | |
| 2013-07-18 | Schriber Alan Richard Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,990 4,990 owned after | $11.34 exercise price | 2013-07-22 | |
| 2013-07-18 | Lavin Franklin Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,990 4,990 owned after | $11.34 exercise price | 2013-07-22 | |
| 2013-07-18 | EIZENSTAT STUART E Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,990 4,990 owned after | $11.34 exercise price | 2013-07-22 | |
| 2013-07-18 | Danjczek Thomas Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,990 4,990 owned after | $11.34 exercise price | 2013-07-22 | |
| 2013-07-18 | BARGER DONALD G JR Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,990 4,990 owned after | $11.34 exercise price | 2013-07-22 | |
| 2013-02-12 | Lavin Franklin Director | 4 | Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $4.00 exercise price | 2013-02-14 |