GLOBE SPECIALTY METALS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 26 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-09-28: Reporting owner LUXOR SPECTRUM OFFSHORE LTD | Luxor Capital Partners, LP | LUXOR CAPITAL PARTNERS OFFSHORE LTD | LUXOR SPECTRUM LLC | Luxor Capital Group, LP; Form 4; Security Unit Purchase Option; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2009-09-28: Reporting owner LUXOR SPECTRUM OFFSHORE LTD | Luxor Capital Partners, LP | LUXOR CAPITAL PARTNERS OFFSHORE LTD | LUXOR SPECTRUM LLC | Luxor Capital Group, LP; Form 4; Security Unit Purchase Option; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2009-09-28: Reporting owner LUXOR SPECTRUM OFFSHORE LTD | Luxor Capital Partners, LP | LUXOR CAPITAL PARTNERS OFFSHORE LTD | LUXOR SPECTRUM LLC | Luxor Capital Group, LP; Form 4; Security Unit Purchase Option; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2009-09-21: Reporting owner Luxor Capital Partners, LP | Luxor Capital Group, LP | LUXOR SPECTRUM OFFSHORE LTD | LUXOR CAPITAL PARTNERS OFFSHORE LTD | LUXOR SPECTRUM LLC; Form 4; Security Unit Purchase Option; Transaction X Exercise of in-the-money or at-the-money derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-09-28 | LUXOR SPECTRUM OFFSHORE LTD | Luxor Capital Partners, LP | LUXOR CAPITAL PARTNERS OFFSHORE LTD | LUXOR SPECTRUM LLC | Luxor Capital Group, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Unit Purchase Option Derivative · Direct · (m) | X Exercise of in-the-money or at-the-money derivative security | −33,834 1,040 owned after | no price filed | 2009-09-30 | |
| 2009-09-28 | LUXOR SPECTRUM OFFSHORE LTD | Luxor Capital Partners, LP | LUXOR CAPITAL PARTNERS OFFSHORE LTD | LUXOR SPECTRUM LLC | Luxor Capital Group, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Unit Purchase Option Derivative · Direct · (m) | X Exercise of in-the-money or at-the-money derivative security | −540,532 16,614 owned after | no price filed | 2009-09-30 | |
| 2009-09-28 | LUXOR SPECTRUM OFFSHORE LTD | Luxor Capital Partners, LP | LUXOR CAPITAL PARTNERS OFFSHORE LTD | LUXOR SPECTRUM LLC | Luxor Capital Group, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Unit Purchase Option Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −25,634 788 owned after | no price filed | 2009-09-30 | |
| 2009-09-21 | Luxor Capital Partners, LP | Luxor Capital Group, LP | LUXOR SPECTRUM OFFSHORE LTD | LUXOR CAPITAL PARTNERS OFFSHORE LTD | LUXOR SPECTRUM LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Unit Purchase Option Derivative · Direct · (m) | X Exercise of in-the-money or at-the-money derivative security | −8,718 34,874 owned after | no price filed | 2009-09-23 | |
| 2009-09-21 | Luxor Capital Partners, LP | Luxor Capital Group, LP | LUXOR SPECTRUM OFFSHORE LTD | LUXOR CAPITAL PARTNERS OFFSHORE LTD | LUXOR SPECTRUM LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Unit Purchase Option Derivative · Direct · (m) | X Exercise of in-the-money or at-the-money derivative security | −139,287 557,146 owned after | no price filed | 2009-09-23 | |
| 2009-09-21 | Luxor Capital Partners, LP | Luxor Capital Group, LP | LUXOR SPECTRUM OFFSHORE LTD | LUXOR CAPITAL PARTNERS OFFSHORE LTD | LUXOR SPECTRUM LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Unit Purchase Option Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −6,605 26,422 owned after | no price filed | 2009-09-23 | |
| 2009-08-17 holding as of filing | Bradley Jeff Officer (Chief Executive Officer) | 3 | Option Derivative · Direct | Holding | $4.00 exercise price | 2009-08-17 | ||
| 2009-08-17 holding as of filing | Bradley Jeff Officer (Chief Executive Officer) | 3 | Option Derivative · Direct | Holding | $5.00 exercise price | 2009-08-17 | ||
| 2009-08-13 holding as of filing | Heilman Theodore Jr. Officer (Senior Vice President) | 3 | Option Derivative · Direct | Holding | $6.25 exercise price | 2009-08-13 | ||
| 2009-08-13 holding as of filing | Heilman Theodore Jr. Officer (Senior Vice President) | 3 | Option Derivative · Direct | Holding | $8.50 exercise price | 2009-08-13 | ||
| 2009-08-13 holding as of filing | Heilman Theodore Jr. Officer (Senior Vice President) | 3 | Option Derivative · Direct | Holding | $10.00 exercise price | 2009-08-13 | ||
| 2009-08-10 holding as of filing | Sims Arden Officer (Chief Operating Officer) | 3 | Option Derivative · Direct | Holding | $4.00 exercise price | 2009-08-10 | ||
| 2009-08-10 holding as of filing | Lebowitz Stephen Officer (Chief Legal Officer) | 3 | Option Derivative · Direct | Holding | $4.00 exercise price | 2009-08-10 | ||
| 2009-08-10 holding as of filing | Lavin Franklin Director | 3 | Option Derivative · Direct | Holding | $4.00 exercise price | 2009-08-10 | ||
| 2009-08-10 holding as of filing | Kestenbaum Alan Director, Officer (Executive Chairman), 10% Owner | 3 | Option Derivative · Direct | Holding | $4.00 exercise price | 2009-08-10 | ||
| 2009-08-10 holding as of filing | Karosen Daniel Director | 3 | Option Derivative · Direct | Holding | $4.00 exercise price | 2009-08-10 | ||
| 2009-08-10 holding as of filing | EIZENSTAT STUART E Director | 3 | Option Derivative · Direct | Holding | $4.00 exercise price | 2009-08-10 | ||
| 2009-08-10 holding as of filing | Danjczek Thomas Director | 3 | Option Derivative · Direct | Holding | $4.00 exercise price | 2009-08-10 | ||
| 2009-08-10 holding as of filing | BARGER DONALD G JR Director | 3 | Option Derivative · Direct | Holding | $4.00 exercise price | 2009-08-10 | ||
| 2009-08-10 holding as of filing | Appelbaum Malcolm Officer (Chief Financial Officer) | 3 | Option Derivative · Direct | Holding | $4.00 exercise price | 2009-08-10 | ||
| 2009-08-06 | LUXOR SPECTRUM OFFSHORE LTD | LUXOR CAPITAL PARTNERS OFFSHORE LTD | Luxor Capital Partners, LP | Luxor Capital Group, LP | LUXOR SPECTRUM LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Unit Purchase Option Derivative · Direct · (m) | X Exercise of in-the-money or at-the-money derivative security | −29,062 43,592 owned after | no price filed | 2009-08-10 | |
| 2009-08-06 | LUXOR SPECTRUM OFFSHORE LTD | LUXOR CAPITAL PARTNERS OFFSHORE LTD | Luxor Capital Partners, LP | Luxor Capital Group, LP | LUXOR SPECTRUM LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Unit Purchase Option Derivative · Direct · (m) | X Exercise of in-the-money or at-the-money derivative security | −464,288 696,433 owned after | no price filed | 2009-08-10 | |
| 2009-08-06 | LUXOR SPECTRUM OFFSHORE LTD | LUXOR CAPITAL PARTNERS OFFSHORE LTD | Luxor Capital Partners, LP | Luxor Capital Group, LP | LUXOR SPECTRUM LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Unit Purchase Option Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −22,018 33,027 owned after | no price filed | 2009-08-10 | |
| 2009-07-30 holding as of filing | Luxor Capital Group, LP | Luxor Capital Partners, LP | LUXOR SPECTRUM OFFSHORE LTD | LUXOR CAPITAL PARTNERS OFFSHORE LTD | LUXOR SPECTRUM LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Unit Purchase Option Derivative · Direct · (m) | Holding | no price filed | 2009-07-30 | ||
| 2009-07-30 holding as of filing | Luxor Capital Group, LP | Luxor Capital Partners, LP | LUXOR SPECTRUM OFFSHORE LTD | LUXOR CAPITAL PARTNERS OFFSHORE LTD | LUXOR SPECTRUM LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Unit Purchase Option Derivative · Direct · (m) | Holding | no price filed | 2009-07-30 | ||
| 2009-07-30 holding as of filing | Luxor Capital Group, LP | Luxor Capital Partners, LP | LUXOR SPECTRUM OFFSHORE LTD | LUXOR CAPITAL PARTNERS OFFSHORE LTD | LUXOR SPECTRUM LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Unit Purchase Option Derivative · Indirect · (m) | Holding | no price filed | 2009-07-30 |