GLOBE SPECIALTY METALS INC Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 63 rows, 63 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-12-23: Reporting owner Ragan Joseph Douglas III; Form 4; Security Stock Appreciation Right; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-12-23: Reporting owner Ragan Joseph Douglas III; Form 4; Security Stock Appreciation Right; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-12-23: Reporting owner Ragan Joseph Douglas III; Form 4; Security Stock Appreciation Right; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-12-23: Reporting owner Lebowitz Stephen; Form 4; Security Stock Appreciation Right; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-12-23 | Ragan Joseph Douglas III Officer (Chief Financial Officer) | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −56,040 0 owned after | $21.36 exercise price | 2015-12-24 | |
| 2015-12-23 | Ragan Joseph Douglas III Officer (Chief Financial Officer) | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $21.17 exercise price | 2015-12-24 | |
| 2015-12-23 | Ragan Joseph Douglas III Officer (Chief Financial Officer) | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $9.18 exercise price | 2015-12-24 | |
| 2015-12-23 | Lebowitz Stephen Officer (Chief Legal Officer) | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −23,585 0 owned after | $11.28 exercise price | 2015-12-24 | |
| 2015-12-23 | Lebowitz Stephen Officer (Chief Legal Officer) | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −159,801 0 owned after | $12.54 exercise price | 2015-12-24 | |
| 2015-12-23 | Lebowitz Stephen Officer (Chief Legal Officer) | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $21.17 exercise price | 2015-12-24 | |
| 2015-12-23 | Lebowitz Stephen Officer (Chief Legal Officer) | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $9.18 exercise price | 2015-12-24 | |
| 2015-12-23 | Schriber Alan Richard Director | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,784 0 owned after | $12.54 exercise price | 2015-12-24 | |
| 2015-12-23 | Schriber Alan Richard Director | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,303 0 owned after | $16.70 exercise price | 2015-12-24 | |
| 2015-12-23 | Lavin Franklin Director | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,784 0 owned after | $12.54 exercise price | 2015-12-24 | |
| 2015-12-23 | Lavin Franklin Director | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,303 0 owned after | $16.70 exercise price | 2015-12-24 | |
| 2015-12-23 | CROCKETT BRUCE L Director | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,303 0 owned after | $16.70 exercise price | 2015-12-24 | |
| 2015-12-23 | BARGER DONALD G JR Director | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,784 0 owned after | $12.54 exercise price | 2015-12-24 | |
| 2015-12-23 | BARGER DONALD G JR Director | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,303 0 owned after | $16.70 exercise price | 2015-12-24 | |
| 2015-12-23 | EIZENSTAT STUART E Director | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,784 0 owned after | $12.54 exercise price | 2015-12-24 | |
| 2015-12-23 | EIZENSTAT STUART E Director | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,303 0 owned after | $16.70 exercise price | 2015-12-24 | |
| 2015-12-23 | Kestenbaum Alan Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −424,006 0 owned after | $12.54 exercise price | 2015-12-24 | |
| 2015-12-23 | Kestenbaum Alan Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −185,866 0 owned after | $21.36 exercise price | 2015-12-24 | |
| 2015-12-23 | Kestenbaum Alan Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Appreciation Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −340,000 0 owned after | $9.18 exercise price | 2015-12-24 | |
| 2015-12-11 | Kestenbaum Alan Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +340,000 340,000 owned after | $9.18 exercise price | 2015-12-15 | |
| 2015-12-11 | Lebowitz Stephen Officer (Chief Legal Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $9.18 exercise price | 2015-12-15 | |
| 2015-12-11 | Ragan Joseph Douglas III Officer (Chief Financial Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $9.18 exercise price | 2015-12-15 | |
| 2015-04-24 | Ragan Joseph Douglas III Officer (Chief Financial Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $21.17 exercise price | 2015-04-28 | |
| 2015-04-24 | Bradley Jeff Officer (Chief Executive Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +440,000 440,000 owned after | $21.17 exercise price | 2015-04-28 | |
| 2015-04-24 | Lebowitz Stephen Officer (Chief Legal Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $21.17 exercise price | 2015-04-28 | |
| 2015-03-04 | Lebowitz Stephen Officer (Chief Legal Officer) | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −46,700 0 owned after | $21.36 exercise price | 2015-03-04 | |
| 2015-02-27 | Schriber Alan Richard Director | 4/A | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,303 2,303 owned after | $16.70 exercise price | 2015-03-04 | |
| 2015-02-27 | Lavin Franklin Director | 4/A | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,303 2,303 owned after | $16.70 exercise price | 2015-03-04 | |
| 2015-02-27 | EIZENSTAT STUART E Director | 4/A | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,303 2,303 owned after | $16.70 exercise price | 2015-03-04 | |
| 2015-02-27 | CROCKETT BRUCE L Director | 4/A | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,303 2,303 owned after | $16.70 exercise price | 2015-03-04 | |
| 2015-02-27 | BARGER DONALD G JR Director | 4/A | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,303 2,303 owned after | $16.70 exercise price | 2015-03-04 | |
| 2015-02-27 | Schriber Alan Richard Director | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,303 2,303 owned after | $16.70 exercise price | 2015-03-02 | |
| 2015-02-27 | Lavin Franklin Director | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,303 2,303 owned after | $16.70 exercise price | 2015-03-02 | |
| 2015-02-27 | EIZENSTAT STUART E Director | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,303 2,303 owned after | $16.70 exercise price | 2015-03-02 | |
| 2015-02-27 | CROCKETT BRUCE L Director | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,303 2,303 owned after | $16.70 exercise price | 2015-03-02 | |
| 2015-02-27 | BARGER DONALD G JR Director | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,303 2,303 owned after | $16.70 exercise price | 2015-03-02 | |
| 2014-03-20 | Lebowitz Stephen Officer (Chief Legal Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46,700 46,700 owned after | $21.36 exercise price | 2014-03-24 | |
| 2014-03-20 | Ragan Joseph Douglas III Officer (Chief Financial Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +56,040 56,040 owned after | $21.36 exercise price | 2014-03-24 | |
| 2014-03-20 | Bradley Jeff Officer (Chief Executive Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +87,173 87,173 owned after | $21.36 exercise price | 2014-03-24 | |
| 2014-03-20 | Kestenbaum Alan Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +185,866 185,866 owned after | $21.36 exercise price | 2014-03-24 | |
| 2014-03-19 | EIZENSTAT STUART E Director | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $4.00 exercise price | 2014-03-20 | |
| 2014-03-06 | BARGER DONALD G JR Director | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $4.00 exercise price | 2014-03-17 | |
| 2014-03-06 | Danjczek Thomas Director | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 0 owned after | $4.00 exercise price | 2014-03-07 | |
| 2014-02-28 | Bradley Jeff Officer (Chief Executive Officer) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −600,000 0 owned after | $4.00 exercise price | 2014-03-03 | |
| 2014-02-28 | Bradley Jeff Officer (Chief Executive Officer) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150,000 0 owned after | $5.00 exercise price | 2014-03-03 | |
| 2014-02-28 | Lebowitz Stephen Officer (Chief Legal Officer) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 0 owned after | $4.00 exercise price | 2014-03-03 | |
| 2014-02-27 | Kestenbaum Alan Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500,000 0 owned after | $4.00 exercise price | 2014-03-03 | |
| 2014-02-25 | Danjczek Thomas Director | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 12,500 owned after | $4.00 exercise price | 2014-02-27 | |
| 2014-02-24 | BARGER DONALD G JR Director | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 5,000 owned after | $4.00 exercise price | 2014-02-25 | |
| 2014-02-19 | BARGER DONALD G JR Director | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 12,500 owned after | $4.00 exercise price | 2014-02-20 | |
| 2013-08-20 | Bradley Jeff Officer (Chief Executive Officer) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +298,295 298,295 owned after | $12.54 exercise price | 2013-09-09 | |
| 2013-08-20 | Lebowitz Stephen Officer (Chief Legal Officer) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +159,801 159,801 owned after | $12.54 exercise price | 2013-09-09 | |
| 2013-08-20 | Kestenbaum Alan Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +424,006 424,006 owned after | $12.54 exercise price | 2013-09-09 | |
| 2013-08-20 | Lavin Franklin Director | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,784 12,784 owned after | $12.54 exercise price | 2013-09-09 | |
| 2013-08-20 | Danjczek Thomas Director | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,784 12,784 owned after | $12.54 exercise price | 2013-09-09 | |
| 2013-08-20 | EIZENSTAT STUART E Director | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,784 12,784 owned after | $12.54 exercise price | 2013-09-09 | |
| 2013-08-20 | BARGER DONALD G JR Director | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,784 12,784 owned after | $12.54 exercise price | 2013-09-09 | |
| 2013-08-20 | Schriber Alan Richard Director | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,784 12,784 owned after | $12.54 exercise price | 2013-09-09 | |
| 2013-07-12 | Lebowitz Stephen Officer (Chief Legal Officer) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,585 23,585 owned after | $11.28 exercise price | 2013-07-12 | |
| 2012-09-10 holding as of filing | Schriber Alan Richard Director | 3 | No Securities Are Beneficially Owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2012-09-10 | |
| 2012-08-23 | Appelbaum Malcolm Officer (Chief Financial Officer) | 4/A | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −250,000 0 owned after | $4.00 exercise price | 2012-09-04 | |
| 2012-08-23 | Lebowitz Stephen Officer (Chief Legal Officer) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $4.00 exercise price | 2012-08-27 | |
| 2012-08-23 | Appelbaum Malcolm Officer (Chief Financial Officer) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −250,000 0 owned after | $4.00 exercise price | 2012-08-27 |