GLOBE SPECIALTY METALS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 32 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-12-23: Reporting owner Ragan Joseph Douglas III; Form 4; Security Stock Option; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-12-23: Reporting owner Lebowitz Stephen; Form 4; Security Stock Option; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-12-23: Reporting owner Schriber Alan Richard; Form 4; Security Stock Option; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-12-23: Reporting owner Schriber Alan Richard; Form 4; Security Stock Option; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-12-23 | Ragan Joseph Douglas III Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −191,761 0 owned after | $12.54 exercise price | 2015-12-24 | |
| 2015-12-23 | Lebowitz Stephen Officer (Chief Legal Officer) | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −68,750 0 owned after | $18.81 exercise price | 2015-12-24 | |
| 2015-12-23 | Schriber Alan Richard Director | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,990 0 owned after | $11.34 exercise price | 2015-12-24 | |
| 2015-12-23 | Schriber Alan Richard Director | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $12.54 exercise price | 2015-12-24 | |
| 2015-12-23 | Schriber Alan Richard Director | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,226 0 owned after | $20.58 exercise price | 2015-12-24 | |
| 2015-12-23 | Lavin Franklin Director | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,446 0 owned after | $22.42 exercise price | 2015-12-24 | |
| 2015-12-23 | Lavin Franklin Director | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,675 0 owned after | $18.81 exercise price | 2015-12-24 | |
| 2015-12-23 | Lavin Franklin Director | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −225 0 owned after | $18.81 exercise price | 2015-12-24 | |
| 2015-12-23 | Lavin Franklin Director | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,297 0 owned after | $13.43 exercise price | 2015-12-24 | |
| 2015-12-23 | Lavin Franklin Director | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,990 0 owned after | $11.34 exercise price | 2015-12-24 | |
| 2015-12-23 | Lavin Franklin Director | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,226 0 owned after | $20.58 exercise price | 2015-12-24 | |
| 2015-12-23 | CROCKETT BRUCE L Director | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,226 0 owned after | $20.58 exercise price | 2015-12-24 | |
| 2015-12-23 | CROCKETT BRUCE L Director | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $16.70 exercise price | 2015-12-24 | |
| 2015-12-23 | BARGER DONALD G JR Director | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,446 0 owned after | $22.42 exercise price | 2015-12-24 | |
| 2015-12-23 | BARGER DONALD G JR Director | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,675 0 owned after | $18.81 exercise price | 2015-12-24 | |
| 2015-12-23 | BARGER DONALD G JR Director | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −225 0 owned after | $18.81 exercise price | 2015-12-24 | |
| 2015-12-23 | BARGER DONALD G JR Director | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,297 0 owned after | $13.43 exercise price | 2015-12-24 | |
| 2015-12-23 | BARGER DONALD G JR Director | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,990 0 owned after | $11.34 exercise price | 2015-12-24 | |
| 2015-12-23 | BARGER DONALD G JR Director | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,500 0 owned after | $18.31 exercise price | 2015-12-24 | |
| 2015-12-23 | BARGER DONALD G JR Director | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,500 0 owned after | $19.44 exercise price | 2015-12-24 | |
| 2015-12-23 | BARGER DONALD G JR Director | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $20.54 exercise price | 2015-12-24 | |
| 2015-12-23 | BARGER DONALD G JR Director | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,226 0 owned after | $20.58 exercise price | 2015-12-24 | |
| 2015-12-23 | EIZENSTAT STUART E Director | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,446 0 owned after | $22.42 exercise price | 2015-12-24 | |
| 2015-12-23 | EIZENSTAT STUART E Director | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,675 0 owned after | $18.81 exercise price | 2015-12-24 | |
| 2015-12-23 | EIZENSTAT STUART E Director | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −225 0 owned after | $18.81 exercise price | 2015-12-24 | |
| 2015-12-23 | EIZENSTAT STUART E Director | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,297 0 owned after | $13.43 exercise price | 2015-12-24 | |
| 2015-12-23 | EIZENSTAT STUART E Director | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,990 0 owned after | $11.34 exercise price | 2015-12-24 | |
| 2015-12-23 | EIZENSTAT STUART E Director | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $21.34 exercise price | 2015-12-24 | |
| 2015-12-23 | EIZENSTAT STUART E Director | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,226 0 owned after | $20.58 exercise price | 2015-12-24 | |
| 2015-12-23 | Kestenbaum Alan Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500,000 0 owned after | $18.81 exercise price | 2015-12-24 | |
| 2015-03-04 | Lebowitz Stephen Officer (Chief Legal Officer) | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $19.87 exercise price | 2015-03-04 | |
| 2015-02-27 | CROCKETT BRUCE L Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $16.70 exercise price | 2015-03-02 |