GLOBE SPECIALTY METALS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 7 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-11-30: Reporting owner Lavin Franklin; Form 4; Security Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-11-30: Reporting owner EIZENSTAT STUART E; Form 4; Security Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-11-30: Reporting owner Danjczek Thomas; Form 4; Security Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-11-30: Reporting owner BARGER DONALD G JR; Form 4; Security Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-11-30 | Lavin Franklin Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,990 26,990 owned after | $16.23 exercise price | 2011-05-02 | |
| 2010-11-30 | EIZENSTAT STUART E Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,990 26,990 owned after | $16.23 exercise price | 2011-05-02 | |
| 2010-11-30 | Danjczek Thomas Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,990 26,990 owned after | $16.23 exercise price | 2011-05-02 | |
| 2010-11-30 | BARGER DONALD G JR Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,990 26,990 owned after | $16.23 exercise price | 2011-05-02 | |
| 2010-06-11 | Heilman Theodore Jr. Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 460,000 owned after | $6.25 exercise price | 2010-06-15 | |
| 2010-01-13 | Lebowitz Stephen Officer (Chief Legal Officer) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,500 200,000 owned after | $12.00 exercise price | 2010-01-27 | |
| 2010-01-08 | Lebowitz Stephen Officer (Chief Legal Officer) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,500 171,500 owned after | $12.00 exercise price | 2010-01-27 |