GLOBE SPECIALTY METALS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-11-18: Reporting owner Lavin Franklin; Form 4; Security Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-09-04: Reporting owner Lebowitz Stephen; Form 4; Security Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-09-04: Reporting owner Lebowitz Stephen; Form 4; Security Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-07-08: Reporting owner Schriber Alan Richard; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-11-18 | Lavin Franklin Director | 4 | Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 2,990 owned after | $11.34 exercise price | 2014-11-20 | |
| 2014-09-04 | Lebowitz Stephen Officer (Chief Legal Officer) | 4 | Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,500 0 owned after | $12.00 exercise price | 2014-09-08 | |
| 2014-09-04 | Lebowitz Stephen Officer (Chief Legal Officer) | 4 | Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,500 0 owned after | $12.00 exercise price | 2014-09-08 | |
| 2014-07-08 | Schriber Alan Richard Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,226 1,226 owned after | $20.58 exercise price | 2014-08-01 | |
| 2014-07-08 | CROCKETT BRUCE L Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,226 1,226 owned after | $20.58 exercise price | 2014-07-29 | |
| 2014-07-08 | Lavin Franklin Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,226 1,226 owned after | $20.58 exercise price | 2014-07-23 | |
| 2014-07-08 | EIZENSTAT STUART E Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,226 1,226 owned after | $20.58 exercise price | 2014-07-23 | |
| 2014-07-08 | BARGER DONALD G JR Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,226 1,226 owned after | $20.58 exercise price | 2014-07-23 | |
| 2014-03-19 | EIZENSTAT STUART E Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $21.34 exercise price | 2014-03-20 | |
| 2014-03-06 | BARGER DONALD G JR Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $20.54 exercise price | 2014-03-17 | |
| 2014-03-06 | Danjczek Thomas Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $20.54 exercise price | 2014-03-07 | |
| 2014-02-28 | Bradley Jeff Officer (Chief Executive Officer) | 4/A | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +0 0 owned after | no price filed | 2014-08-26 | |
| 2014-02-28 | Bradley Jeff Officer (Chief Executive Officer) | 4/A | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +750,000 750,000 owned after | $19.87 exercise price | 2014-03-12 | |
| 2014-02-28 | Bradley Jeff Officer (Chief Executive Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +600,000 600,000 owned after | $19.87 exercise price | 2014-03-03 | |
| 2014-02-28 | Lebowitz Stephen Officer (Chief Legal Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $19.87 exercise price | 2014-03-03 | |
| 2014-02-27 | Kestenbaum Alan Director, Officer (Executive Chairman), 10% Owner | 4/A | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +0 0 owned after | no price filed | 2014-08-26 | |
| 2014-02-27 | Kestenbaum Alan Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500,000 1,500,000 owned after | $20.14 exercise price | 2014-03-03 | |
| 2014-02-25 | Danjczek Thomas Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $19.06 exercise price | 2014-02-27 | |
| 2014-02-24 | BARGER DONALD G JR Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $19.44 exercise price | 2014-02-25 | |
| 2014-02-19 | BARGER DONALD G JR Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $18.31 exercise price | 2014-02-20 |