GLOBE SPECIALTY METALS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 18 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-11-30: Reporting owner Appelbaum Malcolm; Form 4; Security Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-09-26: Reporting owner Lavin Franklin; Form 4; Security Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-09-26: Reporting owner EIZENSTAT STUART E; Form 4; Security Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-09-26: Reporting owner Danjczek Thomas; Form 4; Security Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-11-30 | Appelbaum Malcolm Officer (Chief Financial Officer) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +61,136 61,136 owned after | $14.72 exercise price | 2011-12-02 | |
| 2011-09-26 | Lavin Franklin Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +225 6,900 owned after | $18.81 exercise price | 2011-09-28 | |
| 2011-09-26 | EIZENSTAT STUART E Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +225 6,900 owned after | $18.81 exercise price | 2011-09-28 | |
| 2011-09-26 | Danjczek Thomas Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +225 6,900 owned after | $18.81 exercise price | 2011-09-28 | |
| 2011-09-26 | BARGER DONALD G JR Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +225 6,900 owned after | $18.81 exercise price | 2011-09-28 | |
| 2011-08-11 | BARGER DONALD G JR Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,675 6,675 owned after | $18.81 exercise price | 2011-08-15 | |
| 2011-08-11 | Danjczek Thomas Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,675 6,675 owned after | $18.81 exercise price | 2011-08-15 | |
| 2011-08-11 | Lavin Franklin Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,675 6,675 owned after | $18.81 exercise price | 2011-08-15 | |
| 2011-08-11 | EIZENSTAT STUART E Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,675 6,675 owned after | $18.81 exercise price | 2011-08-15 | |
| 2011-08-11 | Lebowitz Stephen Officer (Chief Legal Officer) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +68,750 68,750 owned after | $18.81 exercise price | 2011-08-15 | |
| 2011-08-11 | Kestenbaum Alan Director, Officer (Executive Chairman), 10% Owner | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $18.81 exercise price | 2011-08-15 | |
| 2011-08-11 | Bradley Jeff Officer (Chief Executive Officer) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +262,500 262,500 owned after | $18.81 exercise price | 2011-08-15 | |
| 2011-08-11 | Appelbaum Malcolm Officer (Chief Financial Officer) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +87,500 87,500 owned after | $18.81 exercise price | 2011-08-15 | |
| 2011-06-30 | Lavin Franklin Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,446 1,446 owned after | $22.42 exercise price | 2011-08-10 | |
| 2011-06-30 | BARGER DONALD G JR Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,446 1,446 owned after | $22.42 exercise price | 2011-08-10 | |
| 2011-06-30 | Danjczek Thomas Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,446 1,446 owned after | $22.42 exercise price | 2011-08-10 | |
| 2011-06-30 | EIZENSTAT STUART E Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,446 1,446 owned after | $22.42 exercise price | 2011-08-10 | |
| 2011-06-16 | Appelbaum Malcolm Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 250,000 owned after | $4.00 exercise price | 2011-06-20 |