FBR & CO. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-05-27: Reporting owner Aggarwal Reena; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-04-28: Reporting owner KRAEMER RICHARD A; Form 4; Security Options to purchase common stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-04-28: Reporting owner REIMERS ARTHUR J; Form 4; Security Options to purchase common stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-04-28: Reporting owner REIMERS ARTHUR J; Form 4; Security Options to purchase common stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-05-27 | Aggarwal Reena Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,504 0 owned after | $14.52 exercise price | 2014-05-29 | |
| 2014-04-28 | KRAEMER RICHARD A Director | 4 | Options to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +12,019 0 owned after | $16.40 exercise price | 2014-04-29 | |
| 2014-04-28 | REIMERS ARTHUR J Director | 4 | Options to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +25,753 0 owned after | $16.40 exercise price | 2014-04-29 | |
| 2014-04-28 | REIMERS ARTHUR J Director | 4 | Options to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +25,753 0 owned after | $16.40 exercise price | 2014-04-29 | |
| 2014-04-25 | REIMERS ARTHUR J Director | 4 | Options to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,093 25,753 owned after | $16.40 exercise price | 2014-04-29 | |
| 2014-04-25 | REIMERS ARTHUR J Director | 4 | Options to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,093 25,753 owned after | $16.40 exercise price | 2014-04-29 |