FBR & CO. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-06-03: Reporting owner Forest Holdings (ERISA) LLC | CRESTVIEW PARTNERS (PF), L.P. | CRESTVIEW OFFSHORE HOLDINGS (CAYMAN), L.P. | Forest Holdings LLC | CRESTVIEW HOLDINGS (TE), L.P. | CRESTVIEW PARTNERS, L.P. | Crestview Partners GP, L.P. | CRESTVIEW PARTNERS (ERISA), L.P.; Form 4; Security "Option (Right to Buy) (""Option"")"; Transaction Holding.
- 2011-06-03: Reporting owner CRESTVIEW PARTNERS (CAYMAN), L.P. | Crestview Partners (Cayman), Ltd. | CRESTVIEW PARTNERS (TE), L.P.; Form 4; Security "Option (Right to Buy) (""Option"")"; Transaction Holding.
- 2011-06-01: Reporting owner REIMERS ARTHUR J; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-06-01: Reporting owner Aggarwal Reena; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-06-03 holding as of filing | Forest Holdings (ERISA) LLC | CRESTVIEW PARTNERS (PF), L.P. | CRESTVIEW OFFSHORE HOLDINGS (CAYMAN), L.P. | Forest Holdings LLC | CRESTVIEW HOLDINGS (TE), L.P. | CRESTVIEW PARTNERS, L.P. | Crestview Partners GP, L.P. | CRESTVIEW PARTNERS (ERISA), L.P. Other | Other (See footnotes (1)(2)(3)) | Other (See footnotes (1)(2)(3)) | Other | Other (See footnotes (1)(2)(3)) | 10% Owner | 10% Owner | Other (See footnotes (1)(2)(3)) | 4 | "Option (Right to Buy) (""Option"")" Derivative · Indirect · Through limited partnerships | Holding | 2,768,067 owned after | $3.63 exercise price | 2011-06-03 | |
| 2011-06-03 holding as of filing | CRESTVIEW PARTNERS (CAYMAN), L.P. | Crestview Partners (Cayman), Ltd. | CRESTVIEW PARTNERS (TE), L.P. Other (See footnotes (1)(2)(3)) | Other (See footnotes (1)(2)(3)) | Other (See footnotes (1)(2)(3)) | 4 | "Option (Right to Buy) (""Option"")" Derivative · Indirect · Through limited partnerships | Holding | 2,768,067 owned after | $3.63 exercise price | 2011-06-03 | |
| 2011-06-01 | REIMERS ARTHUR J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +126,050 126,050 owned after | $3.63 exercise price | 2011-06-03 | |
| 2011-06-01 | Aggarwal Reena Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42,016 42,016 owned after | $3.63 exercise price | 2011-06-03 | |
| 2011-04-27 | Fishman Adam J Officer (Senior Managing Director) | 4 | Employee Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $3.60 exercise price | 2011-04-29 | |
| 2011-04-27 | Wright Bradley J. Officer (EVP and CFO) | 4 | Employee Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $3.60 exercise price | 2011-04-29 |