FBR & CO. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-06-11: Reporting owner SLOSSER KENNETH P; Form 3; Security Common Stock (option to buy); Transaction Holding.
- 2012-06-11: Reporting owner SLOSSER KENNETH P; Form 3; Security Common Stock (option to buy); Transaction Holding.
- 2012-06-11: Reporting owner SLOSSER KENNETH P; Form 3; Security Common Stock (option to buy); Transaction Holding.
- 2012-06-05: Reporting owner MURPHY THOMAS S JR; Form 4; Security "Option (Right to Buy) (""Option"")"; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-06-11 holding as of filing | SLOSSER KENNETH P Officer (EVP - Head of Investment Banki) | 3 | Common Stock (option to buy) Derivative · Direct | Holding | $15.00 exercise price | 2012-06-11 | ||
| 2012-06-11 holding as of filing | SLOSSER KENNETH P Officer (EVP - Head of Investment Banki) | 3 | Common Stock (option to buy) Derivative · Direct | Holding | $5.61 exercise price | 2012-06-11 | ||
| 2012-06-11 holding as of filing | SLOSSER KENNETH P Officer (EVP - Head of Investment Banki) | 3 | Common Stock (option to buy) Derivative · Direct | Holding | $6.80 exercise price | 2012-06-11 | ||
| 2012-06-05 | MURPHY THOMAS S JR Director | 4 | "Option (Right to Buy) (""Option"")" Derivative · Indirect · See footnotes. | J Other acquisition or disposition (describe transaction) | +244,898 0 owned after | $2.74 exercise price | 2012-06-07 | |
| 2012-06-05 | CRESTVIEW HOLDINGS (TE), L.P. | CRESTVIEW PARTNERS, L.P. | CRESTVIEW PARTNERS (PF), L.P. | Forest Holdings (ERISA) LLC | CRESTVIEW PARTNERS (ERISA), L.P. | CRESTVIEW OFFSHORE HOLDINGS (CAYMAN), L.P. | Forest Holdings LLC | Crestview Partners GP, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | "Option (Right to Buy) (""Option"")" Derivative · Indirect · Through limited partnerships | J Other acquisition or disposition (describe transaction) | +244,898 0 owned after | $2.74 exercise price | 2012-06-07 | |
| 2012-06-05 | Klein Adam J Director | 4 | "Option (Right to Buy) (""Option"")" Derivative · Indirect · See footnotes. | J Other acquisition or disposition (describe transaction) | +244,898 0 owned after | $2.74 exercise price | 2012-06-07 |