FBR & CO. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 31 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-10-29: Reporting owner CRESTVIEW PARTNERS (TE), L.P. | CRESTVIEW PARTNERS (CAYMAN), L.P. | Crestview Partners (Cayman), Ltd.; Form 4; Security "Option (Right to Buy) (""Option"")"; Transaction Holding.
- 2009-10-29: Reporting owner Forest Holdings LLC | Crestview Partners GP, L.P. | Forest Holdings (ERISA) LLC | CRESTVIEW HOLDINGS (TE), L.P. | CRESTVIEW OFFSHORE HOLDINGS (CAYMAN), L.P. | CRESTVIEW PARTNERS (ERISA), L.P. | CRESTVIEW PARTNERS, L.P. | CRESTVIEW PARTNERS (PF), L.P.; Form 4; Security "Option (Right to Buy) (""Option"")"; Transaction Holding.
- 2009-06-17: Reporting owner CRESTVIEW PARTNERS (ERISA), L.P. | CRESTVIEW PARTNERS, L.P. | CRESTVIEW PARTNERS (PF), L.P. | CRESTVIEW HOLDINGS (TE), L.P. | CRESTVIEW OFFSHORE HOLDINGS (CAYMAN), L.P. | Forest Holdings (ERISA) LLC | Crestview Partners GP, L.P. | Forest Holdings LLC; Form 4; Security "Option (Right to Buy) (""Option"")"; Transaction Holding.
- 2009-06-17: Reporting owner CRESTVIEW PARTNERS (CAYMAN), L.P. | CRESTVIEW PARTNERS (TE), L.P. | Crestview Partners (Cayman), Ltd.; Form 4; Security "Option (Right to Buy) (""Option"")"; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-10-29 holding as of filing | CRESTVIEW PARTNERS (TE), L.P. | CRESTVIEW PARTNERS (CAYMAN), L.P. | Crestview Partners (Cayman), Ltd. Other (See footnotes (1)(2)(3)) | Other (See footnotes (1)(2)(3)) | Other (See footnotes (1)(2)(3)) | 4 | "Option (Right to Buy) (""Option"")" Derivative · Indirect · Through limited partnerships | Holding | 2,600,000 owned after | $17.14 exercise price | 2009-10-29 | |
| 2009-10-29 holding as of filing | Forest Holdings LLC | Crestview Partners GP, L.P. | Forest Holdings (ERISA) LLC | CRESTVIEW HOLDINGS (TE), L.P. | CRESTVIEW OFFSHORE HOLDINGS (CAYMAN), L.P. | CRESTVIEW PARTNERS (ERISA), L.P. | CRESTVIEW PARTNERS, L.P. | CRESTVIEW PARTNERS (PF), L.P. Other | 10% Owner | Other | Other (See footnotes (1)(2)(3)) | Other (See footnotes (1)(2)(3)) | Other (See footnotes (1)(2)(3)) | 10% Owner | Other (See footnotes (1)(2)(3)) | 4 | "Option (Right to Buy) (""Option"")" Derivative · Indirect · Through limited partnerships | Holding | 2,600,000 owned after | $17.14 exercise price | 2009-10-29 | |
| 2009-06-17 holding as of filing | CRESTVIEW PARTNERS (ERISA), L.P. | CRESTVIEW PARTNERS, L.P. | CRESTVIEW PARTNERS (PF), L.P. | CRESTVIEW HOLDINGS (TE), L.P. | CRESTVIEW OFFSHORE HOLDINGS (CAYMAN), L.P. | Forest Holdings (ERISA) LLC | Crestview Partners GP, L.P. | Forest Holdings LLC Other (See footnotes (1)(2)(3)) | 10% Owner | Other (See footnotes (1)(2)(3)) | Other (See footnotes (1)(2)(3)) | Other (See footnotes (1)(2)(3)) | Other | 10% Owner | Other | 4 | "Option (Right to Buy) (""Option"")" Derivative · Indirect · Through limited partnerships | Holding | 2,600,000 owned after | $17.14 exercise price | 2009-06-17 | |
| 2009-06-17 holding as of filing | CRESTVIEW PARTNERS (CAYMAN), L.P. | CRESTVIEW PARTNERS (TE), L.P. | Crestview Partners (Cayman), Ltd. Other (See footnotes (1)(2)(3)) | Other (See footnotes (1)(2)(3)) | Other (See footnotes (1)(2)(3)) | 4 | "Option (Right to Buy) (""Option"")" Derivative · Indirect · Through limited partnerships | Holding | 2,600,000 owned after | $17.14 exercise price | 2009-06-17 | |
| 2009-06-04 | HYNES THOMAS J JR Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,920 20,920 owned after | $6.11 exercise price | 2009-06-08 | |
| 2009-06-04 | HYNES THOMAS J JR Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $6.11 exercise price | 2009-06-08 | |
| 2009-06-04 | KRAEMER RICHARD A Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52,301 52,301 owned after | $6.11 exercise price | 2009-06-08 | |
| 2009-06-04 | KRAEMER RICHARD A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $6.11 exercise price | 2009-06-08 | |
| 2009-06-04 | REIMERS ARTHUR J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +62,761 62,761 owned after | $6.11 exercise price | 2009-06-08 | |
| 2009-06-04 | REIMERS ARTHUR J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $6.11 exercise price | 2009-06-08 | |
| 2009-06-04 | BILLINGS ERIC F Director | 4 | Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +83,682 83,682 owned after | $6.11 exercise price | 2009-06-08 | |
| 2009-06-04 | MICHAEL RALPH S III Director | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,920 20,920 owned after | $6.11 exercise price | 2009-06-08 | |
| 2009-06-04 | MICHAEL RALPH S III Director | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $6.11 exercise price | 2009-06-08 | |
| 2009-03-27 holding as of filing | Crestview Partners GP, L.P. | CRESTVIEW PARTNERS (ERISA), L.P. | CRESTVIEW PARTNERS, L.P. | CRESTVIEW PARTNERS (PF), L.P. | Forest Holdings LLC | Forest Holdings (ERISA) LLC | CRESTVIEW HOLDINGS (TE), L.P. | CRESTVIEW OFFSHORE HOLDINGS (CAYMAN), L.P. 10% Owner | Other (See footnotes (1)(2)(3)) | 10% Owner | Other (See footnotes (1)(2)(3)) | Other | Other | Other (See footnotes (1)(2)(3)) | Other (See footnotes (1)(2)(3)) | 4 | "Option (Right to Buy) (""Option"")" Derivative · Indirect · Through limited partnerships | Holding | 2,600,000 owned after | $17.14 exercise price | 2009-03-27 | |
| 2009-03-27 holding as of filing | CRESTVIEW PARTNERS (TE), L.P. | CRESTVIEW PARTNERS (CAYMAN), L.P. | Crestview Partners (Cayman), Ltd. Other (See footnotes (1)(2)(3)) | Other (See footnotes (1)(2)(3)) | Other (See footnotes (1)(2)(3)) | 4 | "Option (Right to Buy) (""Option"")" Derivative · Indirect · Through limited partnerships | Holding | 2,600,000 owned after | $17.14 exercise price | 2009-03-27 | |
| 2009-03-24 holding as of filing | CRESTVIEW HOLDINGS (TE), L.P. | Forest Holdings (ERISA) LLC | Forest Holdings LLC | CRESTVIEW OFFSHORE HOLDINGS (CAYMAN), L.P. | Crestview Partners GP, L.P. | CRESTVIEW PARTNERS (PF), L.P. | CRESTVIEW PARTNERS (ERISA), L.P. | CRESTVIEW PARTNERS, L.P. Other (See footnotes (1)(2)(3)) | Other | Other | Other (See footnotes (1)(2)(3)) | 10% Owner | Other (See footnotes (1)(2)(3)) | Other (See footnotes (1)(2)(3)) | 10% Owner | 4 | "Option (Right to Buy) (""Option"")" Derivative · Indirect · Through limited partnerships | Holding | 2,600,000 owned after | $17.14 exercise price | 2009-03-24 | |
| 2009-03-24 holding as of filing | Crestview Partners (Cayman), Ltd. | CRESTVIEW PARTNERS (TE), L.P. | CRESTVIEW PARTNERS (CAYMAN), L.P. Other (See footnotes (1)(2)(3)) | Other (See footnotes (1)(2)(3)) | Other (See footnotes (1)(2)(3)) | 4 | "Option (Right to Buy) (""Option"")" Derivative · Indirect · Through limited partnerships | Holding | 2,600,000 owned after | $17.14 exercise price | 2009-03-24 | |
| 2009-03-19 holding as of filing | Crestview Partners (Cayman), Ltd. | CRESTVIEW PARTNERS (CAYMAN), L.P. | CRESTVIEW PARTNERS (TE), L.P. Other (See footnotes (1)(2)(3)) | Other (See footnotes (1)(2)(3)) | Other (See footnotes (1)(2)(3)) | 4 | "Option (Right to Buy) (""Option"")" Derivative · Indirect · Through limited partnerships | Holding | 2,600,000 owned after | $17.14 exercise price | 2009-03-19 | |
| 2009-03-19 holding as of filing | Forest Holdings (ERISA) LLC | CRESTVIEW HOLDINGS (TE), L.P. | Forest Holdings LLC | CRESTVIEW PARTNERS (PF), L.P. | Crestview Partners GP, L.P. | CRESTVIEW PARTNERS (ERISA), L.P. | CRESTVIEW OFFSHORE HOLDINGS (CAYMAN), L.P. | CRESTVIEW PARTNERS, L.P. Other | Other (See footnotes (1)(2)(3)) | Other | Other (See footnotes (1)(2)(3)) | 10% Owner | Other (See footnotes (1)(2)(3)) | Other (See footnotes (1)(2)(3)) | 10% Owner | 4 | "Option (Right to Buy) (""Option"")" Derivative · Indirect · Through limited partnerships | Holding | 2,600,000 owned after | $17.14 exercise price | 2009-03-19 | |
| 2009-03-17 holding as of filing | CRESTVIEW PARTNERS, L.P. | Forest Holdings LLC | CRESTVIEW PARTNERS (ERISA), L.P. | CRESTVIEW HOLDINGS (TE), L.P. | CRESTVIEW PARTNERS (PF), L.P. | Crestview Partners GP, L.P. | Forest Holdings (ERISA) LLC | CRESTVIEW OFFSHORE HOLDINGS (CAYMAN), L.P. 10% Owner | Other | Other (See footnotes (1)(2)(3)) | Other (See footnotes (1)(2)(3)) | Other (See footnotes (1)(2)(3)) | 10% Owner | Other | Other (See footnotes (1)(2)(3)) | 4 | "Option (Right to Buy) (""Option"")" Derivative · Indirect · Through limited partnerships | Holding | 2,600,000 owned after | $17.14 exercise price | 2009-03-17 | |
| 2009-03-17 holding as of filing | Crestview Partners (Cayman), Ltd. | CRESTVIEW PARTNERS (CAYMAN), L.P. | CRESTVIEW PARTNERS (TE), L.P. Other (See footnotes (1)(2)(3)) | Other (See footnotes (1)(2)(3)) | Other (See footnotes (1)(2)(3)) | 4 | "Option (Right to Buy) (""Option"")" Derivative · Indirect · Through limited partnerships | Holding | 2,600,000 owned after | $17.14 exercise price | 2009-03-17 | |
| 2009-03-10 holding as of filing | Crestview Partners GP, L.P. | CRESTVIEW HOLDINGS (TE), L.P. | CRESTVIEW PARTNERS (ERISA), L.P. | Forest Holdings (ERISA) LLC | CRESTVIEW OFFSHORE HOLDINGS (CAYMAN), L.P. | CRESTVIEW PARTNERS, L.P. | CRESTVIEW PARTNERS (PF), L.P. | Forest Holdings LLC 10% Owner | Other (See footnotes (1)(2)(3)) | Other (See footnotes (1)(2)(3)) | Other | Other (See footnotes (1)(2)(3)) | 10% Owner | Other (See footnotes (1)(2)(3)) | Other | 4 | "Option (Right to Buy) (""Option"")" Derivative · Indirect · Through limited partnerships | Holding | 2,600,000 owned after | $17.14 exercise price | 2009-03-10 | |
| 2009-03-10 holding as of filing | Crestview Partners (Cayman), Ltd. | CRESTVIEW PARTNERS (TE), L.P. | CRESTVIEW PARTNERS (CAYMAN), L.P. Other (See footnotes (1)(2)(3)) | Other (See footnotes (1)(2)(3)) | Other (See footnotes (1)(2)(3)) | 4 | "Option (Right to Buy) (""Option"")" Derivative · Indirect · Through limited partnerships | Holding | 2,600,000 owned after | $17.14 exercise price | 2009-03-10 | |
| 2009-03-06 holding as of filing | CRESTVIEW HOLDINGS (TE), L.P. | Forest Holdings (ERISA) LLC | Forest Holdings LLC | CRESTVIEW PARTNERS (ERISA), L.P. | CRESTVIEW OFFSHORE HOLDINGS (CAYMAN), L.P. | Crestview Partners GP, L.P. | CRESTVIEW PARTNERS (PF), L.P. | CRESTVIEW PARTNERS, L.P. Other (See footnotes (1)(2)(3)) | Other | Other | Other (See footnotes (1)(2)(3)) | Other (See footnotes (1)(2)(3)) | 10% Owner | Other (See footnotes (1)(2)(3)) | 10% Owner | 4 | "Option (Right to Buy) (""Option"")" Derivative · Indirect · Through limited partnerships | Holding | 2,600,000 owned after | $17.14 exercise price | 2009-03-06 | |
| 2009-03-06 holding as of filing | CRESTVIEW PARTNERS (CAYMAN), L.P. | CRESTVIEW PARTNERS (TE), L.P. | Crestview Partners (Cayman), Ltd. Other (See footnotes (1)(2)(3)) | Other (See footnotes (1)(2)(3)) | Other (See footnotes (1)(2)(3)) | 4 | "Option (Right to Buy) (""Option"")" Derivative · Indirect · Through limited partnerships | Holding | 2,600,000 owned after | $17.14 exercise price | 2009-03-06 | |
| 2009-03-04 holding as of filing | CRESTVIEW PARTNERS (CAYMAN), L.P. | CRESTVIEW PARTNERS (TE), L.P. | Crestview Partners (Cayman), Ltd. Other (See footnotes (1)(2)(3)) | Other (See footnotes (1)(2)(3)) | Other (See footnotes (1)(2)(3)) | 4 | "Option (Right to Buy) (""Option"")" Derivative · Indirect · Through limited partnerships | Holding | 2,600,000 owned after | $17.14 exercise price | 2009-03-04 | |
| 2009-03-04 holding as of filing | Crestview Partners GP, L.P. | CRESTVIEW PARTNERS (PF), L.P. | CRESTVIEW HOLDINGS (TE), L.P. | CRESTVIEW PARTNERS (ERISA), L.P. | Forest Holdings LLC | Forest Holdings (ERISA) LLC | CRESTVIEW OFFSHORE HOLDINGS (CAYMAN), L.P. | CRESTVIEW PARTNERS, L.P. 10% Owner | Other (See footnotes (1)(2)(3)) | Other (See footnotes (1)(2)(3)) | Other (See footnotes (1)(2)(3)) | Other | Other | Other (See footnotes (1)(2)(3)) | 10% Owner | 4 | "Option (Right to Buy) (""Option"")" Derivative · Indirect · Through limited partnerships | Holding | 2,600,000 owned after | $17.14 exercise price | 2009-03-04 | |
| 2009-02-26 holding as of filing | BILLINGS JONATHAN L Officer (Executive Vice President) | 3 | Common stock (Option to buy) Derivative · Direct | Holding | $15.00 exercise price | 2009-02-26 | ||
| 2009-02-26 holding as of filing | BILLINGS JONATHAN L Officer (Executive Vice President) | 3 | Common stock (Option to buy) Derivative · Direct | Holding | $5.61 exercise price | 2009-02-26 | ||
| 2009-02-25 | BILLINGS ERIC F Director, 10% Owner | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +69,444 69,444 owned after | $3.03 exercise price | 2009-02-26 | |
| 2009-02-24 | HENDRIX RICHARD J Director, Officer (President & CEO) | 4 | Employee Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $2.95 exercise price | 2009-02-26 |