FBR & CO. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-06-12: Reporting owner Crestview Partners (Cayman), Ltd. | CRESTVIEW PARTNERS (CAYMAN), L.P. | CRESTVIEW PARTNERS (TE), L.P. | Forest Holdings LLC | Forest Holdings (ERISA) LLC; Form 3/A; Security "Option (Right to Buy) (""Option"")"; Transaction Holding.
- 2007-06-12: Reporting owner CRESTVIEW PARTNERS (ERISA), L.P. | CRESTVIEW PARTNERS, L.P. | CRESTVIEW OFFSHORE HOLDINGS (CAYMAN), L.P. | CRESTVIEW HOLDINGS (TE), L.P. | Crestview Partners GP, L.P. | CRESTVIEW PARTNERS (PF), L.P.; Form 3/A; Security "Option (Right to Buy) (""Option"")"; Transaction Holding.
- 2007-06-07: Reporting owner Alper Andrew M; Form 3; Security Stock Option (right to buy); Transaction Holding.
- 2007-06-07: Reporting owner Alper Andrew M; Form 3; Security Stock Option (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-06-12 holding as of filing | Crestview Partners (Cayman), Ltd. | CRESTVIEW PARTNERS (CAYMAN), L.P. | CRESTVIEW PARTNERS (TE), L.P. | Forest Holdings LLC | Forest Holdings (ERISA) LLC Other (See footnotes 1 and 2) | Other (See footnotes 1 and 2) | Other (See footnotes 1 and 2) | 10% Owner | Other | 3/A | "Option (Right to Buy) (""Option"")" Derivative · Indirect · Through limited partnerships | Holding | $17.14 exercise price | 2007-06-12 | ||
| 2007-06-12 holding as of filing | CRESTVIEW PARTNERS (ERISA), L.P. | CRESTVIEW PARTNERS, L.P. | CRESTVIEW OFFSHORE HOLDINGS (CAYMAN), L.P. | CRESTVIEW HOLDINGS (TE), L.P. | Crestview Partners GP, L.P. | CRESTVIEW PARTNERS (PF), L.P. Other | 10% Owner | Other (See footnotes 1 and 2) | Other | 10% Owner | Other (See footnotes 1 and 2) | 3/A | "Option (Right to Buy) (""Option"")" Derivative · Indirect · Through limited partnerships | Holding | $17.14 exercise price | 2007-06-12 | ||
| 2007-06-07 holding as of filing | Alper Andrew M Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $15.00 exercise price | 2007-06-07 | ||
| 2007-06-07 holding as of filing | Alper Andrew M Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $15.00 exercise price | 2007-06-07 | ||
| 2007-06-07 holding as of filing | REIMERS ARTHUR J Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $15.00 exercise price | 2007-06-07 | ||
| 2007-06-07 holding as of filing | REIMERS ARTHUR J Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $15.00 exercise price | 2007-06-07 | ||
| 2007-06-07 holding as of filing | KRAEMER RICHARD A Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $15.00 exercise price | 2007-06-07 | ||
| 2007-06-07 holding as of filing | KRAEMER RICHARD A Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $15.00 exercise price | 2007-06-07 | ||
| 2007-06-07 holding as of filing | KIERNAN ROBERT J Officer (VP, Controller and CAO) | 3 | Stock Options (right to buy) Derivative · Direct | Holding | $15.00 exercise price | 2007-06-07 | ||
| 2007-06-07 holding as of filing | WALL JOHN T Director, 10% Owner | 3 | Stock Options (right to buy) Derivative · Direct | Holding | $15.25 exercise price | 2007-06-07 | ||
| 2007-06-07 holding as of filing | WALL JOHN T Director, 10% Owner | 3 | Stock Options (right to buy) Derivative · Direct | Holding | $15.25 exercise price | 2007-06-07 | ||
| 2007-06-07 holding as of filing | HYNES THOMAS J JR Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $15.00 exercise price | 2007-06-07 | ||
| 2007-06-07 holding as of filing | HYNES THOMAS J JR Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $15.00 exercise price | 2007-06-07 | ||
| 2007-06-07 holding as of filing | Crestview Partners GP, L.P. 10% Owner | 3 | "Option (Right to Buy) (""Option"")" Derivative · Indirect · Through limited partnerships | Holding | $17.14 exercise price | 2007-06-07 |