FBR & CO. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows, 5 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-06-01: Reporting owner Wright Bradley J.; Form 4; Security Performance Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-06-01: Reporting owner SLOSSER KENNETH P; Form 4; Security Performance Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-06-01: Reporting owner HENDRIX RICHARD J; Form 4; Security Performance Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-06-01: Reporting owner Fishman Adam J; Form 4; Security Performance Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-06-01 | Wright Bradley J. Officer (EVP and CFO) | 4 | Performance Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −32,236 0 owned after | no price filed | 2017-06-02 | |
| 2017-06-01 | SLOSSER KENNETH P Officer (EVP,Head of Investment Banking) | 4 | Performance Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −32,236 0 owned after | no price filed | 2017-06-02 | |
| 2017-06-01 | HENDRIX RICHARD J Director, Officer (President and CEO) | 4 | Performance Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −46,051 0 owned after | no price filed | 2017-06-02 | |
| 2017-06-01 | Fishman Adam J Officer (Executive Vice President) | 4 | Performance Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −32,236 0 owned after | no price filed | 2017-06-02 | |
| 2017-06-01 | Beske Gavin A Officer (SVP, GC and Corp. Sec'y) | 4 | Performance Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −18,421 0 owned after | no price filed | 2017-06-02 |