FBR & CO. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 69 rows, 69 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-06-03: Reporting owner Klein Adam J; Form 4; Security Filer does not beneficially own securities of the issuer.; Transaction Holding.
- 2011-06-03: Reporting owner Klein Adam J; Form 4; Security Filer does not beneficially own securities of the issuer.; Transaction Holding.
- 2011-06-03: Reporting owner Klein Adam J; Form 4; Security Filer does not beneficially own securities of the issuer.; Transaction Holding.
- 2011-06-03: Reporting owner Klein Adam J; Form 4; Security Filer does not beneficially own securities of the issuer.; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-06-03 holding as of filing | Klein Adam J Director | 4 | Filer does not beneficially own securities of the issuer. Non-derivative · Indirect · See footnote (1)(2). | Holding | 0 owned after | no price filed | 2011-06-03 | |
| 2011-06-03 holding as of filing | Klein Adam J Director | 4 | Filer does not beneficially own securities of the issuer. Derivative · Indirect · See footnotes. | Holding | 0 owned after | $5.30 exercise price | 2011-06-03 | |
| 2011-06-03 holding as of filing | Klein Adam J Director | 4 | Filer does not beneficially own securities of the issuer. Derivative · Indirect · See footnotes. | Holding | 0 owned after | $4.10 exercise price | 2011-06-03 | |
| 2011-06-03 holding as of filing | Klein Adam J Director | 4 | Filer does not beneficially own securities of the issuer. Derivative · Indirect · See footnotes. | Holding | 0 owned after | $3.63 exercise price | 2011-06-03 | |
| 2011-06-03 holding as of filing | MURPHY THOMAS S JR Director | 4 | Filer does not beneficially own securities of the issuer. Non-derivative · Indirect · See footnotes. | Holding | 0 owned after | no price filed | 2011-06-03 | |
| 2011-06-03 holding as of filing | MURPHY THOMAS S JR Director | 4 | Filer does not beneficially own securities of the issuer. Derivative · Indirect · See footnotes. | Holding | 0 owned after | $5.30 exercise price | 2011-06-03 | |
| 2011-06-03 holding as of filing | MURPHY THOMAS S JR Director | 4 | Filer does not beneficially own securities of the issuer. Derivative · Indirect · See footnotes. | Holding | 0 owned after | $4.10 exercise price | 2011-06-03 | |
| 2011-06-03 holding as of filing | MURPHY THOMAS S JR Director | 4 | Filer does not beneficially own securities of the issuer. Derivative · Indirect · See footnotes. | Holding | 0 owned after | $3.63 exercise price | 2011-06-03 | |
| 2011-04-27 holding as of filing | Aggarwal Reena Director | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2011-04-27 | |
| 2010-06-03 holding as of filing | MURPHY THOMAS S JR Director | 4 | Filer does not beneficially own securities of the issuer. Non-derivative · Indirect · See footnote (1). | Holding | 0 owned after | no price filed | 2010-06-03 | |
| 2010-06-03 holding as of filing | MURPHY THOMAS S JR Director | 4 | Filer does not beneficially own securities of the issuer. Derivative · Indirect · See footnote (1). | Holding | 0 owned after | $5.30 exercise price | 2010-06-03 | |
| 2010-06-03 holding as of filing | MURPHY THOMAS S JR Director | 4 | Filer does not beneficially own securities of the issuer. Derivative · Indirect · See footnote (1). | Holding | 0 owned after | $4.10 exercise price | 2010-06-03 | |
| 2010-06-03 holding as of filing | Klein Adam J Director | 4 | Filer does not beneficially own securities of the issuer. Non-derivative · Indirect · See footnote (1). | Holding | 0 owned after | no price filed | 2010-06-03 | |
| 2010-06-03 holding as of filing | Klein Adam J Director | 4 | Filer does not beneficially own securities of the issuer. Derivative · Indirect · See footnote (1). | Holding | 0 owned after | $5.30 exercise price | 2010-06-03 | |
| 2010-06-03 holding as of filing | Klein Adam J Director | 4 | Filer does not beneficially own securities of the issuer. Derivative · Indirect · See footnote (1). | Holding | 0 owned after | $4.10 exercise price | 2010-06-03 | |
| 2010-05-27 holding as of filing | Klein Adam J Director | 3/A | Filer does not beneficially own securities of the issuer. Non-derivative · Indirect · See footnote (1), (2) | Holding | 0 owned after | no price filed | 2010-05-27 | |
| 2010-05-27 holding as of filing | Klein Adam J Director | 3/A | Filer does not beneficially own securities of the issuer. Derivative · Indirect · See footnote (1), (2) | Holding | $5.30 exercise price | 2010-05-27 | ||
| 2010-05-20 holding as of filing | Klein Adam J Director | 3/A | Filer does not beneficially own securities of the issuer. Non-derivative · Indirect · See footnote (1).(2) | Holding | 0 owned after | no price filed | 2010-05-20 | |
| 2010-05-20 holding as of filing | Klein Adam J Director | 3/A | Filer does not beneficially own securities of the issuer. Derivative · Indirect · See Footnote(1).(2) | Holding | $5.30 exercise price | 2010-05-20 | ||
| 2010-03-08 | KIERNAN ROBERT J Officer (Senior VP, Controller and CAO) | 4 | Right to buy common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $5.63 exercise price | 2010-03-10 | |
| 2010-02-17 holding as of filing | Klein Adam J Director | 3 | Filer does not beneficially own securities of the issuer. Non-derivative · Indirect · See footnote. | Holding | 0 owned after | no price filed | 2010-02-17 | |
| 2010-02-17 holding as of filing | Klein Adam J Director | 3 | Filer does not beneficially own securities of the issuer. Derivative · Indirect · See footnote. | Holding | $5.30 exercise price | 2010-02-17 | ||
| 2009-10-29 holding as of filing | DEMARTINI RICHARD M Director | 4 | Filer does not beneficially own securities of issuer. Non-derivative · Indirect · See footnote | Holding | 0 owned after | no price filed | 2009-10-29 | |
| 2009-10-29 holding as of filing | DEMARTINI RICHARD M Director | 4 | Filer does not beneficially own securities of issuer. Derivative · Indirect · See footnote | Holding | 0 owned after | $5.30 exercise price | 2009-10-29 | |
| 2009-10-29 holding as of filing | MURPHY THOMAS S JR Director | 4 | Filer does not beneficially own securities of issuer. Non-derivative · Indirect · See footnote | Holding | 0 owned after | no price filed | 2009-10-29 | |
| 2009-10-29 holding as of filing | MURPHY THOMAS S JR Director | 4 | Filer does not beneficially own securities of issuer. Derivative · Indirect · See footnote | Holding | 0 owned after | $5.30 exercise price | 2009-10-29 | |
| 2009-06-17 holding as of filing | MURPHY THOMAS S JR Director | 4 | Filer does not beneficially own securities of issuer. Non-derivative · Indirect · See footnote | Holding | 0 owned after | no price filed | 2009-06-17 | |
| 2009-06-17 holding as of filing | MURPHY THOMAS S JR Director | 4 | Filer does not beneficially own securities of issuer. Derivative · Indirect · See footnote | Holding | 0 owned after | $5.30 exercise price | 2009-06-17 | |
| 2009-06-17 holding as of filing | DEMARTINI RICHARD M Director | 4 | Filer does not beneficially own securities of issuer. Non-derivative · Indirect · See footnote | Holding | 0 owned after | no price filed | 2009-06-17 | |
| 2009-06-17 holding as of filing | DEMARTINI RICHARD M Director | 4 | Filer does not beneficially own securities of issuer. Derivative · Indirect · See footnote | Holding | 0 owned after | $5.30 exercise price | 2009-06-17 | |
| 2009-03-27 holding as of filing | DEMARTINI RICHARD M Director | 4 | Filer does not beneficially own securities of issuer. Non-derivative · Indirect · See footnote | Holding | 0 owned after | no price filed | 2009-03-27 | |
| 2009-03-27 holding as of filing | DEMARTINI RICHARD M Director | 4 | Filer does not beneficially own securities of issuer. Derivative · Indirect · See footnote | Holding | 0 owned after | $5.30 exercise price | 2009-03-27 | |
| 2009-03-27 holding as of filing | MURPHY THOMAS S JR Director | 4 | Filer does not beneficially own securities of issuer. Non-derivative · Indirect · See footnote | Holding | 0 owned after | no price filed | 2009-03-27 | |
| 2009-03-27 holding as of filing | MURPHY THOMAS S JR Director | 4 | Filer does not beneficially own securities of issuer. Derivative · Indirect · See footnote | Holding | 0 owned after | $5.30 exercise price | 2009-03-27 | |
| 2009-03-24 holding as of filing | MURPHY THOMAS S JR Director | 4 | Filer does not beneficially own securities of issuer. Non-derivative · Indirect · See footnote | Holding | 0 owned after | no price filed | 2009-03-24 | |
| 2009-03-24 holding as of filing | MURPHY THOMAS S JR Director | 4 | Filer does not beneficially own securities of issuer. Derivative · Indirect · See footnote | Holding | 0 owned after | $5.30 exercise price | 2009-03-24 | |
| 2009-03-24 holding as of filing | DEMARTINI RICHARD M Director | 4 | Filer does not beneficially own securities of issuer. Non-derivative · Indirect · See footnote | Holding | 0 owned after | no price filed | 2009-03-24 | |
| 2009-03-24 holding as of filing | DEMARTINI RICHARD M Director | 4 | Filer does not beneficially own securities of issuer. Derivative · Indirect · See footnote | Holding | 0 owned after | $5.30 exercise price | 2009-03-24 | |
| 2009-03-19 holding as of filing | MURPHY THOMAS S JR Director | 4 | Filer does not beneficially own securities of issuer. Non-derivative · Indirect · See footnote | Holding | 0 owned after | no price filed | 2009-03-19 | |
| 2009-03-19 holding as of filing | MURPHY THOMAS S JR Director | 4 | Filer does not beneficially own securities of issuer. Derivative · Indirect · See footnote | Holding | 0 owned after | $5.30 exercise price | 2009-03-19 | |
| 2009-03-19 holding as of filing | DEMARTINI RICHARD M Director | 4 | Filer does not beneficially own securities of issuer. Non-derivative · Indirect · See footnote | Holding | 0 owned after | no price filed | 2009-03-19 | |
| 2009-03-19 holding as of filing | DEMARTINI RICHARD M Director | 4 | Filer does not beneficially own securities of issuer. Derivative · Indirect · See footnote | Holding | 0 owned after | $5.30 exercise price | 2009-03-19 | |
| 2009-03-17 holding as of filing | DEMARTINI RICHARD M Director | 4 | Filer does not beneficially own securities of issuer. Non-derivative · Indirect · See footnote | Holding | 0 owned after | no price filed | 2009-03-17 | |
| 2009-03-17 holding as of filing | DEMARTINI RICHARD M Director | 4 | Filer does not beneficially own securities of issuer. Derivative · Indirect · See footnote | Holding | 0 owned after | $5.30 exercise price | 2009-03-17 | |
| 2009-03-17 holding as of filing | MURPHY THOMAS S JR Director | 4 | Filer does not beneficially own securities of issuer. Non-derivative · Indirect · See footnote | Holding | 0 owned after | no price filed | 2009-03-17 | |
| 2009-03-17 holding as of filing | MURPHY THOMAS S JR Director | 4 | Filer does not beneficially own securities of issuer. Derivative · Indirect · See footnote | Holding | 0 owned after | $5.30 exercise price | 2009-03-17 | |
| 2009-03-10 holding as of filing | DEMARTINI RICHARD M Director | 4 | Filer does not beneficially own securities of issuer. Non-derivative · Indirect · See footnote | Holding | 0 owned after | no price filed | 2009-03-10 | |
| 2009-03-10 holding as of filing | DEMARTINI RICHARD M Director | 4 | Filer does not beneficially own securities of issuer. Derivative · Indirect · See footnote | Holding | 0 owned after | $5.30 exercise price | 2009-03-10 | |
| 2009-03-10 holding as of filing | MURPHY THOMAS S JR Director | 4 | Filer does not beneficially own securities of issuer. Non-derivative · Indirect · See footnote | Holding | 0 owned after | no price filed | 2009-03-10 | |
| 2009-03-10 holding as of filing | MURPHY THOMAS S JR Director | 4 | Filer does not beneficially own securities of issuer. Derivative · Indirect · See footnote | Holding | 0 owned after | $5.30 exercise price | 2009-03-10 | |
| 2009-03-06 holding as of filing | DEMARTINI RICHARD M Director | 4 | Filer does not beneficially own securities of issuer. Non-derivative · Indirect · See footnote | Holding | 0 owned after | no price filed | 2009-03-06 | |
| 2009-03-06 holding as of filing | DEMARTINI RICHARD M Director | 4 | Filer does not beneficially own securities of issuer. Derivative · Indirect · See footnote | Holding | 0 owned after | $5.30 exercise price | 2009-03-06 | |
| 2009-03-06 holding as of filing | MURPHY THOMAS S JR Director | 4 | Filer does not beneficially own securities of issuer. Non-derivative · Indirect · See footnote | Holding | 0 owned after | no price filed | 2009-03-06 | |
| 2009-03-06 holding as of filing | MURPHY THOMAS S JR Director | 4 | Filer does not beneficially own securities of issuer. Derivative · Indirect · See footnote | Holding | 0 owned after | $5.30 exercise price | 2009-03-06 | |
| 2009-03-04 holding as of filing | MURPHY THOMAS S JR Director | 4 | Filer does not beneficially own securities of issuer. Non-derivative · Indirect · See footnote | Holding | 0 owned after | no price filed | 2009-03-04 | |
| 2009-03-04 holding as of filing | MURPHY THOMAS S JR Director | 4 | Filer does not beneficially own securities of issuer. Derivative · Indirect · See footnote | Holding | 0 owned after | $5.30 exercise price | 2009-03-04 | |
| 2009-03-04 holding as of filing | DEMARTINI RICHARD M Director | 4 | Filer does not beneficially own securities of issuer Non-derivative · Indirect · See footnote | Holding | 0 owned after | no price filed | 2009-03-04 | |
| 2009-03-04 holding as of filing | DEMARTINI RICHARD M Director | 4 | Filer does not beneficially own securities of issuer. Derivative · Indirect · See footnote | Holding | 0 owned after | $5.30 exercise price | 2009-03-04 | |
| 2008-09-23 holding as of filing | DEMARTINI RICHARD M Director | 4 | Filer does not beneficially own securities of issuer. Non-derivative · Indirect · See footnote | Holding | 0 owned after | no price filed | 2008-09-23 | |
| 2008-09-23 holding as of filing | DEMARTINI RICHARD M Director | 4 | Filer does not beneficially own securities of issuer Derivative · Indirect · See footnote | Holding | 0 owned after | $5.30 exercise price | 2008-09-23 | |
| 2008-09-23 holding as of filing | MURPHY THOMAS S JR Director | 4 | Filer does not beneficially own securities of issuer. Non-derivative · Indirect · See footnote | Holding | 0 owned after | no price filed | 2008-09-23 | |
| 2008-09-23 holding as of filing | MURPHY THOMAS S JR Director | 4 | Filer does not beneficially own securities of issuer. Derivative · Indirect · See footnote | Holding | 0 owned after | $5.30 exercise price | 2008-09-23 | |
| 2007-06-07 holding as of filing | BILLINGS ERIC F Director, Officer (Chairman & CEO), 10% Owner | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2007-06-07 | |
| 2007-06-07 holding as of filing | HENDRIX RICHARD J Director, Officer (President & COO), 10% Owner | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2007-06-07 | |
| 2007-06-07 holding as of filing | GINIVAN WILLIAM J Officer (Exe. V. P. & General Counsel), 10% Owner | 3 | No securities are beneficially owned. Non-derivative · Direct | Holding | 0 owned after | no price filed | 2007-06-07 | |
| 2007-06-07 holding as of filing | HARRINGTON KURT R Officer (Exe. V.P, CFO & Treasurer), 10% Owner | 3 | No securities are beneficially owned. Non-derivative · Direct | Holding | 0 owned after | no price filed | 2007-06-07 | |
| 2007-06-07 holding as of filing | TONKEL J ROCK JR Officer (Member Office of Chief Exec), 10% Owner | 3 | No Securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2007-06-07 | |
| 2007-06-07 holding as of filing | MURPHY THOMAS S JR Director | 3 | Filer does not beneficially own securities of issuer. Non-derivative · Indirect · See footnote | Holding | 0 owned after | no price filed | 2007-06-07 | |
| 2007-06-07 holding as of filing | DEMARTINI RICHARD M Director | 3 | Filer does not beneficially own securities of issuer. Non-derivative · Indirect · See footnote | Holding | 0 owned after | no price filed | 2007-06-07 |