FBR & CO. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 18 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-12-03: Reporting owner KRAEMER RICHARD A; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-12-03: Reporting owner REIMERS ARTHUR J; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-08-20: Reporting owner Neuhauser James C; Form 4; Security Employee Stock Options (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-08-20: Reporting owner Wright Bradley J.; Form 4; Security Employee Stock options (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-12-03 | KRAEMER RICHARD A Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,661 20,661 owned after | $3.41 exercise price | 2008-12-05 | |
| 2008-12-03 | REIMERS ARTHUR J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,661 20,661 owned after | $3.41 exercise price | 2008-12-05 | |
| 2008-08-20 | Neuhauser James C Officer (Head of Investment Banking) | 4 | Employee Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +160,000 160,000 owned after | $5.61 exercise price | 2008-08-21 | |
| 2008-08-20 | Wright Bradley J. Officer (Chief Financial Officer (FBCM)) | 4 | Employee Stock options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,667 34,667 owned after | $5.61 exercise price | 2008-08-21 | |
| 2008-08-20 | GINIVAN WILLIAM J Officer (Ex VP & Chief Legal Officer), 10% Owner | 4 | Employee Stock options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +66,667 66,667 owned after | $5.61 exercise price | 2008-08-21 | |
| 2008-08-20 | HENDRIX RICHARD J Director, Officer (President & COO) | 4 | Employee Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +320,000 320,000 owned after | $5.61 exercise price | 2008-08-21 | |
| 2008-08-20 | BILLINGS ERIC F Director, Officer (Chairman and CEO), 10% Owner | 4 | Employee Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +533,333 533,333 owned after | $5.61 exercise price | 2008-08-21 | |
| 2008-08-05 | REIMERS ARTHUR J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,468 32,648 owned after | $6.25 exercise price | 2008-08-07 | |
| 2008-08-05 | HYNES THOMAS J JR Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,234 16,234 owned after | $6.25 exercise price | 2008-08-07 | |
| 2008-08-05 | Alper Andrew M Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,468 32,468 owned after | $6.25 exercise price | 2008-08-07 | |
| 2008-08-05 | KRAEMER RICHARD A Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,468 32,468 owned after | $6.25 exercise price | 2008-08-07 | |
| 2008-08-05 | WALL JOHN T Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,234 16,234 owned after | $6.25 exercise price | 2008-08-07 | |
| 2008-06-09 holding as of filing | Neuhauser James C Officer (Head of Investment Banking) | 3 | Common Stock (Option to buy) Derivative · Direct | Holding | $15.00 exercise price | 2008-06-09 | ||
| 2008-03-12 | HYNES THOMAS J JR Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,649 5,649 owned after | $6.56 exercise price | 2008-03-14 | |
| 2008-03-12 | Alper Andrew M Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,299 11,299 owned after | $6.56 exercise price | 2008-03-14 | |
| 2008-03-12 | WALL JOHN T Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,412 1,412 owned after | $6.56 exercise price | 2008-03-14 | |
| 2008-03-12 | KRAEMER RICHARD A Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,649 5,649 owned after | $6.56 exercise price | 2008-03-14 | |
| 2008-03-12 | REIMERS ARTHUR J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,299 11,299 owned after | $6.56 exercise price | 2008-03-14 |