FARO TECHNOLOGIES, INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-04-03: Reporting owner Bubar Stephen R.; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-03-31: Reporting owner D'Anjou Janet; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-03-03: Reporting owner RAAB SIMON; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-03-03: Reporting owner Tyrrell Katrona; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-04-03 | Bubar Stephen R. Officer (VP and Corporate Controller) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,667 4,667 owned after | $33.90 exercise price | 2017-04-05 | |
| 2017-03-31 | D'Anjou Janet Officer (VP, Finance and Corporate Dev.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,012 3,012 owned after | $35.75 exercise price | 2017-04-04 | |
| 2017-03-03 | RAAB SIMON Director, Officer (President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +108,251 108,251 owned after | $34.55 exercise price | 2018-03-22 | |
| 2017-03-03 | Tyrrell Katrona Officer (Chief People Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,742 9,742 owned after | $34.55 exercise price | 2017-03-07 | |
| 2017-03-03 | RAAB SIMON Director, Officer (President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +108,251 108,251 owned after | $34.55 exercise price | 2017-03-07 | |
| 2017-03-03 | Seidel Robert E Jr Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,165 11,165 owned after | $34.55 exercise price | 2017-03-07 | |
| 2017-03-03 | Hall Kathleen Officer (Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,706 23,706 owned after | $34.55 exercise price | 2017-03-07 | |
| 2017-03-03 | Hall Kathleen Officer (Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,671 2,940 owned after | $59.97 exercise price | 2017-03-07 | |
| 2017-03-03 | Gale Jody Storm Officer (SVP/General Counsel/Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,502 15,502 owned after | $34.55 exercise price | 2017-03-07 | |
| 2017-03-03 | Gale Jody Storm Officer (SVP/General Counsel/Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,423 2,489 owned after | $59.97 exercise price | 2017-03-07 | |
| 2017-03-03 | D'Anjou Janet Officer (VP and Corporate Controller) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +556 910 owned after | $59.97 exercise price | 2017-03-07 | |
| 2017-03-03 | Arezone Joseph Officer (Chief Commercial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,109 23,109 owned after | $34.55 exercise price | 2017-03-07 | |
| 2017-03-03 | Arezone Joseph Officer (Chief Commercial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,204 3,526 owned after | $60.76 exercise price | 2017-03-07 |