FARO TECHNOLOGIES, INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 26 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-09-28: Reporting owner RAAB SIMON; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-09-26: Reporting owner RAAB SIMON; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-09-25: Reporting owner RAAB SIMON; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-09-24: Reporting owner RAAB SIMON; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-09-28 | RAAB SIMON Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −700 37,908 owned after | $29.98 exercise price | 2018-10-02 | |
| 2018-09-26 | RAAB SIMON Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −200 38,608 owned after | $29.98 exercise price | 2018-09-27 | |
| 2018-09-25 | RAAB SIMON Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −980 38,808 owned after | $29.98 exercise price | 2018-09-27 | |
| 2018-09-24 | RAAB SIMON Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 39,788 owned after | $29.98 exercise price | 2018-09-25 | |
| 2018-09-21 | RAAB SIMON Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,711 39,888 owned after | $29.98 exercise price | 2018-09-25 | |
| 2018-08-31 | Hall Kathleen Officer (Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,090 8,546 owned after | $33.05 exercise price | 2018-09-04 | |
| 2018-08-31 | Hall Kathleen Officer (Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −974 22,732 owned after | $34.55 exercise price | 2018-09-04 | |
| 2018-08-15 | Hall Kathleen Officer (Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −383 0 owned after | $38.57 exercise price | 2018-08-15 | |
| 2018-08-14 | Hall Kathleen Officer (Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,948 383 owned after | $38.57 exercise price | 2018-08-15 | |
| 2018-08-13 | Hall Kathleen Officer (Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,921 20,331 owned after | $38.57 exercise price | 2018-08-15 | |
| 2018-08-01 | Gale Jody Storm Officer (SVP/General Counsel/Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,097 0 owned after | $49.60 exercise price | 2018-08-02 | |
| 2018-08-01 | Gale Jody Storm Officer (SVP/General Counsel/Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,554 2 owned after | $59.97 exercise price | 2018-08-02 | |
| 2018-08-01 | Gale Jody Storm Officer (SVP/General Counsel/Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,167 10,335 owned after | $34.55 exercise price | 2018-08-02 | |
| 2018-07-31 | Gale Jody Storm Officer (SVP/General Counsel/Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,500 5,097 owned after | $49.60 exercise price | 2018-08-02 | |
| 2018-07-31 | Tyrrell Katrona Officer (Chief People Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,247 6,495 owned after | $34.55 exercise price | 2018-08-02 | |
| 2018-03-20 | Seidel Robert E Jr Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,563 8,563 owned after | $61.30 exercise price | 2018-03-22 | |
| 2018-03-20 | Tyrrell Katrona Officer (Chief People Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,260 7,260 owned after | $61.30 exercise price | 2018-03-22 | |
| 2018-03-20 | RAAB SIMON Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +78,403 78,403 owned after | $61.30 exercise price | 2018-03-22 | |
| 2018-03-20 | Hall Kathleen Officer (Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,917 15,917 owned after | $61.30 exercise price | 2018-03-22 | |
| 2018-03-20 | Hall Kathleen Officer (Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,670 4,610 owned after | $59.97 exercise price | 2018-03-22 | |
| 2018-03-20 | Gale Jody Storm Officer (SVP/General Counsel/Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,412 9,412 owned after | $61.30 exercise price | 2018-03-22 | |
| 2018-03-20 | Gale Jody Storm Officer (SVP/General Counsel/Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,067 3,556 owned after | $59.97 exercise price | 2018-03-22 | |
| 2018-03-16 | RAAB SIMON Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,269 42,599 owned after | $29.98 exercise price | 2018-03-19 | |
| 2018-03-15 | RAAB SIMON Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,132 45,868 owned after | $29.98 exercise price | 2018-03-19 | |
| 2018-03-09 | Gale Jody Storm Officer (SVP/General Counsel/Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,716 5,333 owned after | $33.05 exercise price | 2018-03-12 | |
| 2018-03-08 | Gale Jody Storm Officer (SVP/General Counsel/Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −950 15,049 owned after | $33.05 exercise price | 2018-03-12 |