FARO TECHNOLOGIES, INC Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 74 rows, 74 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-04-01: Reporting owner West James; Form 4; Security Common Stock; Transaction Holding.
- 2009-03-12: Reporting owner Bair Keith S; Form 4; Security Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-03-12: Reporting owner Bair Keith S; Form 4; Security Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-03-12: Reporting owner Townsley John; Form 4; Security Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-04-01 holding as of filing | West James Officer (Chief Technical Officer) | 4 | Common Stock Derivative · Direct | Holding | 2,113 owned after | no price filed | 2009-04-01 | |
| 2009-03-12 | Bair Keith S Officer (Chief Financial Officer) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −222 678 owned after | no price filed | 2009-04-01 | |
| 2009-03-12 | Bair Keith S Officer (Chief Financial Officer) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,288 2,288 owned after | no price filed | 2009-04-01 | |
| 2009-03-12 | Townsley John Officer (Senior VP Human Resources) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,283 3,717 owned after | no price filed | 2009-04-01 | |
| 2009-03-12 | Townsley John Officer (Senior VP Human Resources) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,879 2,879 owned after | no price filed | 2009-04-01 | |
| 2009-03-12 | West James Officer (Chief Technical Officer) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −300 900 owned after | no price filed | 2009-04-01 | |
| 2009-03-12 | West James Officer (Chief Technical Officer) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,696 2,696 owned after | no price filed | 2009-04-01 | |
| 2009-03-05 | Bair Keith S Officer (Chief Financial Officer) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,466 4,201 owned after | no price filed | 2009-04-01 | |
| 2008-11-10 holding as of filing | SCHIPPER NORMAN H Director | 4 | Common Stock Derivative · Direct | Holding | 2,200 owned after | no price filed | 2008-11-10 | |
| 2008-10-01 | West James Officer (Chief Technical Officer) | 4/A | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,902 0 owned after | no price filed | 2009-04-01 | |
| 2008-10-01 | West James Officer (Chief Technical Officer) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,902 0 owned after | no price filed | 2008-10-14 | |
| 2008-09-10 holding as of filing | SCHIPPER NORMAN H Director | 4 | Common Stock Derivative · Direct | Holding | 2,200 owned after | no price filed | 2008-09-10 | |
| 2008-09-10 holding as of filing | JULIEN ANDRE Director | 4 | Common Stock Derivative · Direct | Holding | 2,200 owned after | no price filed | 2008-09-10 | |
| 2008-09-10 holding as of filing | JULIEN ANDRE Director | 4 | Common Stock Derivative · Direct | Holding | 734 owned after | no price filed | 2008-09-10 | |
| 2008-09-08 | JULIEN ANDRE Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −733 734 owned after | $0.00 | 2008-09-10 | |
| 2008-08-13 holding as of filing | SCHIPPER NORMAN H Director | 4 | Common Stock Derivative · Direct | Holding | 2,200 owned after | no price filed | 2008-08-13 | |
| 2008-06-06 holding as of filing | SCHIPPER NORMAN H Director | 4 | Common Stock Derivative · Direct | Holding | 2,200 owned after | no price filed | 2008-06-06 | |
| 2008-06-05 | RAAB SIMON Director | 4 | Contract Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | −20,000 0 owned after | no price filed | 2008-06-06 | |
| 2008-06-04 | RAAB SIMON Director | 4 | Contract Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | −20,000 20,000 owned after | no price filed | 2008-06-04 | |
| 2008-06-03 | RAAB SIMON Director | 4 | Contract Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | −20,000 40,000 owned after | no price filed | 2008-06-04 | |
| 2008-06-02 | RAAB SIMON Director | 4 | Contract Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | −20,000 60,000 owned after | no price filed | 2008-06-04 | |
| 2008-05-30 | RAAB SIMON Director | 4 | Contract Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | −20,000 0 owned after | no price filed | 2008-05-30 | |
| 2008-05-30 holding as of filing | RAAB SIMON Director | 4 | Contract Derivative · Indirect · See footnote | Holding | 80,000 owned after | no price filed | 2008-05-30 | |
| 2008-05-29 | RAAB SIMON Director | 4 | Contract Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | −20,000 20,000 owned after | no price filed | 2008-05-30 | |
| 2008-05-28 | RAAB SIMON Director | 4 | Contract Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | −20,000 40,000 owned after | no price filed | 2008-05-30 | |
| 2008-05-27 | RAAB SIMON Director | 4 | Contract Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | −20,000 60,000 owned after | no price filed | 2008-05-27 | |
| 2008-05-27 holding as of filing | RAAB SIMON Director | 4 | Contract Derivative · Indirect · See footnote | Holding | 80,000 owned after | no price filed | 2008-05-27 | |
| 2008-05-23 | RAAB SIMON Director | 4 | Contract Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | −20,000 80,000 owned after | no price filed | 2008-05-27 | |
| 2008-05-22 | RAAB SIMON Director | 4 | Contract Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | −20,000 100,000 owned after | no price filed | 2008-05-27 | |
| 2008-05-19 holding as of filing | SCHIPPER NORMAN H Director | 4 | Common Stock Derivative · Direct | Holding | 2,200 owned after | no price filed | 2008-05-19 | |
| 2008-05-19 holding as of filing | JULIEN ANDRE Director | 4 | Common Stock Derivative · Direct | Holding | 1,467 owned after | no price filed | 2008-05-19 | |
| 2008-05-19 holding as of filing | JULIEN ANDRE Director | 4 | Common Stock Derivative · Direct | Holding | 2,200 owned after | no price filed | 2008-05-19 | |
| 2008-05-18 | JULIEN ANDRE Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +666 0 owned after | $0.00 | 2008-05-19 | |
| 2008-05-16 | JULIEN ANDRE Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +506 734 owned after | $0.00 | 2008-05-19 | |
| 2008-05-16 holding as of filing | JULIEN ANDRE Director | 4 | Common Stock Derivative · Direct | Holding | 666 owned after | no price filed | 2008-05-16 | |
| 2008-05-16 holding as of filing | JULIEN ANDRE Director | 4 | Common Stock Derivative · Direct | Holding | 1,467 owned after | no price filed | 2008-05-16 | |
| 2008-05-16 holding as of filing | JULIEN ANDRE Director | 4 | Common Stock Derivative · Direct | Holding | 1,240 owned after | no price filed | 2008-05-16 | |
| 2008-05-14 | SCHIPPER NORMAN H Director | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,200 2,200 owned after | $0.00 | 2008-05-16 | |
| 2008-05-14 | JULIEN ANDRE Director | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,200 2,200 owned after | $0.00 | 2008-05-16 | |
| 2008-04-16 holding as of filing | Townsley John Officer (Senior VP Human Resources) | 3 | Common Stock Derivative · Direct | Holding | no price filed | 2008-04-16 | ||
| 2008-04-16 holding as of filing | West James Officer (Chief Technical Officer) | 3 | Common Stock Derivative · Direct | Holding | no price filed | 2008-04-16 | ||
| 2008-04-16 holding as of filing | West James Officer (Chief Technical Officer) | 3 | Common Stock Derivative · Direct | Holding | no price filed | 2008-04-16 | ||
| 2008-03-28 holding as of filing | Bair Keith S Officer (Chief Financial Officer) | 4 | Common Stock Derivative · Direct | Holding | 6,667 owned after | no price filed | 2008-03-28 | |
| 2008-03-12 | Bair Keith S Officer (Chief Financial Officer) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +900 900 owned after | no price filed | 2008-03-28 | |
| 2008-03-05 | Bair Keith S Officer (Chief Financial Officer) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,167 6,667 owned after | no price filed | 2008-03-17 | |
| 2007-12-06 holding as of filing | Bair Keith S Officer (Chief Financial Officer) | 4 | Common Stock Derivative · Direct | Holding | 10,000 owned after | no price filed | 2007-12-06 | |
| 2007-06-04 | RAAB SIMON Director | 4 | Contract Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | +100,000 100,000 owned after | no price filed | 2007-06-06 | |
| 2007-06-04 | RAAB SIMON Director | 4 | Contract Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | +100,000 100,000 owned after | no price filed | 2007-06-06 | |
| 2007-05-09 holding as of filing | DAMOURS HURBERT Director | 4 | Common Stock Derivative · Direct | Holding | 1,333 owned after | no price filed | 2007-05-09 | |
| 2007-05-09 holding as of filing | DAMOURS HURBERT Director | 4 | Common Stock Derivative · Direct | Holding | 2,200 owned after | no price filed | 2007-05-09 | |
| 2007-03-12 | Bair Keith S Officer (Chief Financial Officer) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2007-03-20 | |
| 2007-03-05 | Bair Keith S Officer (Chief Financial Officer) | 4/A | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2007-03-20 | |
| 2007-02-14 holding as of filing | JULIEN ANDRE Director | 4 | Common Stock Derivative · Direct | Holding | 1,333 owned after | no price filed | 2007-02-14 | |
| 2007-02-14 holding as of filing | DAMOURS HURBERT Director | 4 | Common Stock Derivative · Direct | Holding | 1,333 owned after | no price filed | 2007-02-14 | |
| 2007-02-14 holding as of filing | CALDWELL JOHN E Director | 4 | Common Stock Derivative · Direct | Holding | 1,333 owned after | no price filed | 2007-02-14 | |
| 2007-02-14 holding as of filing | SCHIPPER NORMAN H Director | 4 | Common Stock Derivative · Direct | Holding | 1,333 owned after | no price filed | 2007-02-14 | |
| 2007-02-14 holding as of filing | COLE STEPHEN Director | 4 | Common Stock Derivative · Direct | Holding | 1,333 owned after | no price filed | 2007-02-14 | |
| 2006-09-08 | JULIEN ANDRE Director | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,200 2,200 owned after | $0.00 | 2007-02-14 | |
| 2006-09-08 | DAMOURS HURBERT Director | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,200 2,200 owned after | $0.00 | 2007-02-14 | |
| 2006-09-08 | CALDWELL JOHN E Director | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,200 2,200 owned after | $0.00 | 2007-02-14 | |
| 2006-09-08 | SCHIPPER NORMAN H Director | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,200 2,200 owned after | $0.00 | 2007-02-14 | |
| 2006-09-08 | COLE STEPHEN Director | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,200 2,200 owned after | $0.00 | 2007-02-14 | |
| 2006-05-18 | COLE STEPHEN Director | 4/A | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −667 1,333 owned after | $0.00 | 2006-10-18 | |
| 2006-05-18 | DAMOURS HURBERT Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −667 1,333 owned after | $0.00 | 2006-08-10 | |
| 2006-05-18 | SCHIPPER NORMAN H Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +667 1,333 owned after | $0.00 | 2006-08-10 | |
| 2006-05-18 | COLE STEPHEN Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −667 1,333 owned after | $0.00 | 2006-08-10 | |
| 2006-05-18 | CALDWELL JOHN E Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −667 1,333 owned after | $0.00 | 2006-08-10 | |
| 2006-05-18 | JULIEN ANDRE Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −667 1,333 owned after | $0.00 | 2006-08-10 | |
| 2006-03-30 | FRASER GREGORY A Officer (EVP, Secretary and Treasurer) | 4 | Contract Derivative · Direct | J Other acquisition or disposition (describe transaction) | −83,334 0 owned after | no price filed | 2006-04-03 | |
| 2005-05-18 | SCHIPPER NORMAN H Director | 4/A | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $0.00 | 2006-08-10 | |
| 2005-05-18 | DAMOURS HURBERT Director | 4/A | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $0.00 | 2006-08-10 | |
| 2005-05-18 | JULIEN ANDRE Director | 4/A | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $0.00 | 2006-08-10 | |
| 2005-05-18 | CALDWELL JOHN E Director | 4/A | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $0.00 | 2006-08-10 | |
| 2005-05-18 | COLE STEPHEN Director | 5 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $0.00 | 2006-08-10 |