FARO TECHNOLOGIES, INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-12-07: Reporting owner RAAB SIMON; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-03-18: Reporting owner Seidel Robert E Jr; Form 3; Security Employee Stock Option (right to buy); Transaction Holding.
- 2016-03-18: Reporting owner Seidel Robert E Jr; Form 3; Security Employee Stock Option (right to buy); Transaction Holding.
- 2016-03-18: Reporting owner Seidel Robert E Jr; Form 3; Security Employee Stock Option (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-12-07 | RAAB SIMON Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +69,475 69,475 owned after | $39.05 exercise price | 2016-12-08 | |
| 2016-03-18 holding as of filing | Seidel Robert E Jr Officer (VP, Finance & Inv. Relations) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $43.33 exercise price | 2016-03-18 | ||
| 2016-03-18 holding as of filing | Seidel Robert E Jr Officer (VP, Finance & Inv. Relations) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $59.97 exercise price | 2016-03-18 | ||
| 2016-03-18 holding as of filing | Seidel Robert E Jr Officer (VP, Finance & Inv. Relations) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $33.05 exercise price | 2016-03-18 | ||
| 2016-03-18 holding as of filing | D'Anjou Janet Officer (VP and Corporate Controller) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $43.26 exercise price | 2016-03-18 | ||
| 2016-03-18 holding as of filing | D'Anjou Janet Officer (VP and Corporate Controller) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $59.97 exercise price | 2016-03-18 | ||
| 2016-03-18 holding as of filing | D'Anjou Janet Officer (VP and Corporate Controller) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $33.05 exercise price | 2016-03-18 | ||
| 2016-03-02 | Murphy Laura Officer (Senior VP & CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,396 22,396 owned after | $33.05 exercise price | 2016-03-04 | |
| 2016-03-02 | Hall Kathleen Officer (SVP, Man. Dir. - Americas) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,636 25,636 owned after | $33.05 exercise price | 2016-03-04 | |
| 2016-03-02 | Gale Jody Storm Officer (SVP/General Counsel/Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,999 15,999 owned after | $33.05 exercise price | 2016-03-04 | |
| 2016-03-02 | Arezone Joseph Officer (SVP, Man. Dir. - EMEA/APAC) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,636 25,636 owned after | $33.05 exercise price | 2016-03-04 | |
| 2016-02-11 | Hall Kathleen Officer (SVP, Man. Dir. - Americas) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,269 1,269 owned after | $59.97 exercise price | 2016-02-16 | |
| 2016-02-11 | Gale Jody Storm Officer (SVP/General Counsel/Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,066 1,066 owned after | $59.97 exercise price | 2016-02-16 | |
| 2016-02-11 | Arezone Joseph Officer (SVP, Man. Dir. - EMEA/APAC) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,322 1,322 owned after | $60.76 exercise price | 2016-02-16 |