FARO TECHNOLOGIES, INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-03-09: Reporting owner Arezone Joseph; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-03-09: Reporting owner Arezone Joseph; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-03-09: Reporting owner Arezone Joseph; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-03-05: Reporting owner Bair Keith S; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-03-09 | Arezone Joseph Officer (SVP, ASIA PACIFIC REGION) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −834 0 owned after | $13.04 exercise price | 2012-03-13 | |
| 2012-03-09 | Arezone Joseph Officer (SVP, ASIA PACIFIC REGION) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,940 1,940 owned after | $24.30 exercise price | 2012-03-13 | |
| 2012-03-09 | Arezone Joseph Officer (SVP, ASIA PACIFIC REGION) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,766 3,533 owned after | $35.90 exercise price | 2012-03-13 | |
| 2012-03-05 | Bair Keith S Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,042 0 owned after | $13.04 exercise price | 2012-03-06 | |
| 2012-03-05 | Bair Keith S Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,386 2,694 owned after | $24.30 exercise price | 2012-03-06 | |
| 2012-03-04 | Morse David Officer (SVP. AMERICAS REGION) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,388 0 owned after | $13.04 exercise price | 2012-03-06 | |
| 2012-03-04 | Morse David Officer (SVP. AMERICAS REGION) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,780 5,561 owned after | $24.30 exercise price | 2012-03-06 | |
| 2012-03-01 | Morse David Officer (SVP. AMERICAS REGION) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,067 6,067 owned after | $57.01 exercise price | 2012-03-06 | |
| 2012-03-01 | Arezone Joseph Officer (SVP, ASIA PACIFIC REGION) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,122 3,122 owned after | $57.01 exercise price | 2012-03-06 | |
| 2012-03-01 | FREELAND JAY Director, Officer (President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,355 19,355 owned after | $57.01 exercise price | 2012-03-06 | |
| 2012-03-01 | Bair Keith S Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,572 5,572 owned after | $57.01 exercise price | 2012-03-06 | |
| 2012-01-11 | FREELAND JAY Director, Officer (President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 0 owned after | $24.36 exercise price | 2012-01-12 |