FARO TECHNOLOGIES, INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-03-31: Reporting owner Abram Peter; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-03-11: Reporting owner Bair Keith S; Form 4; Security Employee stock option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-03-03: Reporting owner Bair Keith S; Form 4; Security Employee stock option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-03-03: Reporting owner Bair Keith S; Form 4; Security Employee stock option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-03-31 | Abram Peter Officer (SVP & CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,157 18,157 owned after | $53.00 exercise price | 2014-04-02 | |
| 2014-03-11 | Bair Keith S Officer (Chief Financial Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,592 0 owned after | $44.28 exercise price | 2014-03-12 | |
| 2014-03-03 | Bair Keith S Officer (Chief Financial Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,827 0 owned after | $35.90 exercise price | 2014-03-05 | |
| 2014-03-03 | Bair Keith S Officer (Chief Financial Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −795 1,592 owned after | $44.28 exercise price | 2014-03-05 | |
| 2014-03-03 | Arezone Joseph Officer (SVP, Asia Pacific Region) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,767 0 owned after | $35.90 exercise price | 2014-03-05 | |
| 2014-03-03 | Arezone Joseph Officer (SVP, Asia Pacific Region) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −505 1,010 owned after | $44.28 exercise price | 2014-03-05 | |
| 2014-02-28 | FREELAND JAY Director, Officer (President & CEO) | 4/A | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,413 7,413 owned after | $57.54 exercise price | 2015-03-30 | |
| 2014-02-28 | Drews Ralf Officer (SVP, Europe Region) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,655 2,655 owned after | $57.54 exercise price | 2014-03-05 | |
| 2014-02-28 | Arezone Joseph Officer (SVP, Asia Pacific Region) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,215 1,215 owned after | $57.54 exercise price | 2014-03-05 | |
| 2014-02-28 | Hall Kathleen Officer (SVP, Americas) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,552 3,552 owned after | $57.54 exercise price | 2014-03-05 | |
| 2014-02-28 | FREELAND JAY Director, Officer (President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,825 8,825 owned after | $57.54 exercise price | 2014-03-05 | |
| 2014-02-03 | Gale Jody Storm Officer (SVP, GENERAL COUNSEL,SECRETARY) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,597 13,597 owned after | $49.60 exercise price | 2014-02-05 |