FARO TECHNOLOGIES, INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-12-04: Reporting owner RAAB SIMON; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-08-10: Reporting owner Murphy Laura; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-03-30: Reporting owner D'Anjou Janet; Form 3; Security Employee Stock Option (right to buy); Transaction Holding.
- 2015-02-26: Reporting owner FREELAND JAY; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-12-04 | RAAB SIMON Director, Officer (Interim President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $29.98 exercise price | 2015-12-08 | |
| 2015-08-10 | Murphy Laura Officer (Senior VP & CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,452 23,452 owned after | $42.92 exercise price | 2015-08-12 | |
| 2015-03-30 holding as of filing | D'Anjou Janet Officer (VP and Corporate Controller) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $43.26 exercise price | 2015-03-30 | ||
| 2015-02-26 | FREELAND JAY Director, Officer (President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 0 owned after | $31.06 exercise price | 2015-03-02 |