FARO TECHNOLOGIES, INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 38 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-01: Reporting owner Buss Siggi; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-11-16: Reporting owner Buss Siggi; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-11-15: Reporting owner Morse David; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-07-19: Reporting owner FREELAND JAY; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-01 | Buss Siggi Officer (SVP, EUROPE REGION) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,900 0 owned after | $20.44 exercise price | 2011-12-05 | |
| 2011-11-16 | Buss Siggi Officer (SVP, EUROPE REGION) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,800 0 owned after | $22.28 exercise price | 2011-11-17 | |
| 2011-11-15 | Morse David Officer (SVP. AMERICAS REGION) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,467 0 owned after | $31.06 exercise price | 2011-11-17 | |
| 2011-07-19 | FREELAND JAY Director, Officer (President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,884 0 owned after | $19.38 exercise price | 2011-07-19 | |
| 2011-07-18 | FREELAND JAY Director, Officer (President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,683 12,884 owned after | $19.38 exercise price | 2011-07-19 | |
| 2011-07-15 | FREELAND JAY Director, Officer (President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,433 23,567 owned after | $19.38 exercise price | 2011-07-19 | |
| 2011-06-01 | Bair Keith S Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,084 4,042 owned after | $13.04 exercise price | 2011-06-02 | |
| 2011-05-27 | CALDWELL JOHN E Director | 4 | Nonemployee Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $1.61 exercise price | 2011-05-31 | |
| 2011-05-27 | CALDWELL JOHN E Director | 4 | Nonemployee Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $4.42 exercise price | 2011-05-31 | |
| 2011-05-27 | CALDWELL JOHN E Director | 4 | Nonemployee Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $21.56 exercise price | 2011-05-31 | |
| 2011-05-26 | Morse David Officer (SVP, AMERICAS REGION) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,370 0 owned after | $24.36 exercise price | 2011-05-31 | |
| 2011-05-26 | Morse David Officer (SVP, AMERICAS REGION) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,733 5,467 owned after | $31.06 exercise price | 2011-05-31 | |
| 2011-05-26 | Morse David Officer (SVP, AMERICAS REGION) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,388 8,776 owned after | $13.04 exercise price | 2011-05-31 | |
| 2011-05-19 | Bair Keith S Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,600 0 owned after | $31.06 exercise price | 2011-05-23 | |
| 2011-05-10 | Buss Siggi Officer (SVP, EUROPE REGION) | 4/A | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $19.34 exercise price | 2011-05-12 | |
| 2011-05-09 | Arezone Joseph Officer (SVP, ASIA PACIFIC REGION) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $24.36 exercise price | 2011-05-11 | |
| 2011-05-09 | Arezone Joseph Officer (SVP, ASIA PACIFIC REGION) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 0 owned after | $31.06 exercise price | 2011-05-11 | |
| 2011-05-09 | Arezone Joseph Officer (SVP, ASIA PACIFIC REGION) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,666 834 owned after | $13.04 exercise price | 2011-05-11 | |
| 2011-05-09 | Arezone Joseph Officer (SVP, ASIA PACIFIC REGION) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,939 3,880 owned after | $24.30 exercise price | 2011-05-11 | |
| 2011-05-09 | Arezone Joseph Officer (SVP, ASIA PACIFIC REGION) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,050 0 owned after | $27.40 exercise price | 2011-05-11 | |
| 2011-05-09 | Arezone Joseph Officer (SVP, ASIA PACIFIC REGION) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,050 0 owned after | $20.44 exercise price | 2011-05-11 | |
| 2011-05-09 | Arezone Joseph Officer (SVP, ASIA PACIFIC REGION) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $19.34 exercise price | 2011-05-11 | |
| 2011-05-09 | Arezone Joseph Officer (SVP, ASIA PACIFIC REGION) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,100 0 owned after | $22.28 exercise price | 2011-05-11 | |
| 2011-03-15 | COLE STEPHEN Director | 4 | Non-Employee Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 0 owned after | $2.57 exercise price | 2011-03-17 | |
| 2011-03-15 | COLE STEPHEN Director | 4 | Non-Employee Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $2.57 exercise price | 2011-03-17 | |
| 2011-03-15 | COLE STEPHEN Director | 4 | Non-Employee Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $4.42 exercise price | 2011-03-17 | |
| 2011-03-08 | Morse David Officer (SVP, AMERICAS REGION) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,150 0 owned after | $22.28 exercise price | 2011-03-09 | |
| 2011-03-07 | Morse David Officer (SVP, AMERICAS REGION) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,740 4,370 owned after | $24.36 exercise price | 2011-03-09 | |
| 2011-03-04 | Buss Siggi Officer (SVP, EUROPE REGION) | 4/A | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,113 5,113 owned after | $13.04 exercise price | 2011-04-01 | |
| 2011-03-04 | Buss Siggi Officer (SVP, EUROPE REGION) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,225 5,113 owned after | $13.04 exercise price | 2011-03-04 | |
| 2011-03-02 | Buss Siggi Officer (SVP, EUROPE REGION) | 4/A | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $19.34 exercise price | 2011-04-01 | |
| 2011-03-02 | Buss Siggi Officer (SVP, EUROPE REGION) | 4/A | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,112 10,225 owned after | $13.04 exercise price | 2011-04-01 | |
| 2011-02-25 | Buss Siggi Officer (SVP, EUROPE REGION) | 4/A | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,938 8,938 owned after | $35.90 exercise price | 2011-04-01 | |
| 2011-02-25 | Arezone Joseph Officer (SVP, ASIA PACIFIC REGION) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,299 5,299 owned after | $35.90 exercise price | 2011-03-04 | |
| 2011-02-25 | Bair Keith S Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,749 8,749 owned after | $35.90 exercise price | 2011-03-04 | |
| 2011-02-25 | Buss Siggi Officer (SVP, EUROPE REGION) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,938 8,938 owned after | $35.90 exercise price | 2011-03-04 | |
| 2011-02-25 | FREELAND JAY Director, Officer (President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38,680 38,680 owned after | $35.90 exercise price | 2011-03-04 | |
| 2011-02-25 | Morse David Officer (SVP, AMERICAS REGION) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,765 8,765 owned after | $35.90 exercise price | 2011-03-04 |